STOCK TITAN

Ball Corp (BALL) SVP surrenders 1,828 shares to cover taxes

Filing Impact
(Moderate)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Ball Corp executive Carey Causey reported a routine share surrender related to taxes. On 01/31/2026, 1,828 shares of Ball Corp common stock were deemed surrendered at $56.87 per share to cover tax liabilities from the vesting of restricted stock units.

After this withholding event, Causey directly beneficially owned 27,330.9051 shares of Ball Corp common stock. The transaction reflects tax settlement on equity compensation rather than an open-market sale initiated for investment purposes.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Causey Carey

(Last) (First) (Middle)
9200 W. 108TH CIRCLE

(Street)
WESTMINSTER CO 80021

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
BALL Corp [ BALL ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
SVP & Chief Growth Officer
3. Date of Earliest Transaction (Month/Day/Year)
01/31/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 01/31/2026 F 1,828(1) D $56.87 27,330.9051 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Shares deemed surrendered in payment of tax liability resulting from vesting of restricted stock units.
/s/ Derek Redmond, attorney-in-fact for Ms. Causey 02/02/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did Ball Corp (BALL) report for Carey Causey?

Ball Corp reported that SVP & Chief Growth Officer Carey Causey surrendered 1,828 common shares on 01/31/2026. The shares were deemed surrendered to satisfy tax liabilities arising from the vesting of restricted stock units, rather than from a discretionary open-market sale.

How many Ball Corp (BALL) shares does Carey Causey own after this Form 4?

Following the reported transaction, Carey Causey beneficially owned 27,330.9051 shares of Ball Corp common stock directly. This figure reflects holdings after 1,828 shares were surrendered to cover tax obligations tied to restricted stock unit vesting on 01/31/2026.

Was the Ball Corp (BALL) insider transaction an open-market sale?

No, the Form 4 shows the 1,828 Ball Corp shares were deemed surrendered to cover tax liabilities from restricted stock unit vesting. This type of transaction is a tax withholding event, not a typical open-market sale initiated for portfolio or valuation reasons.

What does transaction code "F" mean in the Ball Corp (BALL) Form 4?

Transaction code "F" indicates shares were withheld or surrendered to pay taxes on an award, such as restricted stock units. In this case, 1,828 Ball Corp common shares were surrendered to satisfy tax liabilities from vesting equity compensation on 01/31/2026.

What role does Carey Causey hold at Ball Corp (BALL)?

Carey Causey serves as Ball Corp’s Senior Vice President & Chief Growth Officer. The Form 4 identifies Causey as an officer of the company, reporting direct beneficial ownership of 27,330.9051 common shares after the 01/31/2026 tax-related share surrender.
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