Brookfield Asset Management Ltd. 8-K Filings

Brookfield Asset Management Ltd. (BAM) reported that it will participate in a joint Investor Day in New York with Brookfield Corporation on Thursday, September 17, 2026. Brookfield Asset Management’s session will run from 12:45 to 2:45 p.m. Eastern Time, followed by Brookfield Corporation’s session from 3:00 to 5:00 p.m. Eastern Time.

The companies will provide a live webcast and presentation materials at www.brookfield.com/investorday and their respective investor relations websites, with a replay available shortly after the event. Brookfield is described as a global investment firm with more than $1 trillion in assets under management and a presence in over 50 countries.

Brookfield Asset Management Ltd. (BAM) announced that it has been selected by the UK’s Nuclear Liabilities Fund (NLF) to manage a long-term, multi-asset investment mandate with an initial $1 billion (c.£750 million) commitment, reported under an Other Events 8-K.

The mandate will be managed by Brookfield’s Investment Solutions Group, chaired by Howard Marks and led by Alper Daglioglu, investing globally across infrastructure, energy, private equity, real estate and private credit through fund commitments, direct investments and co-investments. The portfolio is structured to reinvest proceeds and emphasize long-term compounding to help NLF meet multi-decade nuclear decommissioning costs for eight UK power stations.

Brookfield Asset Management Ltd. reports the geographic composition of its asset-management business. As of June 30, 2026, it managed approximately $1.3 trillion of assets under management, including $617.3 billion, or 49%, in investments located in the United States, its largest single-country exposure. Europe accounted for $263.8 billion (21%), Asia Pacific $159.0 billion (12%), Canada $67.3 billion (5%) and other regions $160.4 billion (13%).

For the twelve months ended June 30, 2026, about 50% of capital raised for Brookfield and Oaktree private funds came from U.S. investors, with the remainder sourced from Europe, Asia Pacific, Canada and other regions. The disclosure highlights both where client capital is raised and where underlying investments are located.

Brookfield Asset Management reported record second quarter results, driven by strong fundraising and higher fee-related earnings. Net income was $1.2 billion for the quarter and $3.1 billion over the last twelve months. Fee-related earnings rose 20% year-over-year to $808 million, while distributable earnings increased 15% to $707 million. Fee-bearing capital reached $672 billion, up 19% year-over-year, supported by record fundraising of $77 billion in the quarter and $98 billion year-to-date.

The company deployed $21 billion and monetized $11 billion of assets during the quarter across infrastructure, energy, private equity, real estate and credit strategies. The board declared a quarterly dividend of $0.5025 per share, payable September 29, 2026. Strategic moves included completing the acquisition of Oaktree, expanding partnerships in AI infrastructure and energy (including a $25 billion Bloom Energy framework and a €30 billion French AI infrastructure framework), announcing a $100 billion AI data center campus plan, and repurchasing $200 million of shares. Uncalled fund commitments totaled $149 billion, and corporate liquidity was $3.1 billion as of June 30, 2026.

Brookfield Asset Management Ltd. and Brookfield Corporation completed the previously announced acquisition of Oaktree on July 31, 2026. Brookfield acquired the remaining 26% interest it did not already own, for total consideration of approximately $3.0 billion in cash and BN and BAM shares, and now owns 100% of Oaktree.

The combination creates a global credit platform of about $365B, spanning opportunistic credit, real asset credit, asset-backed finance and corporate performing credit. Brookfield reports more than $1 trillion in assets under management, with the U.S. now its largest market, home to over 60% of employees and nearly half of revenue.

Howard Marks and Bruce Karsh will serve as Co-Chairs of Oaktree, with Marks also acting as Chair of Brookfield's Investment Solutions Group and a Director of Brookfield Corporation. Brookfield highlights Oaktree's presence in 18 countries and cautions that statements about the acquisition's expected impact are forward-looking and subject to risks and uncertainties.

Brookfield Asset Management Ltd. reported that NAVER, NVIDIA and Brookfield plan a major expansion of Korea’s sovereign AI factory infrastructure. The initial 55 megawatt NVIDIA DSX AI factory at NAVER’s GAK Sejong hyperscale data center is planned to scale to 200 megawatts by 2028 using NVIDIA’s DSX platform.

NVIDIA plans to invest $1 billion into NAVER Corp., while Brookfield plans to fund up to $9 billion for AI infrastructure, with NAVER providing the remaining financing. NAVER ultimately intends to deploy 1 gigawatt of NVIDIA AI infrastructure to support AI innovators in Korea and the U.S. Brookfield highlights this project within an AI infrastructure platform managing about $100 billion in assets, as part of its broader base of more than $1 trillion in assets under management.

Brookfield Asset Management Ltd. entered into an agreement to acquire Aypa Power from funds managed by Blackstone Energy Transition Partners for approximately $7 billion enterprise value at closing, representing $3 billion equity value. The transaction includes Aypa’s operating, under-construction and contracted projects, its development platform and an approximately 200-person team.

Aypa is described as the largest standalone battery storage developer in North America, with about 6.5 GW of operating, under-construction and contracted capacity and a development pipeline exceeding 20 GW. Its operating and under-construction portfolio is 95% contracted with investment-grade customers, with an average remaining contract life of 17 years. Brookfield states the deal provides a leading presence in the North American battery energy storage systems market and will be pursued through the second vintage of its flagship global transition strategy alongside institutional partners including Brookfield Renewable Partners. Closing is subject to customary regulatory approvals.

Brookfield Asset Management Ltd. filed an 8-K to announce logistics for its second quarter 2026 results conference call and webcast. The company plans to release results on the morning of August 5, 2026, prior to 7:00 a.m. ET, followed by a call at 10:00 a.m. ET.

Participants can access the event via a pre-registered conference call link or a webcast link provided in the announcement. The company describes itself as a leading global alternative asset manager headquartered in New York, with over $1 trillion of assets under management across infrastructure, energy, private equity, real estate, and credit.

Brookfield Asset Management reported that the U.S. Department of Energy’s Office of Energy Dominance Financing has issued a conditional commitment for $17.5 billion in loan facilities to support new U.S. nuclear reactors using Westinghouse AP1000 technology. The “American Supply Chain Loans” are intended to finance long-lead equipment for up to 10 reactors, with DOE expecting to make up to five separate loans, each backing two reactors. Brookfield and partners own 51% of Westinghouse, with Cameco holding 49%. The package is expected to let utility and energy company partners accelerate construction and commercial operations by up to three years, with a goal of having 10 reactors under construction by 2030, subject to Westinghouse and its partners meeting technical, legal, environmental and financial conditions.

Brookfield Asset Management Ltd. announced a joint venture with Mitsubishi HC Capital Inc. to create a privately held renewable energy company focused on operating assets in Europe. The initial seed portfolio includes about 570 megawatts of installed capacity across the U.K., Spain, Sweden, Finland, France and Ireland, with an equity value of approximately EUR 400 million.

These assets are largely covered by long-term power purchase agreements with a weighted average remaining term of about 10 years, supporting more predictable cash flows. The partners plan to target additional stabilized operating assets in Europe and Australia, including onshore wind, utility-scale solar and battery energy storage, with Brookfield overseeing operations and both parties funding future acquisitions on a pro rata basis. The venture is expected to launch in the second half of 2026, subject to required approvals and closing conditions.

Brookfield Asset Management Ltd. has agreed to invest $500 million in The OpenAI Deployment Company, a new AI deployment platform formed with OpenAI and other global investors. The platform is designed to help large enterprises move from pilot AI projects to full, enterprise-wide deployment.

Brookfield plans to use this partnership to accelerate productivity initiatives, enhance decision-making and improve efficiency across its operating companies and investment platform. Brookfield Business Corporation, the listed flagship of Brookfield’s private equity business, will lead the investment, aligning with Brookfield’s focus on operational value creation and transforming essential industrial and services businesses.

Brookfield Asset Management Ltd. reported the results of its 2026 annual and special meeting of shareholders held in New York. All 12 director nominees received very strong support, with votes for individual nominees ranging from 1,464,943,326 to 1,494,995,659, or about 97.92% to 99.93% of votes cast.

Additional proposals on the agenda also drew more than 99% of votes cast in favor, based on the reported for and against tallies. The company describes itself as a leading global alternative asset manager with over $1 trillion of assets under management across infrastructure, energy, private equity, real estate, and credit.

Brookfield Asset Management Ltd. reported strong first quarter 2026 results driven by higher fees, robust fundraising and active capital deployment. Net income was $586 million, while fee-related earnings rose 11% year-over-year to $772 million and distributable earnings increased 7% to $702 million. Last twelve months fee-related earnings reached $3.1 billion, up 18%.

The firm fundraised $21 billion in the quarter and $67 billion year-to-date, lifting fee-bearing capital to $614 billion, up 12% year-over-year. Brookfield deployed or committed to deploy $34 billion and monetized $8 billion across infrastructure, energy, private equity, real estate and credit strategies, while holding $137 billion of uncalled commitments and $2.5 billion of corporate liquidity as of March 31, 2026.

The board declared a quarterly dividend of $0.5025 per share, payable on June 30, 2026. Brookfield was awarded a mandate to manage $40 billion of Just Group insurance assets, expected to generate about $100 million of annual base fee revenue, and repurchased $375 million of its shares in the quarter.

Brookfield Asset Management Ltd. has completed its acquisition of Peakstone Realty Trust in an all-cash transaction valuing Peakstone at approximately $1.2 billion. Peakstone shareholders received $21.00 per share in cash, and Peakstone’s shares have been delisted from the New York Stock Exchange, making it a privately held company.

Peakstone adds a portfolio of over 70 industrial assets, including industrial outdoor storage and traditional industrial properties. These assets will be integrated into Brookfield’s global logistics platform, which spans more than 160 million square feet across over 800 properties in 19 countries.

Brookfield Asset Management Ltd. completed an offering of US$550,000,000 4.832% senior notes due April 15, 2031 and US$450,000,000 5.298% senior notes due January 15, 2036. The notes pay interest semi-annually and are governed by an Indenture with Canadian and U.S. trustees.

BAM may redeem each series before maturity, initially at a make-whole redemption price and later at 100% of principal plus accrued interest, as described in the Indenture. Upon certain change of control events, BAM must offer to repurchase the notes at 101% of principal plus accrued interest, and it may redeem the notes if Canadian withholding tax rules change.

Brookfield Asset Management Ltd. entered into an underwriting agreement for a registered debt offering totaling US$1.0 billion. The company will issue US$550 million of senior notes due 2031 bearing interest at 4.832% per annum and a US$450 million reopening of its 5.298% senior notes due 2036.

The notes are being sold under a previously effective Form F‑10 shelf registration, using a base shelf prospectus dated February 10, 2026 and a prospectus supplement dated April 14, 2026. The offering is expected to close on April 17, 2026, with customary indemnities and covenants in the underwriting agreement.

Brookfield Asset Management Ltd. is issuing US$550,000,000 of 4.832% senior unsecured notes due April 15, 2031 and US$450,000,000 of 5.298% senior unsecured notes due January 15, 2036. The 2036 notes are a re-opening of an existing 5.298% series, bringing that series to US$850,000,000 outstanding.

The 2031 notes are priced at 100.000% of principal, while the 2036 notes are priced at 98.962% of principal plus accrued interest of US$9,867,525.00 from November 18, 2025. Both series pay interest semi-annually and include covenants such as a change of control put at 101% and negative pledge protection.

The notes are SEC-registered, settle on April 17, 2026 (T+3), and the net proceeds will be used for general corporate purposes. The company is using its existing base shelf prospectus and related Canadian term sheets to support the offering.

Brookfield Asset Management Ltd. is issuing $1.0 billion of senior notes, including $550 million of notes due 2031 at a 4.832% annual interest rate and a $450 million re-opening of its 5.298% notes due 2036.

The new 2036 notes, issued at 98.962% of principal with a 5.434% yield to maturity, will increase that series’ aggregate principal to $850 million. Brookfield plans to use the net proceeds for general corporate purposes, with closing expected on April 17, 2026, subject to customary conditions.

Brookfield Asset Management Ltd. will host its first quarter 2026 results conference call and webcast on Friday, May 8, 2026 at 10:00 a.m. ET. The company plans to release its Q1 2026 financial results earlier that morning, before 7:00 a.m. ET, on its website.

Brookfield describes itself as a leading global alternative asset manager with over $1 trillion of assets under management, investing in infrastructure, energy, private equity, real estate, and credit for a wide range of institutional and private wealth clients.

Brookfield Asset Management Ltd. has called its 2026 annual and special meeting for May 7, 2026 in New York and filed its management circular and proxy materials. Shareholders of record on March 10, 2026, holding 1,638,167,514 Class A shares and 21,280 Class B shares, may vote.

The meeting will address election of 12 directors, reappointment of Deloitte as auditor, an advisory vote on executive pay, a new 2026 management share option plan for up to 20 million Class A shares, and an increase in the Escrowed Stock Plan reserve to 15 million shares. The circular highlights a record 2025 with $112 billion of capital raised, $66 billion invested, fee-bearing capital of $603 billion, fee-related earnings of $3.0 billion and distributable earnings of $2.7 billion, plus a 15% dividend increase to $2.01 per share.

Brookfield Asset Management Ltd. is leading a transaction to acquire Boralex Inc. for $37.25 in cash per share, implying a total enterprise value of approximately $9.0 billion. The offer represents a 31.8% premium to Boralex’s March 20, 2026 TSX closing price and a 36.4% premium to its 30‑day volume‑weighted average price.

Brookfield and La Caisse will acquire all outstanding Boralex common shares, with La Caisse increasing its stake from about 15% to 30% and Brookfield holding the remaining 70%. The deal, unanimously approved by Boralex’s board after a formal valuation and multiple fairness opinions, will be completed via a court‑approved plan of arrangement and is targeted to close by Q4 2026, subject to shareholder and regulatory approvals and customary conditions. Following completion, Boralex is expected to be taken private and delisted from the TSX.

Brookfield Asset Management Ltd. has established a new commercial paper program that allows it to issue unsecured short-term notes up to a maximum aggregate amount outstanding of $1 billion at any time. This flexible funding tool is intended to provide another source of short-term capital.

The company states that proceeds from any commercial paper issuance will be used for general corporate purposes, which can include routine funding needs or broader corporate activities. The notes will be offered on a private placement basis and will not be registered under the U.S. Securities Act, limiting offers and sales in the United States to transactions relying on applicable exemptions.

Brookfield Asset Management Ltd. reported that it is partnering with British Columbia Investment Management Corporation and Norges Bank Investment Management to launch Northview Energy, a privately held renewable energy platform focused on contracted, operating assets in the U.S. and Canada.

Northview’s seed portfolio will consist of 22 utility-scale solar and onshore wind assets totaling approximately 2.3 gigawatts of operating capacity across six U.S. power markets. These newly operational projects are backed by long-term power purchase agreements with investment grade counterparties, with a weighted average remaining term of about 16 years.

The three partners will fund and own Northview Energy equally and share customary governance rights, with a dedicated management team to be appointed. Northview has also entered into a Framework Agreement for potential future acquisitions of renewable assets from Brookfield-managed portfolio companies representing up to $1.5 billion of equity capital, subject to approvals and customary closing conditions, with launch expected in the second quarter of 2026.

Brookfield Asset Management Ltd. appointed Connor Teskey as Chief Executive Officer, effective February 3, 2026. Teskey, age 38, has served as President since 2022 and leads Brookfield’s Renewable Power and Transition business, as well as serving as CEO of Brookfield Renewable Partners.

As part of the transition, Bruce Flatt resigned as Chief Executive Officer of Brookfield Asset Management Ltd. on February 3, 2026 and will continue as Chair of the Board and as Chief Executive Officer of Brookfield Corporation. The Board also appointed Bruce Karsh as a director, succeeding William Powell, who resigned as a director effective the same date.

Brookfield Asset Management Ltd. filed a current report to note that it issued a press release on January 9, 2026. The company says the press release is included as Exhibit 99.1 and is incorporated by reference into the filing. This update is presented under the "Other Events" section, indicating the disclosure of a company development without providing financial results or transaction details in the text provided.

Brookfield Asset Management Ltd. filed a current report to note that it issued a press release on January 8, 2026. The press release is attached as Exhibit 99.1 and is incorporated by reference, but the contents of that release are not described in this document. The filing is presented as an "Other Events" update, indicating a general corporate or informational announcement rather than a specific financial transaction or earnings release.

Brookfield Asset Management Ltd. filed a current report indicating that it issued a press release on December 9, 2025, classified as an "Other Event" under Item 8.01. The report mainly serves to attach this press release as Exhibit 99.1 for public reference.

Brookfield Asset Management Ltd. filed a current report to note that it issued a press release on November 26, 2025. The company is incorporated in British Columbia, Canada and its Class A Limited Voting Shares trade on the New York Stock Exchange under the symbol BAM.

Brookfield Asset Management Ltd. filed a current report to document that it issued a press release on November 19, 2025. The report is filed under the "Other Events" section, meaning it is used to formally place the press release into the public record as an exhibit.

Brookfield Asset Management Ltd. (BAM) completed a new debt financing, issuing US$600,000,000 of 4.653% senior notes due 2030 and US$400,000,000 of 5.298% senior notes due 2036.

The notes pay interest semi-annually, with the 2030 notes paying on May 15 and November 15 starting May 15, 2026, and the 2036 notes paying on January 15 and July 15 starting July 15, 2026.

BAM may redeem each series before maturity, initially at a make-whole price and later at 100% of principal plus accrued interest, and may also redeem if certain Canadian withholding tax changes occur. The indenture limits BAM’s ability to incur liens and requires an offer to repurchase the notes at 101% of principal plus accrued interest if specified change of control events occur.

Brookfield Asset Management Ltd. announced an offering of US$600,000,000 4.653% notes due 2030 and US$400,000,000 5.298% notes due 2036. The company entered into an underwriting agreement with Citigroup Global Markets and Wells Fargo Securities as representatives of the underwriters.

The notes were registered on Form F-10 and offered and sold under a base shelf prospectus dated August 5, 2025, and a final prospectus supplement dated November 13, 2025. The filing also includes consents from Torys LLP and Goodmans LLP as exhibits.

Brookfield Asset Management Ltd. announced an offering of senior notes in two tranches. The company plans to issue US$600 million of 4.653% senior notes due 2030 and US$400 million of 5.298% senior notes due 2036.

The announcement was made via press release, with preliminary and final Canadian term sheets filed as exhibits and incorporated by reference into Brookfield’s Form F-10 registration statement. These filings outline the key terms of the debt offering and provide the market with formal details on coupon rates and maturities.

Brookfield Asset Management Ltd. filed a current report to note that it has released updated information on its results of operations and financial condition. The company issued a press release on November 7, 2025, and attached it as Exhibit 99.1 to this report.

The press release, dated November 7, 2025, is incorporated by reference, meaning readers must review Exhibit 99.1 for the detailed financial and operating results discussed under Item 2.02.

Brookfield Asset Management Ltd. (BAM) reported a new strategic partnership with the U.S. Government, Westinghouse Electric Company, and Cameco Corporation to accelerate deployment of nuclear power, in accordance with the President’s May 23, 2025 Executive Orders. As part of the partnership, at least $80 billion of nuclear reactors will be constructed using Westinghouse technology.

Brookfield initially acquired Westinghouse in 2018 and partnered with Cameco to acquire it in October 2022. The press release detailing the partnership is attached as Exhibit 99.1.

Brookfield Asset Management Ltd. filed a current report describing an "Other Events" update. The company states that on October 22, 2025, it issued a press release, which is attached as Exhibit 99.1 and incorporated by reference. The filing also lists the required exhibit index and confirms corporate authorization.

Brookfield Asset Management (BAM) announced a proposed transaction to acquire the approximately 26% of Oaktree it does not already own for total consideration of $3 billion. Upon completion, Brookfield will own 100% of Oaktree. BAM and Brookfield Corporation (BN) will fund about $1.6 billion and $1.4 billion, respectively, reflecting their current proportional interests.

Oaktree common equity holders may elect cash, BAM Class A Limited Voting Shares (subject to a two-year lock-up), or, subject to certain limitations, BN Class A Limited Voting Shares (subject to a five-year lock-up). BAM will acquire an incremental 26% interest in Oaktree’s fee-related earnings, certain carried interest (net of BN’s 33% royalty), and partner manager interests in 17Capital and DoubleLine, while BN will acquire an incremental 26% interest in Oaktree’s balance sheet investments and remaining carried interest. Any BAM or BN shares issued are expected to rely on registration exemptions. Closing is expected in Q1 2026, subject to regulatory approvals and customary conditions.

Brookfield Asset Management Ltd. issued $750,000,000 of long‑dated notes carrying a fixed 6.077% coupon due 2055. The notes were issued under the company's existing base indenture as supplemented by a second supplemental indenture, and are governed by an indenture naming Computershare Trust Company of Canada as Canadian Trustee and Computershare Trust Company, National Association as U.S. Trustee. The filing records this issuance as the creation of a direct financial obligation and references the related indenture documents and exhibits.

Brookfield Asset Management Ltd. announced a debt offering of US$750,000,000 in aggregate principal amount of 6.077% notes due 2055. The company entered into an Underwriting Agreement on September 4, 2025, with Wells Fargo Securities, LLC and Morgan Stanley & Co. LLC as representatives of the underwriters. The notes were offered under Brookfield’s base shelf prospectus dated August 5, 2025, and a final prospectus supplement dated September 4, 2025, filed with the Commission on September 5, 2025. The filing includes the underwriting agreement and legal consents.

Brookfield Asset Management Ltd. disclosed that it has launched an offering of $750 million of 6.077% senior notes due 2055. These are long-term debt securities that will require Brookfield to pay 6.077% interest each year until their 2055 maturity. The company has provided a press release and both preliminary and final Canadian term sheets as exhibits, which outline the detailed terms of the notes and are tied to its existing Form F-10 shelf registration in Canada and the U.S.

Brookfield Asset Management (NYSE:BAM) filed a Form 8-K reporting Board-approved amendments to its Code of Business Conduct and Ethics under Item 5.05.

The changes, approved on May 5 2025, are expressly characterized as non-substantive “clean-up and clarifying” revisions that apply to all directors, officers, employees and temporary workers. The updated Code is provided as Exhibit 14.1 and incorporated by reference.

No other items, financial data or strategic updates were included, indicating no immediate impact on operations, governance structure or financial condition.