Brookfield Asst SEC Filings

Brookfield Asset Management Ltd. announced an offering of senior notes in two tranches. The company plans to issue US$600 million of 4.653% senior notes due 2030 and US$400 million of 5.298% senior notes due 2036.

The announcement was made via press release, with preliminary and final Canadian term sheets filed as exhibits and incorporated by reference into Brookfield’s Form F-10 registration statement. These filings outline the key terms of the debt offering and provide the market with formal details on coupon rates and maturities.

Brookfield Asset Management Ltd. (BAM) reported stronger Q3 2025 results. Total revenues were $1,252 million, up from $1,117 million a year ago, driven by base management and advisory fees of $859 million versus $768 million and incentive fees of $115 million versus $105 million. Net income rose to $692 million from $537 million, with diluted EPS of $0.44 versus $0.34.

For the nine months, revenues reached $3,423 million (from $2,917 million) and net income was $1,783 million (from $1,428 million). The quarter included $112 million of unrealized carried interest allocations, up from $55 million. Expenses increased as the business scaled, with compensation, operating, and G&A at $489 million versus $430 million.

The balance sheet showed cash and cash equivalents of $1,062 million (from $404 million at year-end) and corporate borrowings of $1,486 million. Operating cash flow was $745 million in the quarter. As of November 6, 2025, BAM had 1,610,718,658 Class A Limited Voting Shares and 21,280 Class B Limited Voting Shares outstanding.

Brookfield Asset Management Ltd. (BAM)U.S. Government, Westinghouse Electric Company, and Cameco Corporation to accelerate deployment of nuclear power, in accordance with the President’s May 23, 2025 Executive Orders. As part of the partnership, at least $80 billion of nuclear reactors will be constructed using Westinghouse technology.

Brookfield initially acquired Westinghouse in 2018 and partnered with Cameco to acquire it in October 2022. The press release detailing the partnership is attached as Exhibit 99.1.

Brookfield Asset Management (BAM) announced a proposed transaction to acquire the approximately 26% of Oaktree it does not already own for total consideration of $3 billion. Upon completion, Brookfield will own 100% of Oaktree. BAM and Brookfield Corporation (BN) will fund about $1.6 billion and $1.4 billion, respectively, reflecting their current proportional interests.

Oaktree common equity holders may elect cash, BAM Class A Limited Voting Shares (subject to a two-year lock-up), or, subject to certain limitations, BN Class A Limited Voting Shares (subject to a five-year lock-up). BAM will acquire an incremental 26% interest in Oaktree’s fee-related earnings, certain carried interest (net of BN’s 33% royalty), and partner manager interests in 17Capital and DoubleLine, while BN will acquire an incremental 26% interest in Oaktree’s balance sheet investments and remaining carried interest. Any BAM or BN shares issued are expected to rely on registration exemptions. Closing is expected in Q1 2026, subject to regulatory approvals and customary conditions.

Brookfield Asset Management Ltd. issued $750,000,000 of long‑dated notes carrying a fixed 6.077% coupon due 2055. The notes were issued under the company's existing base indenture as supplemented by a second supplemental indenture, and are governed by an indenture naming Computershare Trust Company of Canada as Canadian Trustee and Computershare Trust Company, National Association as U.S. Trustee. The filing records this issuance as the creation of a direct financial obligation and references the related indenture documents and exhibits.

Brookfield Asset Management Ltd. announced a debt offering of US$750,000,000 in aggregate principal amount of 6.077% notes due 2055. The company entered into an Underwriting Agreement on September 4, 2025, with Wells Fargo Securities, LLC and Morgan Stanley & Co. LLC as representatives of the underwriters. The notes were offered under Brookfield’s base shelf prospectus dated August 5, 2025, and a final prospectus supplement dated September 4, 2025, filed with the Commission on September 5, 2025. The filing includes the underwriting agreement and legal consents.

Brookfield Asset Management Ltd. (BAM) prospectus supplement discloses terms and related documentation for debt and equity offerings and incorporates multiple filed reports by reference. The notes have an effective yield of 6.077% if held to September 15, 2055. The filing incorporates BAM’s audited 2024 Annual Report on Form 10-K, asset-management financials, Oaktree group statements, Form 8-K/A with pro forma information for the 2025 Arrangement, the Q2 2025 Form 10-Q, and management information circulars, plus preliminary and final term sheets for the notes dated September 4, 2025. The document lists detailed risk factors including market volatility, regulatory and tax risks, interest-rate and foreign-exchange exposure, operational and IT risks, litigation, and dependence on asset-management cash flows. It also sets out redemption pricing mechanics tied to a Treasury Rate methodology and describes indentures and trustee arrangements for multiple issuers and guarantors.