ETRADE Financial (NYSE: BANC) plans 6,000-share sale and details prior trades

Rhea-AI Filing Summary

ETRADE Financial Corporation is the issuer of common stock covered by this notice of proposed sale on the NYSE. The filing lists 6,000 shares of common stock under the section for securities to be sold, with an entry date of 08/04/2026.

The disclosure also details prior stock plan activity executed through Banc of California, including transactions involving 534 shares3,915 shares1,346 shares205 shares

Key Figures

Shares to be sold: 6,000 shares Stock plan activity 02/28/2026: 534 shares Stock plan activity 02/27/2026: 3,915 shares +2 more

5 metrics

Shares to be sold 6,000 shares Common stock of ETRADE Financial Corporation proposed for sale

Stock plan activity 02/28/2026 534 shares Stock plan activity through Banc of California on 02/28/2026

Stock plan activity 02/27/2026 3,915 shares Stock plan activity through Banc of California on 02/27/2026

Stock plan activity 02/23/2026 1,346 shares Stock plan activity through Banc of California on 02/23/2026

Stock plan activity 05/27/2025 205 shares Stock plan activity through Banc of California on 05/27/2025

Key Terms

Securities to be sold, Securities Sold During The Past 3 Months, stock plan activity

3 terms

Securities to be sold financial

"144: Securities To Be Sold COMMON | 02/28/2026 | STOCK PLAN ACTIVITY"

Securities Sold During The Past 3 Months financial

"144: Securities Sold During The Past 3 Months 144: Remarks"

stock plan activity financial

"COMMON | 02/28/2026 | STOCK PLAN ACTIVITY | BANC OF CALIFORNIA"

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Available on EDGAR 08/04/2026 - 08:05 PM Accepted by SEC EDGAR 08/04/2026 - 08:04 PM Learn about SEC filing dates

FAQ

What does this Form 144 filing involving BANC disclose?

It discloses a planned sale of 6,000 shares of ETRADE Financial Corporation common stock on the NYSE and lists prior stock plan activity trades executed through Banc of California involving several smaller share amounts.

How many ETRADE common shares are planned for sale in this Form 144?

The notice covers a proposed sale of 6,000 shares of ETRADE Financial Corporation common stock. This amount appears in the section describing securities to be sold, alongside NYSE as the trading market and a date of 08/04/2026.

What recent stock plan activity involving BANC is reported in the Form 144?

The filing lists stock plan activity through Banc of California for 534 shares on 02/28/2026, 3,915 shares on 02/27/2026, 1,346 shares on 02/23/2026, and 205 shares on 05/27/2025 as securities sold during the past three months.

Which issuer’s shares are covered by this Form 144 related to BANC?

The issuer is ETRADE Financial Corporation, whose common stock is listed on the NYSE. Banc of California, associated with ticker BANC, appears in the filing as the broker for stock plan activity transactions, not as the issuer.

On which market are the shares in this Form 144 expected to trade?

The planned sale of 6,000 shares of ETRADE Financial Corporation common stock is associated with the NYSE. This market designation is included alongside the issuer information and the proposed sale details in the filing.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
COMMON	ETRADE FINANCIAL CORPORATION 3 EDISON DRIVE ALPHARETTA GA 30005	6000	117030	158432520	08/04/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
COMMON	02/28/2026	STOCK PLAN ACTIVITY	BANC OF CALIFORNIA			534	02/28/2026	NA
COMMON	02/27/2026	STOCK PLAN ACTIVITY	BANC OF CALIFORNIA			3915	02/27/2026	NA
COMMON	02/23/2026	STOCK PLAN ACTIVITY	BANC OF CALIFORNIA			1346	02/23/2026	NA
COMMON	05/27/2025	STOCK PLAN ACTIVITY	BANC OF CALIFORNIA			205	05/27/2025	NA

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)