Banc of California, Inc. (BANC) risk chief sells 6,000 shares

Rhea-AI Filing Summary

Banc of California, Inc. chief risk officer Lindsay Olivia I reported a sale of 6,000 shares of Common Stock on 2026-08-04 at $19.505 per share in an open market or private transaction. After this transaction, she directly holds 32,842 shares of Banc of California common stock.

Insider Trade Summary

Net Seller: 6,000 shares

Net Sell 1 txn

Insider Lindsay Olivia I

Role CHIEF RISK OFFICER

Sold 6,000 shs ($117K)

Type	Security	Shares	Price	Value
Sale	Common Stock	6,000	$19.505	$117K

Holdings After Transaction: Common Stock — 32,842 shares (Direct)

Key Figures

Shares sold: 6,000 shares Sale price per share: $19.505 Shares held after sale: 32,842 shares

3 metrics

Shares sold 6,000 shares Common Stock sale on 2026-08-04

Sale price per share $19.505 Per-share price for 6,000 Common Stock shares

Shares held after sale 32,842 shares Directly owned Common Stock after 2026-08-04 sale

Key Terms

Rule 10b5-1, beneficial ownership, open market or private transaction

3 terms

Rule 10b5-1 regulatory

"Footnotes may reference Rule 10b5-1 trading plans or pre-arranged trading arrangements"

Rule 10b5-1 is a regulation that allows company insiders to buy or sell their shares at predetermined times, even if they have access to non-public information. It acts like setting a schedule in advance for transactions, helping prevent accusations of unfair trading. This rule provides a way for insiders to plan trades transparently, giving investors confidence that these transactions are not based on hidden information.

beneficial ownership regulatory

"Footnotes may indicate any disclaimers of beneficial ownership"

Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.

open market or private transaction financial

"transaction_code_description: Sale in open market or private transaction"

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Form 4 Insider Transactions: What Each Field Means →

Available on EDGAR 08/04/2026 - 08:06 PM Accepted by SEC EDGAR 08/04/2026 - 08:05 PM Learn about SEC filing dates

FAQ

What insider transaction did BANC report for Lindsay Olivia I?

Lindsay Olivia I reported selling 6,000 shares of Banc of California Common Stock. The sale occurred on 2026-08-04 at a price of $19.505 per share in an open market or private transaction, as disclosed in the Form 4 filing.

At what price were the BANC shares sold in this Form 4 filing?

The reported sale of BANC shares was executed at $19.505 per share. This price applied to 6,000 shares of Banc of California Common Stock sold by chief risk officer Lindsay Olivia I on 2026-08-04.

How many BANC shares does Lindsay Olivia I hold after the reported sale?

Following the transaction, Lindsay Olivia I directly owns 32,842 shares of Banc of California Common Stock. This post-transaction holding reflects her position after selling 6,000 shares on 2026-08-04, as stated in the insider report.

What role does the insider in this BANC Form 4 hold at the company?

The insider in this Form 4, Lindsay Olivia I, serves as Chief Risk Officer of Banc of California, Inc. Her officer status and title are explicitly identified in the report alongside the disclosed Common Stock sale.

What type of transaction is reported for BANC in this Form 4?

The filing reports a sale of Common Stock, coded as a non-derivative transaction "S". It is described as a sale in open market or private transaction, covering 6,000 shares sold by chief risk officer Lindsay Olivia I on 2026-08-04.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Lindsay Olivia I

(Last) (First) (Middle)

C/O BANC OF CALIFORNIA, INC.

3 MACARTHUR PLACE

(Street)

SANTA ANA CALIFORNIA 92707

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
BANC OF CALIFORNIA, INC. [ BANC ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	CHIEF RISK OFFICER

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
08/04/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	08/04/2026		S		6,000	D	$19.505	32,842	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

Remarks:

	/s/ Ido Dotan, Attorney-in-Fact for Olivia I Lindsay	08/04/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)