5,000-share Rule 144 sale filed for BAND (NASDAQ: BAND)

Rhea-AI Filing Summary

BAND: Notice of a proposed sale of 5,000 shares under Rule 144 by Morgan Stanley Smith Barney LLC Executive Financial Services. The filing lists $292,700.00 alongside the 5,000 shares and shows dates 05/28/2026 (vesting) and 05/29/2026 (filing). The securities are listed on NASDAQ and described as restricted stock vesting under a registered plan.

Insights

Securities Compliance Attorney

Routine Rule 144 notice for a vested restricted stock sale.

The filing records a proposed disposition of 5,000 shares described as "restricted stock vesting under a registered plan" and lists $292,700.00 with dates 05/28/2026 and 05/29/2026. This is a procedural disclosure under Rule 144.

Execution depends on market mechanics and compliance with Rule 144 conditions; the filing does not state whether shares have been sold. Subsequent forms (e.g., a trade report) would confirm completed transactions.

Key Figures

Shares Proposed for Sale: 5,000 shares Associated Amount: $292,700.00 Filing/Receipt Date: 05/29/2026 +1 more

4 metrics

Shares Proposed for Sale 5,000 shares restricted stock vesting under a registered plan, <date>05/28/2026</date>

Associated Amount $292,700.00 listed with the 5,000-share entry in the filing

Filing/Receipt Date 05/29/2026 date shown alongside filing details

Exchange NASDAQ security listing in the Form 144 entry

Key Terms

Rule 144, restricted stock vesting, Form 144

3 terms

Rule 144 regulatory

"proposed sale under Rule 144 by Morgan Stanley Smith Barney"

Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.

restricted stock vesting financial

"Restricted stock vesting under a registered plan"

Restricted stock vesting is the timetable and conditions under which shares granted to employees or insiders become fully owned and can be sold, typically requiring continued work or meeting performance goals. It matters to investors because large blocks of shares can become tradable at once, which can change share supply and price, and because vesting aligns insiders’ incentives with the company’s long‑term performance—think of it like a timed unlock that both rewards and locks in key people.

Form 144 regulatory

"144: Securities To Be Sold"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 05/27/2026 - 08:45 PM Learn about SEC filing dates

FAQ

What does the BAND Form 144 disclose?

It discloses a proposed sale of 5,000 shares described as restricted stock vesting under a registered plan, with an associated amount of $292,700.00 and dates 05/28/2026 and 05/29/2026.

Who is the reported filer on the BAND notice?

The filer is listed as Morgan Stanley Smith Barney LLC Executive Financial Services, shown as the reporting broker-dealer associated with the proposed disposition of the restricted shares under the registered plan.

Does the Form 144 confirm the shares were sold?

No. The Form 144 is a notice of an intended sale under Rule 144; it does not confirm completion. The filing lists the proposed disposition date 05/28/2026 but does not state whether the sale was executed.

What exchange and security type are listed for BAND?

The filing identifies the security as Common stock listed on NASDAQ. The shares are described as restricted stock vesting under a registered plan with the proposed disposition noted in the filing.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	5000	292700.00	30059279	05/29/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	05/28/2026	Restricted stock vesting under a registered plan	Issuer			5000	05/28/2026	N/A

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)