BAND (NASDAQ: BAND) files Form 144 listing prior open‑market purchases and proposed sales

Rhea-AI Filing Summary

BAND submits a Form 144 notice regarding proposed sales of Common Stock through Fidelity Brokerage Services LLC, and the filing lists prior open‑market purchases with dates and share amounts.

The excerpt shows multiple purchase entries (for example 10,000, 25,000, 75,000 shares on specific dates) and numerical fields tied to the filing record.

Insights

Securities Compliance Counsel

Form 144 notifies the SEC of proposed resale activity under resale rules.

The filing lists a broker‑facilitated notice of proposed sales of Common Stock and records prior open‑market purchase dates and share counts. It serves as an administrative disclosure required before certain resale transactions may occur.

Timing and actual sale amounts are not detailed beyond the listed entries; subsequent filings or trade reports would show whether the proposed sales were executed.

Key Figures

Broker listed: Fidelity Brokerage Services LLC Numeric field: 195000 Numeric field: 14272050.00 +5 more

8 metrics

Broker listed Fidelity Brokerage Services LLC filing record line

Numeric field 195000 recorded on filing line

Numeric field 14272050.00 recorded on filing line

Numeric field 32017307 recorded on filing line

Purchase example 10,000 shares 03/27/2024 open‑market purchase

Purchase example 25,000 shares 03/23/2023 open‑market purchase

Purchase example 75,000 shares 03/15/2023 open‑market purchase

Other purchase examples 36,238; 13,762; 20,000; 15,000 shares various dated open‑market purchases listed in excerpt

Key Terms

Form 144, Open Market Purchase, Fidelity Brokerage Services LLC

3 terms

Form 144 regulatory

"144: Securities To Be Sold"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Open Market Purchase market

"Open Market Purchase | 03/27/2024 | 10,000"

An open market purchase is when a company buys its own shares on public stock exchanges the same way any investor would, rather than through a private deal. Investors care because these purchases reduce the number of shares available, can boost earnings per share and share price, signal that management thinks the stock is undervalued, and use company cash that might otherwise go to reinvestment or dividends — like a business quietly buying back its own tickets at the box office.

Fidelity Brokerage Services LLC other

"Common | Fidelity Brokerage Services LLC 245 Summer Street Boston MA 02110"

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Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Fidelity Brokerage Services LLC 245 Summer Street Boston MA 02110	195000	14272050.00	32017307	06/05/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	03/27/2024	Open Market Purchase	Open Market Purchase			10000	03/27/2024	Cash
Common	03/23/2023	Open Market Purchase	Open Market Purchase			25000	03/23/2023	Cash
Common	03/15/2023	Open Market Purchase	Open Market Purchase			75000	03/15/2023	Cash
Common	08/06/2021	Open Market Purchase	Open Market Purchase			20000	08/06/2021	Cash
Common	06/17/2024	Open Market Purchase	Open Market Purchase			15000	06/17/2024	Cash
Common	06/07/2024	Open Market Purchase	Open Market Purchase			36238	06/07/2024	Cash
Common	05/31/2024	Open Market Purchase	Open Market Purchase			13762	05/31/2024	Cash

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does BAND's Form 144 filing indicate?

It notifies the SEC of proposed sales of Common Stock by a broker or holder, listing related purchase dates and share counts. The excerpt lists multiple open‑market purchases (for example 10,000, 25,000, 75,000 shares) and identifies Fidelity Brokerage Services LLC.

Who is named as the broker in the BAND Form 144 excerpt?

The filing lists Fidelity Brokerage Services LLC as the broker associated with the notice. The excerpt pairs that broker name with numeric fields and an exchange designation of NASDAQ in the same record.

Does the excerpt show exact sale proceeds or completed sales for BAND?

No; the excerpt lists proposed resale notice fields and purchase entries but does not state completed sale proceeds. It records numeric fields and purchase dates without indicating executed sale prices or confirmations.

Which purchase dates and share amounts are visible in the BAND excerpt?

The excerpt shows multiple open‑market purchase entries including 03/27/2024: 10,000, 03/23/2023: 25,000, and 03/15/2023: 75,000 shares, plus other dated entries with corresponding share counts.