ArrowMark Financial expands credit line to $102M

ArrowMark says it intends to use borrowing proceeds for banking-related investments, other securities and working capital.

Rhea-AI Filing Summary

ArrowMark Financial Corp. (BANX) entered into a second amendment to its credit agreement on October 7, 2026. The amendment increases the maximum available revolving credit amount to $102,000,000 from $70,000,000, extends the facility’s maturity to the third anniversary of the amendment date, and expands the borrowing base to include additional eligible collateral.

ArrowMark intends to use borrowing proceeds for banking-related investments, other securities and working capital. Texas Capital Bank is the administrative agent.

8-K Event Classification

Item 8.01 — Other Events

1 item

Item 8.01 Other Events Other

Voluntary disclosure of events the company deems important to shareholders but not covered by other items.

Key Figures

Maximum available revolving credit amount: $102,000,000 Previous maximum available revolving credit amount: $70,000,000 Facility maturity: Third anniversary of the Second Amendment date

3 metrics

Maximum available revolving credit amount $102,000,000 Under the second amendment dated October 7, 2026

Previous maximum available revolving credit amount $70,000,000 Before the second amendment

Facility maturity Third anniversary of the Second Amendment date The Second Amendment was entered into on October 7, 2026

Key Terms

revolving credit amount, borrowing base, eligible collateral

3 terms

revolving credit amount financial

"maximum available revolving credit amount"

borrowing base financial

"expanding the existing borrowing base"

A borrowing base is the amount a lender will allow a company to borrow based on the value of assets the company offers as security, typically things like accounts receivable and inventory. It matters to investors because it sets a practical ceiling on short-term financing and influences a company’s liquidity and risk: if the borrowing base falls, the company may lose access to cash or be forced to sell assets, which can affect operations and share value.

eligible collateral financial

"include additional eligible collateral"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How large is BANX’s amended revolving credit facility?

BANX’s amended agreement sets a maximum available revolving credit amount of $102,000,000, increased from $70,000,000. It also extends maturity to the third anniversary of the amendment date and expands the borrowing base to include additional eligible collateral.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 10/20/2026 - 03:11 PM EDT Accepted by SEC EDGAR 10/20/2026 - 03:11 PM EDT Learn about SEC filing dates

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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 OR 15(d) of 

The Securities Exchange Act of 1934

Date of Report (Date of earliest event reported) October 7, 2026

ArrowMark Financial Corp.

(Exact Name of Registrant as Specified in Charter)

Delaware		811-22853		90-0934878
(State or other jurisdiction of incorporation)		(Commission File Number)		(IRS Employer Identification No.)

100 Fillmore Street, Suite 325, Denver, Colorado		80206
(Address of principal executive offices)		(Zip Code)

Registrant’s telephone number, including area code (303) 398-2929

(Former name or former address, if changed since last report.)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

¨	Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
¨	Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
¨	Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
¨	Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

Title of each class	Trading Symbol(s)	Name of each exchange on which registered
Common	BANX	NASDAQ

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2). Emerging growth company ¨

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨

Item 8.01 Other Events.

On October 7, 2026, ArrowMark Financial Corp., a registered closed-end investment company (the “Company”) entered into a Second Amendment to the Amended and Restated Credit Agreement dated May 27, 2022 (the “Agreement”) with Texas Capital Bank (the “Administrative Agent”), as administrative agent, and the lenders thereto, amending the terms of the Company’s existing Credit Agreement dated June 9, 2014 (as the same was amended from time to time, the “Existing Agreement”).

The Agreement modifies the Existing Agreement by, among other things, (i) increasing the maximum available revolving credit amount to $102,000,000 from $70,000,000, (ii) extending the facility’s maturity to the third anniversary of the Second Amendment date, and (iii) expanding the existing borrowing base to include additional eligible collateral. The Company intends to use the borrowing proceeds in furtherance of its investment objective by investing in banking-related investments and other securities, and to support its working capital needs.

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

	ARROWMARK FINANCIAL CORP.
Date: October 20, 2026
	By:	/s/ Katie Jones
	Name: Katie Jones
	Title: Chief Financial Officer

Filing Exhibits & Attachments

3 documents

Other Documents

• EX-101 XBRL TAXONOMY EXTENSION SCHEMA 3.0 KB
• EX-101 XBRL TAXONOMY EXTENSION LABEL LINKBASE 33.4 KB
• EX-101 XBRL TAXONOMY EXTENSION PRESENTATION LINKBASE 21.9 KB