ArrowMark Financial Corp. is asking stockholders to elect two Class I directors, Karen L. Reidy and Emil W. Henry, Jr., at its 2026 Annual Meeting. The virtual-only meeting will be held on June 15, 2026 at 2:00 p.m. Eastern Time, with an April 22, 2026 record date.
The board is classified into three groups with three‑year terms, and directors are chosen by plurality of votes cast. Independent directors currently hold two of four board seats and serve on key committees, including the Audit and Nominating and Governance Committees. Tait, Weller & Baker LLP is the independent auditor, with 2025 audit fees of $45,000 and tax fees of $3,000.
Independent directors received cash retainers in 2025, ranging from $16,250 to $58,750, while interested directors and all officers received no compensation from the company. Directors and executive officers as a group owned about 0.54% of the 9,685,741 common shares outstanding as of the record date.
ArrowMark Colorado Holdings, LLC reports beneficial ownership of 884,834 shares of ArrowMark Financial Corp. common stock, representing 9.14% of the class as of 03/31/2026. The filing lists sole voting and dispositive power over 884,834 shares and is signed by Richard Grove as Chief Compliance Officer on 04/10/2026.
ArrowMark Financial Corp. director Melissa Marano Thompson reported an open-market purchase of the company’s Common Stock. On March 27, 2026, she bought 1,500 shares at $18.765 per share. Following this transaction, she directly owns 1,500 shares of ArrowMark Financial Corp.
ArrowMark Financial Corp. submitted a Form 25 notification reflecting the removal of a class of its securities from listing and/or registration on the Nasdaq Stock Market LLC. The filing states the Exchange and the Issuer complied with the procedures in 17 CFR 240.12d2-2. The form is signed on behalf of Nasdaq by Tara Petta, AVP, and bears an expiration date line of March 31, 2018.