STOCK TITAN

[Form 4] Couchbase, Inc. Insider Trading Activity

Filing Impact
(Low)
Filing Sentiment
(Negative)
Form Type
4
Rhea-AI Filing Summary

Insider Trading Alert: William Robert Carey, Interim CFO & CAO of Couchbase (BASE), has executed a sale of 1,321 shares of common stock on June 20, 2025, at a price of $25 per share. Following this transaction, Carey retains direct ownership of 92,443 shares.

The transaction was conducted under a pre-established Rule 10b5-1 trading plan, which was adopted by Carey on June 27, 2024. This type of plan provides a structured approach to insider trading that complies with SEC regulations by establishing predetermined trading parameters.

  • Transaction Type: Sale of Common Stock
  • Execution Method: Rule 10b5-1 Trading Plan
  • Total Transaction Value: $33,025
  • Ownership Form: Direct

Avviso di Insider Trading: William Robert Carey, CFO e CAO ad interim di Couchbase (BASE), ha venduto 1.321 azioni ordinarie il 20 giugno 2025, al prezzo di 25 dollari per azione. Dopo questa operazione, Carey detiene direttamente 92.443 azioni.

La transazione è stata effettuata nell'ambito di un piano di trading predefinito secondo la Regola 10b5-1, adottato da Carey il 27 giugno 2024. Questo tipo di piano offre un metodo strutturato per le operazioni di insider trading conforme alle normative SEC, stabilendo parametri di negoziazione predeterminati.

  • Tipo di transazione: Vendita di azioni ordinarie
  • Metodo di esecuzione: Piano di trading secondo Regola 10b5-1
  • Valore totale della transazione: 33.025 dollari
  • Forma di proprietà: Diretta

Alerta de Insider Trading: William Robert Carey, CFO y CAO interino de Couchbase (BASE), realizó la venta de 1,321 acciones ordinarias el 20 de junio de 2025, a un precio de $25 por acción. Tras esta operación, Carey mantiene la propiedad directa de 92,443 acciones.

La transacción se llevó a cabo bajo un plan de trading preestablecido conforme a la Regla 10b5-1, adoptado por Carey el 27 de junio de 2024. Este tipo de plan proporciona un enfoque estructurado para el insider trading que cumple con las regulaciones de la SEC estableciendo parámetros de negociación predeterminados.

  • Tipo de transacción: Venta de acciones ordinarias
  • Método de ejecución: Plan de trading bajo la Regla 10b5-1
  • Valor total de la transacción: $33,025
  • Forma de propiedad: Directa

내부자 거래 알림: Couchbase(BASE)의 임시 CFO 겸 CAO인 William Robert Carey가 2025년 6월 20일에 1,321주의 보통주를 주당 $25에 매도했습니다. 이 거래 이후 Carey는 직접 소유한 주식 수가 92,443주로 남아 있습니다.

이번 거래는 2024년 6월 27일 Carey가 채택한 사전 설정된 Rule 10b5-1 거래 계획에 따라 이루어졌습니다. 이 계획은 SEC 규정을 준수하는 내부자 거래를 위해 사전에 정해진 거래 조건을 설정하는 구조화된 접근법을 제공합니다.

  • 거래 유형: 보통주 매도
  • 실행 방법: Rule 10b5-1 거래 계획
  • 총 거래 금액: $33,025
  • 소유 형태: 직접 소유

Alerte sur les Transactions d’Initiés : William Robert Carey, CFO et CAO par intérim de Couchbase (BASE), a réalisé une vente de 1 321 actions ordinaires le 20 juin 2025, au prix de 25 $ par action. Suite à cette opération, Carey détient directement 92 443 actions.

La transaction a été effectuée dans le cadre d’un plan de trading préétabli selon la règle 10b5-1, adopté par Carey le 27 juin 2024. Ce type de plan offre une approche structurée du trading d’initiés conforme aux réglementations de la SEC, en définissant des paramètres de trading prédéterminés.

  • Type de transaction : Vente d’actions ordinaires
  • Méthode d’exécution : Plan de trading selon la règle 10b5-1
  • Valeur totale de la transaction : 33 025 $
  • Forme de propriété : Directe

Insider-Handelsmeldung: William Robert Carey, Interim CFO & CAO von Couchbase (BASE), hat am 20. Juni 2025 1.321 Aktien des Stammkapitals zum Preis von 25 US-Dollar pro Aktie verkauft. Nach dieser Transaktion hält Carey direkt 92.443 Aktien.

Die Transaktion wurde im Rahmen eines vorab festgelegten Rule 10b5-1 Handelsplans durchgeführt, den Carey am 27. Juni 2024 angenommen hat. Dieser Plan bietet einen strukturierten Ansatz für Insiderhandel, der den SEC-Vorschriften entspricht, indem er vorab festgelegte Handelsparameter definiert.

  • Transaktionstyp: Verkauf von Stammaktien
  • Ausführungsmethode: Rule 10b5-1 Handelsplan
  • Gesamttransaktionswert: 33.025 US-Dollar
  • Eigentumsform: Direkt
Positive
  • None.
Negative
  • None.

Avviso di Insider Trading: William Robert Carey, CFO e CAO ad interim di Couchbase (BASE), ha venduto 1.321 azioni ordinarie il 20 giugno 2025, al prezzo di 25 dollari per azione. Dopo questa operazione, Carey detiene direttamente 92.443 azioni.

La transazione è stata effettuata nell'ambito di un piano di trading predefinito secondo la Regola 10b5-1, adottato da Carey il 27 giugno 2024. Questo tipo di piano offre un metodo strutturato per le operazioni di insider trading conforme alle normative SEC, stabilendo parametri di negoziazione predeterminati.

  • Tipo di transazione: Vendita di azioni ordinarie
  • Metodo di esecuzione: Piano di trading secondo Regola 10b5-1
  • Valore totale della transazione: 33.025 dollari
  • Forma di proprietà: Diretta

Alerta de Insider Trading: William Robert Carey, CFO y CAO interino de Couchbase (BASE), realizó la venta de 1,321 acciones ordinarias el 20 de junio de 2025, a un precio de $25 por acción. Tras esta operación, Carey mantiene la propiedad directa de 92,443 acciones.

La transacción se llevó a cabo bajo un plan de trading preestablecido conforme a la Regla 10b5-1, adoptado por Carey el 27 de junio de 2024. Este tipo de plan proporciona un enfoque estructurado para el insider trading que cumple con las regulaciones de la SEC estableciendo parámetros de negociación predeterminados.

  • Tipo de transacción: Venta de acciones ordinarias
  • Método de ejecución: Plan de trading bajo la Regla 10b5-1
  • Valor total de la transacción: $33,025
  • Forma de propiedad: Directa

내부자 거래 알림: Couchbase(BASE)의 임시 CFO 겸 CAO인 William Robert Carey가 2025년 6월 20일에 1,321주의 보통주를 주당 $25에 매도했습니다. 이 거래 이후 Carey는 직접 소유한 주식 수가 92,443주로 남아 있습니다.

이번 거래는 2024년 6월 27일 Carey가 채택한 사전 설정된 Rule 10b5-1 거래 계획에 따라 이루어졌습니다. 이 계획은 SEC 규정을 준수하는 내부자 거래를 위해 사전에 정해진 거래 조건을 설정하는 구조화된 접근법을 제공합니다.

  • 거래 유형: 보통주 매도
  • 실행 방법: Rule 10b5-1 거래 계획
  • 총 거래 금액: $33,025
  • 소유 형태: 직접 소유

Alerte sur les Transactions d’Initiés : William Robert Carey, CFO et CAO par intérim de Couchbase (BASE), a réalisé une vente de 1 321 actions ordinaires le 20 juin 2025, au prix de 25 $ par action. Suite à cette opération, Carey détient directement 92 443 actions.

La transaction a été effectuée dans le cadre d’un plan de trading préétabli selon la règle 10b5-1, adopté par Carey le 27 juin 2024. Ce type de plan offre une approche structurée du trading d’initiés conforme aux réglementations de la SEC, en définissant des paramètres de trading prédéterminés.

  • Type de transaction : Vente d’actions ordinaires
  • Méthode d’exécution : Plan de trading selon la règle 10b5-1
  • Valeur totale de la transaction : 33 025 $
  • Forme de propriété : Directe

Insider-Handelsmeldung: William Robert Carey, Interim CFO & CAO von Couchbase (BASE), hat am 20. Juni 2025 1.321 Aktien des Stammkapitals zum Preis von 25 US-Dollar pro Aktie verkauft. Nach dieser Transaktion hält Carey direkt 92.443 Aktien.

Die Transaktion wurde im Rahmen eines vorab festgelegten Rule 10b5-1 Handelsplans durchgeführt, den Carey am 27. Juni 2024 angenommen hat. Dieser Plan bietet einen strukturierten Ansatz für Insiderhandel, der den SEC-Vorschriften entspricht, indem er vorab festgelegte Handelsparameter definiert.

  • Transaktionstyp: Verkauf von Stammaktien
  • Ausführungsmethode: Rule 10b5-1 Handelsplan
  • Gesamttransaktionswert: 33.025 US-Dollar
  • Eigentumsform: Direkt
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
X
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Carey William Robert

(Last) (First) (Middle)
C/O COUCHBASE, INC.
3155 OLSEN DR., SUITE 150

(Street)
SAN JOSE CA 95117

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Couchbase, Inc. [ BASE ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Interim CFO & CAO
3. Date of Earliest Transaction (Month/Day/Year)
06/20/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 06/20/2025 S 1,321(1) D $25 92,443 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. The sale reported on this Form 4 represents shares sold by the Reporting Person pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on 6/27/2024.
Remarks:
/s/ Margaret Chow, by Power of Attorney for William R. Carey 06/24/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

How many shares of BASE stock did William Carey sell on June 20, 2025?

William Carey, Interim CFO & CAO of Couchbase (BASE), sold 1,321 shares of common stock at a price of $25 per share on June 20, 2025.

How many shares of BASE does William Carey own after the June 2025 transaction?

Following the reported transaction, William Carey directly owns 92,443 shares of Couchbase (BASE) common stock.

Was BASE insider William Carey's stock sale part of a 10b5-1 trading plan?

Yes, the sale was executed pursuant to a Rule 10b5-1 trading plan that William Carey adopted on June 27, 2024, approximately one year before the transaction.

What is William Carey's position at BASE?

William Carey serves as the Interim Chief Financial Officer (CFO) and Chief Accounting Officer (CAO) of Couchbase, Inc. (BASE).

When was the Form 4 filed for BASE insider William Carey's stock sale?

The Form 4 was filed on June 28, 2025, and was signed by Margaret Chow (via power of attorney for William R. Carey) on June 24, 2025.
Couchbase, Inc.

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