Welcome to our dedicated page for Couchbase SEC filings (Ticker: BASE), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Couchbase, Inc. SEC filings document the completed transition of the former Nasdaq-listed cloud database company from a public registrant to a wholly owned subsidiary of Cascade Parent Inc. The 8-K records the merger closing, related material agreements and financing arrangements, including a Holdco credit agreement used in connection with the transaction.
Subsequent Form 25 and Form 15 filings cover removal of Couchbase common stock from Nasdaq listing and registration, termination of Section 12(g) registration, and suspension of Exchange Act reporting obligations for the class of common stock.
Couchbase, Inc. (BASE) filed a Form 4 on 18 Jun 2025 detailing director Lynn M. Christensen’s June transactions.
- RSU vesting: 520 restricted stock units vested on 16 Jun 2025 and converted to common stock at no cost.
- Planned share sale: On 17 Jun 2025 the director sold 7,933 shares at a weighted-average price of $20.0124 (range $20.00-$20.07) pursuant to a Rule 10b5-1 plan adopted 1 Oct 2024.
- Remaining ownership: Direct holdings declined from 19,920 to 11,987 shares, a reduction of roughly 40%.
No derivative securities were involved, and the filing reflects routine equity compensation coupled with a pre-scheduled disposition rather than an opportunistic sale.
Couchbase, Inc. (BASE) Form 4 highlights: On 06/16/2025 and 06/17/2025, Chair, President & CEO Matthew M. Cain reported two transactions involving a total of 43,935 common shares.
- Tax-withholding disposition (Code F): 36,102 shares were automatically withheld at an average price of $19.0357 to cover taxes triggered by the vesting of restricted stock units. This is a non-discretionary, non-market transaction.
- Open-market sale (Code S): 7,833 shares were sold on 06/17/2025 under a Rule 10b5-1 plan adopted 10/03/2024 at a weighted-average price of $20.0112 (individual trades ranged $20.00–$20.07).
After the reported activity, Cain’s direct ownership stands at 952,347 shares, down 4.4 % from the pre-transaction level but still representing a significant stake. The majority of the reported share reduction was for mandatory tax settlement; the discretionary component represents only 0.8 % of Cain’s remaining holdings.
No derivative security transactions were reported, and there are no indications of option exercises or new grants in this filing.