Welcome to our dedicated page for Couchbase SEC filings (Ticker: BASE), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Couchbase, Inc. SEC filings document the completed transition of the former Nasdaq-listed cloud database company from a public registrant to a wholly owned subsidiary of Cascade Parent Inc. The 8-K records the merger closing, related material agreements and financing arrangements, including a Holdco credit agreement used in connection with the transaction.
Subsequent Form 25 and Form 15 filings cover removal of Couchbase common stock from Nasdaq listing and registration, termination of Section 12(g) registration, and suspension of Exchange Act reporting obligations for the class of common stock.
Couchbase, Inc. (NASDAQ: BASE) – Form 144 filing
The notice reports a planned Rule 144 sale of 1,321 common shares (aggregate market value $25,006.53) through Morgan Stanley Smith Barney, with an anticipated trade date of 20 June 2025 on the NASDAQ. The shares were originally received as restricted stock units on 15 June 2023. With 54,084,446 shares outstanding, the proposed sale represents roughly 0.002% of total shares, indicating minimal dilution.
The same shareholder has disposed of 3,316 shares during the past three months—1,016 shares on 16 June 2025 for $19,340.27 and 2,300 shares on 4 June 2025 under a 10b5-1 plan for $44,850.00—bringing total recent sales to 4,637 shares.
The filer affirms no knowledge of undisclosed adverse information, as required under Rule 144, and cites compliance with 10b5-1 where relevant.
Couchbase, Inc. (BASE) has filed a Form 144 indicating that 10,716 common shares (approximate market value $202,853.88) may be sold on or after 20 June 2025 through Morgan Stanley Smith Barney on NASDAQ. The filing lists 54,084,446 common shares outstanding, so the proposed sale represents roughly 0.02 % of shares O/S.
The seller—identified in the historical sales table as Huw Owen—has already sold 39,228 shares over the prior three months for gross proceeds of $689,188.29, including a 10b5-1 plan transaction. The current notice covers additional disposition of restricted stock units acquired on 15 June 2022.
While the absolute dollar amount is modest relative to Couchbase’s market capitalization, continued insider selling can signal management sentiment and may draw investor attention to share-price direction or upcoming lock-up expirations. The presence of a 10b5-1 plan and the small percentage of outstanding shares provide context that limits the likely market impact.
Couchbase, Inc. (NASDAQ: BASE) has filed a Form 144 indicating an insider’s intent to sell additional shares under Rule 144. The notice covers 122,355 common shares with an aggregate market value of $2,316,180.15. Morgan Stanley Smith Barney LLC is listed as the broker, and the shares are expected to be sold on or about 20 June 2025 on the NASDAQ exchange.
The shares to be sold were acquired on 16 June 2024 through RSU/PSU vesting from the issuer. Total shares outstanding are reported at 54,084,446, so the planned sale represents roughly 0.23 % of the current share count, limiting dilution concerns.
Recent insider activity:
- 10b5-1 sales for Matthew Cain on 17 June 2025: 7,833 shares for gross proceeds of $156,747.73.
- Direct sales by Matthew Cain on 16 June 2025: 36,102 shares for $687,226.84.
The filing confirms that the seller attests to not possessing undisclosed material adverse information and, by referencing a 10b5-1 plan, signals pre-arranged, compliance-driven trading.
Couchbase, Inc. (BASE) filed a Form 4 disclosing that Interim CFO & CAO William R. Carey disposed of 1,016 shares of common stock on 06/16/2025 at an average price of $19.0357 per share. The transaction code “F” indicates the sale was executed solely to satisfy tax-withholding obligations related to the vesting and settlement of previously granted restricted stock units (RSUs); it was not a discretionary open-market sale.
Following the sell-to-cover transaction, Carey’s direct beneficial ownership stands at 93,764 shares of Couchbase common stock. No derivative securities were reported as acquired or disposed. The filing contains no additional transactions, amendments, or footnotes suggesting broader strategic intentions.
Because the sale was limited in size (≈$19,400 in proceeds) and driven by statutory tax requirements, it is generally viewed as routine housekeeping rather than an indicator of changing insider sentiment. The executive’s substantial remaining stake suggests continuing alignment with shareholder interests.
Couchbase, Inc. (BASE) – Form 4 Insider Transaction Summary
On 06/16/2025, Margaret Chow, the company’s SVP & Chief Legal Officer, executed a Code “F” transaction, selling 5,749 common shares at $19.0357 per share. The sale was automatically conducted to satisfy tax-withholding obligations arising from the vesting of restricted stock units and is therefore deemed non-discretionary. Following the sale, Chow’s direct holdings stand at 199,426 shares, representing a reduction of roughly 3% of her prior position.
No derivative securities were reported, and there is no indication of additional open-market sales or purchases. Because the transaction was executed solely for tax purposes and involved a relatively small portion of the insider’s total holdings, it is generally viewed as neutral from a governance and sentiment perspective.
Couchbase, Inc. (BASE) – Form 4 insider transaction
On 06/16/2025, Huw Owen, the company’s Senior Vice-President & Chief Revenue Officer, reported a transaction coded “F,” indicating a sale to cover tax-withholding obligations arising from the vesting of restricted stock units (RSUs). A total of 23,290 common shares were sold at an average price of $19.0357 per share, generating roughly $0.44 million in gross proceeds that were remitted for taxes. Because the Code F designation denotes a non-discretionary, automatic sale, the trade does not represent an elective reduction of the executive’s investment position.
Following the transaction, Owen’s direct beneficial ownership stands at 404,409 common shares. The filing contains no derivative security activity and no changes to options or other equity instruments.
For investors, the key takeaway is that the executive continues to hold a sizeable equity stake, which helps maintain alignment with shareholder interests. Nevertheless, any insider sale—regardless of intent—can attract market attention and may be interpreted as a signal. Given the nature and size of the transaction (approximately 5.8% of the insider’s prior direct holdings), the overall impact is judged as neutral.
Form 4 filing overview (BASE – Couchbase, Inc.)
On 18 June 2025, Couchbase filed a Form 4 reporting that non-employee director Richard A. Simonson received 1,013 restricted stock units (RSUs) that vested immediately on 16 June 2025. Each RSU converts 1-for-1 into common stock at no cost, resulting in the acquisition of 1,013 common shares.
- Price paid: $0 (equity compensation, not an open-market purchase)
- Post-transaction ownership: 50,771 common shares held directly
- Position: Independent Director (no officer role disclosed)
- Nature of transaction: Routine annual equity grant under the company’s non-employee director compensation program
No shares were disposed of, no derivative instruments were exercised or sold, and the filing makes no reference to a Rule 10b5-1 trading plan. The award modestly aligns the director’s interests with shareholders but is immaterial to Couchbase’s overall share count and does not signal a directional view on the stock.
On June 16, 2025, Couchbase, Inc. (BASE) non-employee director Edward T. Anderson acquired 599 shares of common stock through the vesting of previously granted restricted stock units (RSUs). The award carries a $0 purchase price and settlement is deferred under the company’s non-employee director RSU deferral program. After the transaction, Anderson directly owns 97,487 shares and indirectly controls 4,676,256 shares through North Bridge Venture Partners VII and VI funds. No derivative securities activity was reported. The filing is routine and does not indicate any change to Couchbase’s operational outlook or capital structure.
Couchbase, Inc. (BASE) – Form 4 filed 18 Jun 2025: Non-employee director Aleksander J. Migon reported the award of 599 restricted stock units (RSUs) on 16 Jun 2025, coded “A” for an equity grant. Settlement of the RSUs has been deferred under the company’s non-employee director deferral program. No shares were sold or transferred for value.
After the transaction, Migon’s total beneficial ownership stands at 45,273 common shares, all held directly. The filing reflects routine director compensation and does not signal any change in strategic outlook, capital structure, or insider selling pressure.