Battalion Oil COO RSUs vest for 26,564 shares

Battalion Oil Corp’s Chief Operating Officer Daniel P. Rohling reported the vesting and exercise of a performance-based equity award.

Rhea-AI Filing Summary

Battalion Oil Corp’s Chief Operating Officer Daniel P. Rohling reported the vesting and exercise of a performance-based equity award. On June 18, 2026, 26,564 restricted stock units granted on February 21, 2020 vested after the board confirmed that required performance metrics were met.

Each RSU converts into one share of common stock, resulting in 26,564 shares of common stock reported as directly owned following the transaction. The footnote clarifies that the shares underlying the award had not yet been formally issued as of the filing date, and no open‑market buying or selling occurred.

Insider Trade Summary

26,564 shares exercised/converted

Exercise 2 txns

Insider Rohling Daniel P

Role Chief Operating Officer

Type	Security	Shares	Price	Value
Exercise	Restricted Stock Unit	26,564	$0.00	$0.00
Exercise	Common Stock	26,564	$0.00	$0.00

Holdings After Transaction: Restricted Stock Unit — 0 contracts (Direct); Common Stock — 26,564 shares (Direct)

Footnotes (1)

1. F1. The Reporting Person received an award of restricted stock units ("RSUs") granted on February 21, 2020. Each RSU represents a contingent right to receive one share of Issuer's common stock. Vesting of the award was contingent upon satisfaction of specified performance metrics over the applicable performance period. On June 18, 2026, the Issuer's Board of Directors determined that the applicable performance conditions were satisfied, resulting in vesting of the award. The shares underlying the award have not yet been issued as of the date of this filing.

Key Figures

RSUs vested and exercised: 26,564 units Common shares reported after transaction: 26,564 shares Exercise price per RSU: $0.00 per unit +1 more

4 metrics

RSUs vested and exercised 26,564 units Performance-based RSU award granted February 21, 2020

Common shares reported after transaction 26,564 shares Directly owned common stock following June 18, 2026 event

Exercise price per RSU $0.00 per unit Compensation award conversion into common stock

Derivative exercises in filing 1 exercise, 26,564 shares Aggregate derivative exercise activity reported

Key Terms

Restricted Stock Unit, contingent right, vesting, performance metrics, +1 more

5 terms

Restricted Stock Unit financial

"The Reporting Person received an award of restricted stock units ("RSUs") granted on February 21, 2020."

A restricted stock unit is a promise from a company to give an employee shares of stock after certain conditions are met, like staying with the company for a set amount of time. It’s like earning a bonus that turns into company stock once you’ve proven your commitment, making it a way to motivate and reward employees.

contingent right financial

"Each RSU represents a contingent right to receive one share of Issuer's common stock."

vesting financial

"Vesting of the award was contingent upon satisfaction of specified performance metrics over the applicable performance period."

Vesting is the process by which you earn full ownership of something, like company stock or a retirement benefit, over time. It’s like earning the right to keep a gift piece by piece the longer you stay with a company, making sure employees stay committed before they receive all the benefits.

performance metrics financial

"Vesting of the award was contingent upon satisfaction of specified performance metrics over the applicable performance period."

Performance metrics are concrete numbers or ratios that show how well a business, product, or investment is doing—like speed, fuel use and mileage on a car’s dashboard. They measure things investors care about, such as sales growth, profitability, cash flow, customer retention or efficiency, so readers can compare progress, spot strengths or problems, and make informed decisions about buying, holding or selling shares.

derivative security financial

"transaction_code_description": "Exercise or conversion of derivative security""

A derivative security is a financial contract whose value comes from the price or performance of something else, such as a stock, bond, commodity, or market index. For investors it acts like an insurance policy or a wager: it can be used to protect against losses, lock in prices, or amplify gains and losses, so it can change a portfolio’s risk and potential return without owning the underlying asset directly.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google

Add on Google Not now

Accepted by SEC EDGAR 06/23/2026 - 07:34 PM EDT Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Rohling Daniel P

(Last) (First) (Middle)

820 GESSNER ROAD

SUITE 1100

(Street)

HOUSTON TEXAS 77024

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
BATTALION OIL CORP [ BATL ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Operating Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
06/18/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	06/18/2026		M		26,564	A	$0.00	26,564	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Unit	(1)	06/18/2026		M			26,564	(1)	(1)	Common Stock	26,564	$0.00	0	D

Explanation of Responses:

1. The Reporting Person received an award of restricted stock units ("RSUs") granted on February 21, 2020. Each RSU represents a contingent right to receive one share of Issuer's common stock. Vesting of the award was contingent upon satisfaction of specified performance metrics over the applicable performance period. On June 18, 2026, the Issuer's Board of Directors determined that the applicable performance conditions were satisfied, resulting in vesting of the award. The shares underlying the award have not yet been issued as of the date of this filing.

	/s/ Walter R. Mayer, Attorney-in-fact	06/23/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)