Battalion Oil Corporation filings document the public-company record for an independent oil and natural gas operator with common stock listed on the NYSE American. Current reports describe material agreements, completed asset acquisitions and dispositions, operating and financial results, gas treating and midstream arrangements, common-stock issuance programs, preferred-stock conversions, warrants, and other capital-structure matters.
Proxy materials cover annual stockholder voting, director elections, auditor ratification, board and committee governance, and executive compensation disclosures. The filing record also includes Regulation FD disclosures, non-GAAP financial measure reconciliations, and risk, liquidity, reserves, and operational context related to Battalion Oil's Delaware Basin asset base.
Battalion Oil Corp senior vice president and general counsel Walter R. Mayer reported an open-market sale of company common stock. On March 27, 2026, he sold 4,777 shares at $6.00 per share, and after this transaction he directly owned 174 shares of common stock.
Height Securities, LLC d/b/a Height Capital Markets filed a Form 144 reporting a proposed sale of Common shares of BATL on OTCX. The filing lists 9,700,000.00 alongside other reported figures of 1,708,880 and 18,256,563 with a date of 03/30/2026.
The filing also notes 6,151,448 shares received on 10/08/2019 pursuant to a "Joint Prepackaged Plan of Reorganization of Halcon Resources Corp under Chapter 11 Bankruptcy Code."
Battalion Oil Corporation’s major shareholder group has updated its ownership and recent trading activity. Gen IV Investment Opportunities, LSP Generation IV, LSP Investment Advisors and Paul Segal now report beneficial ownership of 5,513,648 Battalion Oil common shares, representing 23.20% of the class based on 18,256,563 shares outstanding and shares issuable from multiple Series A preferred stock series.
The position consists entirely of common stock issuable upon conversion or redemption of Series A, A-1, A-2, A-3 and A-4 preferred shares; no common stock is held directly. On March 25, 2026 a reporting person sold 2,369,769 common shares at $5.8206 per share for an aggregate $13,793,477. On March 26, 2026 an entity over which Paul Segal has investment authority received an in‑kind distribution of 639,648 common shares and sold those shares at $5.9075 per share for an aggregate $3,778,721.
This amendment also adds Paul Segal as a reporting person and notes that, as President of Gen IV, he has authority to direct the disposition of shares held by Gen IV. The group states there were no other transactions in Battalion Oil common stock during the past 60 days apart from those described.
Gen IV Investment Opportunities, LLC, listed as a director and 10% owner of Battalion Oil, reported an open-market sale of 2,369,769 shares of Common Stock at an average price of $5.8206 per share.
Following this Form 4 transaction, Gen IV reported holding no Battalion Oil shares. Related filers LSP Generation IV, LSP Investment Advisors, and Paul Segal note they can direct voting and disposition of Gen IV’s shares but disclaim beneficial ownership beyond any pecuniary interest.
Luminus Management and affiliated funds report beneficial ownership of 16,402,225 Battalion Oil common shares, representing 50.4% of the class. This stake includes both shares already owned and shares issuable upon conversion or redemption of multiple series of preferred stock held by Luminus Energy Partners Master Fund.
The Master Fund effected an in-kind distribution of 5,200,000 Battalion Oil shares to its feeder funds and affiliates, which then distributed shares to investors holding illiquid certificates. Certificate holders entitled to 1,145,542 shares did not complete delivery requirements, so the Master Fund continues to hold these “Segregated Shares” with voting and disposition power but no economic interest, for the benefit of those investors.
Luminus Management LLC, as investment manager for Luminus Energy Partners Master Fund, Ltd., reported an internal restructuring of Battalion Oil common stock holdings. The filing shows an other-type transaction covering 4,054,458 shares of common stock as part of a broader in-kind distribution.
Footnotes explain that on March 24, 2026, the Master Fund distributed 5,200,000 shares of Battalion Oil common stock in kind to several feeder funds and affiliates, which in turn distributed shares to holders of previously issued illiquid certificates. After these distributions, the Master Fund held 2,096,990 shares, including 1,145,542 segregated shares retained for certificate holders who did not or could not receive their distribution.
The Master Fund keeps voting and disposition power over these segregated shares but has no economic interest in them, holding them for the benefit of those non-returning investors. The filing states that each reporting person disclaims beneficial ownership of the reported shares except to the extent of its or his pecuniary interest.
Battalion Oil Corp’s Chief Operating Officer Daniel P. Rohling reported selling a total of 22,258 shares of common stock in open-market transactions. On March 24, 2026, he sold 7,837 shares at a weighted average price of $9.04, with trade prices ranging from $9.03 to $9.27. On March 25, 2026, he sold 14,421 shares at a weighted average price of $5.99, with trade prices between $5.90 and $6.02. These were direct holdings, and following the transactions his reported common stock holdings were 0 shares, with no remaining derivative positions listed.
BATTALION OIL CORP vice president and controller Charles E. Martin reported an open-market sale of 7,623 shares of common stock at $5.25 per share. This transaction reduced his directly held Battalion Oil common stock to zero shares following the sale.
Virtu Americas LLC reports a proposed sale of 2,369,769 shares of Common Stock to be effected on the NYSE American. The shares were acquired 10/08/2019 in satisfaction of bankruptcy claims, and the filing lists 21659688.66 as an associated numeric value. The Form 144 notice identifies the broker/issuer contact as VIRTU AMERICAS LLC, 1633 BROADWAY, 41st FL, NEW YORK, NY 10019.