Here are the S-3 shelf registrations from Battalion Oil Corporation (BATL) in our archive over the last 12 months, newest first, and each one links through to the document itself with the summary and the scores our analysis gives it.
An S-3 covers the shelf registration that lets an established company sell over time, so if you follow BATL and want that one kind of document rather than the whole filing history, this is the page to keep. The company's other filings, of every form, are on the full BATL filings page.
Battalion Oil Corporation is registering for resale up to 36,999,134 shares of its common stock. The registration covers (i) 5,935,377 issued shares held by selling securityholders and (ii) 31,063,757 shares issuable upon conversion of specified series of Redeemable Convertible Preferred Stock (conversion amounts calculated as of April 4, 2026 and including a company good-faith estimate of an additional 4,625,909 shares). The Company will not receive proceeds from sales by the selling securityholders. This shelf registration also permits the Company to offer up to an aggregate initial offering price of $375,000,000 of various securities in one or more offerings, with specific terms to be provided in prospectus supplements.
Battalion Oil Corporation is registering the resale of up to 2,727,273 shares of its common stock. This amount consists of 1,800,000 issued shares and 927,273 shares issuable upon exercise of pre-funded warrants issued in a March 2026 private placement.
The registration is a resale registration for the selling securityholder and the Company will not receive proceeds from resale transactions (other than any cash received if the pre-funded warrants are exercised for cash). The pre-funded warrants are exercisable immediately but include a 9.99% beneficial ownership limitation.