Baxter EVP Carlisle files zero-share Form 3

Baxter International Inc. executive vice president and chief human resources officer Cynthia Carlisle filed an initial statement of beneficial ownership of securities.

Accepted by SEC EDGAR 03/03/2026 - 07:03 PM EST Learn about SEC filing dates

Rhea-AI Filing Summary

Baxter International Inc. executive vice president and chief human resources officer Cynthia Carlisle filed an initial statement of beneficial ownership of securities. The Form 3 indicates she held no shares of Baxter common stock directly following the reported date, establishing a baseline for future ownership disclosures.

Insider Trade Summary

Holdings reported, no transactions

Holdings

Insider Carlisle Cynthia

Role Executive Vice President, CHRO

Type	Security	Shares	Price	Value
Holding	Common Stock, $1 par value	--	--	--

Holdings: Common Stock, $1 par value — 0 shares (Direct)

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does Cynthia Carlisle’s Form 3 filing for BAX report?

The Form 3 reports that Cynthia Carlisle, an executive vice president and CHRO of Baxter International Inc., held no shares of the company’s common stock directly as of the reported date, establishing her initial beneficial ownership position for future SEC reporting.

Who is the reporting person in Baxter International (BAX) Form 3?

The reporting person is Cynthia Carlisle, executive vice president and chief human resources officer of Baxter International Inc. Her Form 3 serves as the initial SEC disclosure of her beneficial ownership status in Baxter’s common stock at the time of filing.

How many Baxter (BAX) shares does Cynthia Carlisle report owning on Form 3?

Cynthia Carlisle reports total direct ownership of 0 shares of Baxter International Inc. common stock following the reported date. This indicates she had no beneficial ownership in Baxter’s common stock when the initial ownership statement was filed with the SEC.

Does the BAX Form 3 show any buy or sell transactions by Cynthia Carlisle?

No transactions such as buys or sells are reported. The Form 3 functions only as an initial statement of beneficial ownership, indicating a zero-share position rather than documenting any acquisition or disposition of Baxter International Inc. common stock.

What type of security is covered in Cynthia Carlisle’s BAX Form 3?

The Form 3 covers Baxter International Inc. common stock with a par value of $1 per share. The filing shows her beneficial ownership position in this specific class of security at the time the initial ownership statement was made to the SEC.

Why is Baxter International (BAX) Form 3 for Cynthia Carlisle important?

Form 3 is important because it establishes Cynthia Carlisle’s starting beneficial ownership level in Baxter International Inc. common stock. Future Forms 4 or 5 will reference this baseline when disclosing any changes in her ownership through subsequent transactions or awards.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Carlisle Cynthia

(Last) (First) (Middle)

ONE BAXTER PARKWAY

(Street)

DEERFIELD IL 60015

(City) (State) (Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
02/23/2026

3. Issuer Name and Ticker or Trading Symbol
BAXTER INTERNATIONAL INC [ BAX ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Executive Vice President, CHRO

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock, $1 par value	0	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

Remarks:

	/s/ Ellen K. Bradford, attorney in-fact for Cynthia Carlisle	03/03/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.