Welcome to our dedicated page for Alibaba Group Holding SEC filings (Ticker: BBAAY), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Alibaba Group Holding Limited filings document foreign-issuer Form 6-K reports furnished in the United States alongside Hong Kong Stock Exchange disclosure materials. The filings include monthly returns and next-day disclosure returns covering authorized or registered share capital, issued shares, treasury shares, public float confirmations, and changes related to share awards or options under share schemes.
The company’s regulatory documents also disclose its Cayman-incorporated issuer status, Hong Kong ordinary-share listings under HKD and RMB counters, and U.S. American depositary shares listed under BABA, with each ADS representing eight ordinary shares. Governance disclosures describe the Alibaba Partnership director-nomination rights as a weighted voting rights structure under Hong Kong listing rules, while event reports include board-meeting and results-announcement notices.
Alibaba Group Holding Ltd General Counsel Siying Yu reported routine equity compensation activity involving restricted share units and ordinary shares. On Mar 25, 2026, Yu exercised or vested derivative awards covering 47,610 ordinary shares, converting restricted share units into American Depositary Shares and ordinary shares under existing equity awards.
The filing also reports a sale of 21,472 ordinary shares at a weighted average price of $16.06 per share, with individual trades executed in Hong Kong dollars between HK$125 and HK$128.7 and converted at HK$7.8274 to $1.00. According to the disclosure, these shares were sold in the open market in Hong Kong to satisfy tax withholding obligations related to the vesting of restricted share units. After these transactions, Yu directly holds 600,503 ordinary shares and indirectly holds 3,809,664 ordinary shares through a trust.
Alibaba Group Holding Limited reported that its board granted Awards involving 5,902,553 underlying shares on March 21, 2026 under its 2024 Equity Incentive Plan. These awards represent approximately 0.03% of total shares in issue (excluding treasury shares) and were granted to certain employees.
The Awards have a purchase price of nil and were granted without performance targets. They carry mixed vesting schedules over up to four years, with some vesting within 12 months. The closing price of the shares on the grant date was HK$123.70 per share.
Following this grant, up to 398,706,291 shares remain available for future grants under the 2024 Plan, including 93,716,369 shares under the service provider sub-limit. Awards may be satisfied by issuing new shares or using treasury shares and are subject to a detailed clawback mechanism.
Alibaba Group reported mixed results for the quarter ended December 31, 2025. Revenue inched up 2% year-over-year to RMB284,843 million (US$40,732 million), or 9% growth excluding disposed Sun Art and Intime businesses. Growth was driven by a 36% revenue increase in Cloud Intelligence Group to RMB43,284 million and a 56% jump in quick commerce revenue to RMB20,842 million, helped by the rollout and rebranding of Taobao Instant Commerce.
Profitability weakened sharply as Alibaba stepped up spending on quick commerce, user experience and technology. Adjusted EBITA fell 57% to RMB23,397 million, income from operations dropped 74% to RMB10,645 million, and net income declined 66% to RMB15,631 million. Non-GAAP net income also decreased 67% to RMB16,710 million. Diluted earnings per share fell to RMB0.74 (US$0.11) from RMB2.55, and free cash flow dropped 71% to RMB11,346 million. Higher sales and marketing expenses, rising logistics and bandwidth costs, and increased goodwill impairment in the All others segment weighed on margins, even as AI- and cloud-related businesses and the Qwen model and app ecosystem scaled rapidly.
Alibaba Group Holding Limited filed a report stating that its board of directors will hold a board meeting on March 18, 2026. At this meeting, the board plans to approve unaudited results for the three months ended December 31, 2025 and the related results announcement.
Alibaba expects to announce these quarterly results on March 19, 2026. The company notes it has a weighted voting rights structure linked to the Alibaba Partnership’s director nomination rights, and that its American depositary shares, each representing eight ordinary shares, trade on the New York Stock Exchange under the symbol BABA.
Alibaba Group Holding Limited submitted a Form 6-K to the U.S. Securities and Exchange Commission to furnish its Hong Kong Stock Exchange monthly return for February 2026. As a Hong Kong–listed issuer, Alibaba must file this Monthly Return under Rule 13.25B of the Hong Kong Listing Rules, reporting movements in its authorized share capital and issued shares.
Alibaba Group Holding Ltd submitted a Form 13F holdings report listing $772,115,065 as the Form 13F Information Table value total and reporting 2 holdings entries. The filing shows 0 other included managers and is signed by Jinwei Zhang, Company Secretary on 02-12-2026.
This is a routine institutional holdings disclosure filed as a 13F HOLDINGS REPORT, indicating the manager reported its holdings via the standard quarterly 13F table. No transaction details or individual security quantities are shown in the provided excerpt.
Alibaba Group Holding Limited submitted a foreign issuer report indicating it has furnished its monthly share capital return for December 2025 to U.S. investors. As a company listed on the Hong Kong Stock Exchange, Alibaba is required to file a Monthly Return detailing movements in its authorized share capital and issued shares under Hong Kong Listing Rule 13.25B.
The company has attached this Monthly Return as Exhibit 99.1 to the Form 6-K so that the same information about changes in its equity structure is also available through the U.S. reporting system.
Alibaba Group Holding Limited filed a Form 6-K as a foreign private issuer. The filing mainly forwards an exhibit titled “Announcement with The Stock Exchange of Hong Kong Limited – Grant of Awards Pursuant to the 2024 Plan.” This indicates Alibaba has granted equity awards under its 2024 incentive plan, with details contained in the attached announcement.
Alibaba Group Holding Limited filed a Form 6-K to provide investors with its latest Hong Kong Stock Exchange disclosure on share capital movements. As a Hong Kong–listed issuer, Alibaba must file a Monthly Return summarizing changes in its authorized share capital and issued shares under Rule 13.25B of the Hong Kong Listing Rules.
This Form 6-K furnishes Alibaba’s Monthly Return for November 2025 as Exhibit 99.1, making the same information available to U.S. investors. The filing is administrative in nature and focuses on transparency around any movements in Alibaba’s equity securities during the month.
Alibaba Group Holding Limited has submitted a Form 6-K to the U.S. Securities and Exchange Commission to furnish its Hong Kong interim report. As a company listed on The Stock Exchange of Hong Kong Limited, Alibaba is required to prepare an interim report for the first six months of each fiscal year. This Form 6-K provides that interim report for the first half of the fiscal year ending March 31, 2026 as Exhibit 99.1, giving investors access to the company’s mid-year Hong Kong reporting in the U.S. market.