Concrete Pumping Holdings (BBCP) CFO granted time- and performance-based RSUs

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Form Type

Rhea-AI Filing Summary

Concrete Pumping Holdings reported that CFO, Secretary and director Iain Humphries received new equity awards. On January 19, 2026, he was granted 23,048 restricted stock units of common stock at $0. One-third of these units vest on each of January 15, 2027, January 15, 2028 and January 15, 2029, if he remains employed.

He was also granted 13,446 market-based RSUs labeled TSR 2026 at $0. These are tied to the company’s total stockholder return from November 1, 2025 through October 31, 2028 versus Russell 2000 peers, with a payout range of 0%–200% of target and vesting on January 15, 2029 subject to continued employment. After these grants, Humphries directly holds 474,767 shares of common stock and 28,566 derivative securities.

Insider Trade Summary

2 transactions reported

Mixed 2 txns

Insider Humphries Iain

Role CFO and Secretary

Type	Security	Shares	Price	Value
Grant/Award	Restricted Stock Units TSR 2026	13,446	$0.00	--
Grant/Award	Common Stock	23,048	$0.00	--

Holdings After Transaction: Restricted Stock Units TSR 2026 — 28,566 shares (Direct); Common Stock — 474,767 shares (Direct)

Footnotes (1)

Represents restricted stock units of common stock. 1/3 of such shares will vest in three substantially equal installments on each of January 15, 2027, January 15, 2028 and January 15, 2029, provided that the Reporting Person is an employee of the Issuer or subsidiary of the Issuer on the vesting dates. Each restricted stock unit ("RSU") is the economic equivalent of one share of Common Stock. Represents market-based RSUs reflected at 100% of target performance that will be earned if the Company's total stockholder return ("TSR") over the period from November 1, 2025 through October 31, 2028 relative to the TSR of a set of peer companies in the Russell 2000 Index achieves a specified percentile target. The total range of RSUs that can be earned in this award is 0% to 200% of the target award. Once the number of RSUs earned pursuant to the market-condition have been determined, such RSUs will vest on January 15, 2029, provided that the Reporting Person is an employee of the Issuer or subsidiary of the Issuer of the vesting date.

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Form 4 Insider Transactions: What Each Field Means →

Accepted by SEC EDGAR 01/28/2026 - 04:05 PM

FAQ

What insider transaction did Concrete Pumping Holdings (BBCP) report for Iain Humphries?

Concrete Pumping Holdings reported equity grants to CFO and director Iain Humphries. He received 23,048 time-based restricted stock units and 13,446 market-based TSR 2026 RSUs, both at $0 exercise price, increasing his direct common stock and derivative holdings.

How many Concrete Pumping (BBCP) RSUs were granted to the CFO on January 19, 2026?

On January 19, 2026, the CFO received 23,048 time-based restricted stock units and 13,446 market-based TSR 2026 RSUs. Both awards were granted at a $0 price and are structured with multi-year vesting and, for the TSR units, performance conditions.

What is the vesting schedule for the 23,048 Concrete Pumping (BBCP) restricted stock units?

The 23,048 restricted stock units vest in three substantially equal installments. One-third vests on January 15, 2027, another third on January 15, 2028, and the final third on January 15, 2029, assuming the CFO remains employed with the company or a subsidiary.

How are Concrete Pumping (BBCP) TSR 2026 RSUs earned by the CFO?

The 13,446 TSR 2026 RSUs are earned based on total stockholder return performance. They measure Concrete Pumping’s TSR from November 1, 2025 through October 31, 2028 versus specified Russell 2000 peers, with a payout range from 0% to 200% of the target award.

When do the TSR 2026 RSUs for Concrete Pumping (BBCP) vest for the CFO?

Once performance over the November 1, 2025 to October 31, 2028 period determines the number of earned TSR 2026 RSUs, those units vest on January 15, 2029. Vesting requires that the CFO remain employed by Concrete Pumping or one of its subsidiaries on that date.

How many Concrete Pumping (BBCP) shares and derivatives does the CFO hold after these grants?

After the reported grants, the CFO directly holds 474,767 shares of Concrete Pumping common stock. He also beneficially owns 28,566 derivative securities, including the newly awarded restricted stock units and TSR-based RSUs, according to the Form 4 filing details.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Humphries Iain

(Last)

(First)

(Middle)

C/O CONCRETE PUMPING HOLDINGS, INC.

500 E. 84TH AVENUE, SUITE A-5

(Street)

DENVER

80229

(City)

(State)

(Zip)

2. Issuer Name and Ticker or Trading Symbol
Concrete Pumping Holdings, Inc. [ BBCP ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	CFO and Secretary

3. Date of Earliest Transaction (Month/Day/Year)
01/19/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock	01/19/2026		A		23,048⁽¹⁾	A	$0	474,767	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
Restricted Stock Units TSR 2026	$0⁽²⁾	01/19/2026		A		13,446		⁽³⁾	⁽³⁾	Common Stock	13,446	$0	28,566	D

Explanation of Responses:

1. Represents restricted stock units of common stock. 1/3 of such shares will vest in three substantially equal installments on each of January 15, 2027, January 15, 2028 and January 15, 2029, provided that the Reporting Person is an employee of the Issuer or subsidiary of the Issuer on the vesting dates.

2. Each restricted stock unit ("RSU") is the economic equivalent of one share of Common Stock.

3. Represents market-based RSUs reflected at 100% of target performance that will be earned if the Company's total stockholder return ("TSR") over the period from November 1, 2025 through October 31, 2028 relative to the TSR of a set of peer companies in the Russell 2000 Index achieves a specified percentile target. The total range of RSUs that can be earned in this award is 0% to 200% of the target award. Once the number of RSUs earned pursuant to the market-condition have been determined, such RSUs will vest on January 15, 2029, provided that the Reporting Person is an employee of the Issuer or subsidiary of the Issuer of the vesting date.

	/s/ Iain Humpries	01/28/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR