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[Form 4] BioAtla, Inc. Insider Trading Activity

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4
Rhea-AI Filing Summary

Form 4 Filing Overview – BioAtla, Inc. (BCAB)

On 18 June 2025, BioAtla filed a Form 4 disclosing that director Susan Moran acquired 23,500 shares of the company’s common stock through a new time-based restricted stock unit (RSU) grant. The award was recorded with transaction code “A” (acquisition) at a deemed price of $0, reflecting an equity compensation grant rather than an open-market purchase.

The RSU vests 100 % on the earlier of 18 June 2026 or the next annual shareholder meeting, contingent on Ms. Moran’s continued board service. Following the grant, her total beneficial ownership rises to 52,307 shares, all held directly.

No derivative securities, sales, or additional transactions were reported. The filing represents routine director compensation and does not involve cash proceeds, option exercises, or insider sales. While it modestly increases insider ownership, it does not provide new information on BioAtla’s operating performance, strategy, or financial outlook.

Panoramica sulla presentazione del Modulo 4 – BioAtla, Inc. (BCAB)

Il 18 giugno 2025, BioAtla ha presentato un Modulo 4 comunicando che la direttrice Susan Moran ha acquisito 23.500 azioni del capitale sociale ordinario della società tramite una nuova concessione di unità azionarie vincolate (RSU) basate sul tempo. L’assegnazione è stata registrata con il codice transazione “A” (acquisizione) a un prezzo presunto di 0 $, riflettendo una compensazione azionaria piuttosto che un acquisto sul mercato aperto.

Le RSU maturano al 100% alla prima tra il 18 giugno 2026 o la prossima assemblea annuale degli azionisti, subordinatamente alla permanenza della signora Moran nel consiglio. Dopo la concessione, la sua posizione totale di proprietà beneficiaria sale a 52.307 azioni, tutte detenute direttamente.

Non sono stati segnalati titoli derivati, vendite o altre transazioni. La presentazione rappresenta una normale forma di compenso per il direttore e non comporta proventi in contanti, esercizi di opzioni o vendite da insider. Pur aumentando leggermente la proprietà interna, non fornisce nuove informazioni sulle performance operative, strategia o prospettive finanziarie di BioAtla.

Resumen de la presentación del Formulario 4 – BioAtla, Inc. (BCAB)

El 18 de junio de 2025, BioAtla presentó un Formulario 4 revelando que la directora Susan Moran adquirió 23,500 acciones de acciones comunes de la compañía mediante una nueva concesión de unidades de acciones restringidas (RSU) basadas en el tiempo. La adjudicación se registró con el código de transacción “A” (adquisición) a un precio estimado de 0 $, reflejando una compensación en acciones en lugar de una compra en el mercado abierto.

Las RSU se consolidan al 100 % en la fecha que ocurra primero entre el 18 de junio de 2026 o la próxima junta anual de accionistas, condicionado a que la Sra. Moran continúe en el consejo. Tras la concesión, su propiedad beneficiaria total aumenta a 52,307 acciones, todas mantenidas directamente.

No se reportaron valores derivados, ventas ni transacciones adicionales. La presentación representa una compensación rutinaria para directores y no implica ingresos en efectivo, ejercicio de opciones ni ventas internas. Aunque incrementa modestamente la propiedad interna, no aporta nueva información sobre el desempeño operativo, la estrategia o las perspectivas financieras de BioAtla.

Form 4 제출 개요 – BioAtla, Inc. (BCAB)

2025년 6월 18일, BioAtla는 이사 Susan Moran이 새로운 시간 기반 제한 주식 단위(RSU) 부여를 통해 회사 보통주 23,500주를 취득했음을 Form 4를 통해 공시했습니다. 해당 수여는 거래 코드 “A”(취득)로 기록되었으며, 공정 가격은 0달러로 산정되어 공개 시장 매입이 아닌 주식 보상임을 나타냅니다.

RSU는 2026년 6월 18일 또는 다음 연례 주주총회 중 빠른 시점에 100% 베스팅되며, 모란 이사의 지속적인 이사회 근무가 조건입니다. 부여 후 그녀의 총 실질 소유 주식 수는 52,307주로 증가했으며, 모두 직접 보유 중입니다.

파생 증권, 매도 또는 추가 거래는 보고되지 않았습니다. 이번 제출은 일상적인 이사 보상이며 현금 수익, 옵션 행사 또는 내부자 매도와 관련이 없습니다. 내부자 소유 지분이 소폭 증가했지만 BioAtla의 운영 성과, 전략 또는 재무 전망에 대한 새로운 정보는 포함하지 않습니다.

Vue d'ensemble du dépôt du Formulaire 4 – BioAtla, Inc. (BCAB)

Le 18 juin 2025, BioAtla a déposé un Formulaire 4 révélant que la directrice Susan Moran a acquis 23 500 actions ordinaires de la société via une nouvelle attribution de unités d'actions restreintes (RSU) basées sur le temps. L'attribution a été enregistrée avec le code de transaction « A » (acquisition) à un prix réputé de 0 $, reflétant une rémunération en actions plutôt qu'un achat sur le marché libre.

Les RSU seront acquises à 100 % à la date la plus proche entre le 18 juin 2026 ou la prochaine assemblée annuelle des actionnaires, sous réserve de la poursuite du mandat de Mme Moran au conseil. Après cette attribution, sa possession bénéficiaire totale s'élève à 52 307 actions, toutes détenues directement.

Aucun titre dérivé, vente ou transaction supplémentaire n'a été signalé. Ce dépôt représente une rémunération habituelle des administrateurs et n'implique pas de produit en espèces, d'exercice d'options ou de ventes internes. Bien qu'il augmente légèrement la détention interne, il n'apporte pas de nouvelles informations sur la performance opérationnelle, la stratégie ou les perspectives financières de BioAtla.

Überblick zur Form 4 Einreichung – BioAtla, Inc. (BCAB)

Am 18. Juni 2025 reichte BioAtla ein Form 4 ein, das offenlegt, dass die Direktorin Susan Moran 23.500 Aktien des Stammkapitals des Unternehmens durch eine neue zeitbasierte Restricted Stock Unit (RSU)-Zuteilung erworben hat. Die Zuteilung wurde mit dem Transaktionscode „A“ (Erwerb) zu einem fiktiven Preis von 0 $ erfasst, was eine Aktienvergütung und keinen Kauf am offenen Markt darstellt.

Die RSU werden zu 100 % fällig am früheren der beiden Termine: 18. Juni 2026 oder der nächsten jährlichen Hauptversammlung, abhängig von Frau Morans fortgesetzter Vorstandszugehörigkeit. Nach der Zuteilung steigt ihr gesamtes wirtschaftliches Eigentum auf 52.307 Aktien, die alle direkt gehalten werden.

Es wurden keine derivativen Wertpapiere, Verkäufe oder weitere Transaktionen gemeldet. Die Einreichung stellt eine routinemäßige Vergütung für Direktoren dar und beinhaltet keine Bareinnahmen, Optionsausübungen oder Insiderverkäufe. Obwohl sie das Insider-Eigentum geringfügig erhöht, liefert sie keine neuen Informationen zur operativen Leistung, Strategie oder finanziellen Prognose von BioAtla.

Positive
  • None.
Negative
  • None.

Insights

TL;DR: Routine RSU grant increases director’s stake but has negligible immediate valuation impact.

This Form 4 details a standard annual equity award—23,500 RSUs—to director Susan Moran. The one-year cliff vest aligns board incentives with shareholders without near-term cash cost to BioAtla. The incremental ownership (~28 k additional shares versus prior 28.8 k) slightly enhances insider alignment yet is immaterial versus BCAB’s 46 million basic shares outstanding. Because no shares were sold and vesting is service-based, the transaction signals continued board engagement rather than active bullishness. I view the filing as neutral regarding valuation or trading dynamics.

TL;DR: Filing confirms standard governance practice; no red flags detected.

The RSU grant follows common small-cap biotech governance norms—annual equity compensation to retain qualified directors while conserving cash. One-year cliff aligns with best-practice guidelines (no accelerated vesting on departure). Power of attorney signature indicates administrative efficiency. Absence of 10b5-1 check box suggests transaction not pre-arranged under a trading plan, which is typical for non-market grants. Overall governance implications are benign; no signs of insider selling or unusual structuring.

Panoramica sulla presentazione del Modulo 4 – BioAtla, Inc. (BCAB)

Il 18 giugno 2025, BioAtla ha presentato un Modulo 4 comunicando che la direttrice Susan Moran ha acquisito 23.500 azioni del capitale sociale ordinario della società tramite una nuova concessione di unità azionarie vincolate (RSU) basate sul tempo. L’assegnazione è stata registrata con il codice transazione “A” (acquisizione) a un prezzo presunto di 0 $, riflettendo una compensazione azionaria piuttosto che un acquisto sul mercato aperto.

Le RSU maturano al 100% alla prima tra il 18 giugno 2026 o la prossima assemblea annuale degli azionisti, subordinatamente alla permanenza della signora Moran nel consiglio. Dopo la concessione, la sua posizione totale di proprietà beneficiaria sale a 52.307 azioni, tutte detenute direttamente.

Non sono stati segnalati titoli derivati, vendite o altre transazioni. La presentazione rappresenta una normale forma di compenso per il direttore e non comporta proventi in contanti, esercizi di opzioni o vendite da insider. Pur aumentando leggermente la proprietà interna, non fornisce nuove informazioni sulle performance operative, strategia o prospettive finanziarie di BioAtla.

Resumen de la presentación del Formulario 4 – BioAtla, Inc. (BCAB)

El 18 de junio de 2025, BioAtla presentó un Formulario 4 revelando que la directora Susan Moran adquirió 23,500 acciones de acciones comunes de la compañía mediante una nueva concesión de unidades de acciones restringidas (RSU) basadas en el tiempo. La adjudicación se registró con el código de transacción “A” (adquisición) a un precio estimado de 0 $, reflejando una compensación en acciones en lugar de una compra en el mercado abierto.

Las RSU se consolidan al 100 % en la fecha que ocurra primero entre el 18 de junio de 2026 o la próxima junta anual de accionistas, condicionado a que la Sra. Moran continúe en el consejo. Tras la concesión, su propiedad beneficiaria total aumenta a 52,307 acciones, todas mantenidas directamente.

No se reportaron valores derivados, ventas ni transacciones adicionales. La presentación representa una compensación rutinaria para directores y no implica ingresos en efectivo, ejercicio de opciones ni ventas internas. Aunque incrementa modestamente la propiedad interna, no aporta nueva información sobre el desempeño operativo, la estrategia o las perspectivas financieras de BioAtla.

Form 4 제출 개요 – BioAtla, Inc. (BCAB)

2025년 6월 18일, BioAtla는 이사 Susan Moran이 새로운 시간 기반 제한 주식 단위(RSU) 부여를 통해 회사 보통주 23,500주를 취득했음을 Form 4를 통해 공시했습니다. 해당 수여는 거래 코드 “A”(취득)로 기록되었으며, 공정 가격은 0달러로 산정되어 공개 시장 매입이 아닌 주식 보상임을 나타냅니다.

RSU는 2026년 6월 18일 또는 다음 연례 주주총회 중 빠른 시점에 100% 베스팅되며, 모란 이사의 지속적인 이사회 근무가 조건입니다. 부여 후 그녀의 총 실질 소유 주식 수는 52,307주로 증가했으며, 모두 직접 보유 중입니다.

파생 증권, 매도 또는 추가 거래는 보고되지 않았습니다. 이번 제출은 일상적인 이사 보상이며 현금 수익, 옵션 행사 또는 내부자 매도와 관련이 없습니다. 내부자 소유 지분이 소폭 증가했지만 BioAtla의 운영 성과, 전략 또는 재무 전망에 대한 새로운 정보는 포함하지 않습니다.

Vue d'ensemble du dépôt du Formulaire 4 – BioAtla, Inc. (BCAB)

Le 18 juin 2025, BioAtla a déposé un Formulaire 4 révélant que la directrice Susan Moran a acquis 23 500 actions ordinaires de la société via une nouvelle attribution de unités d'actions restreintes (RSU) basées sur le temps. L'attribution a été enregistrée avec le code de transaction « A » (acquisition) à un prix réputé de 0 $, reflétant une rémunération en actions plutôt qu'un achat sur le marché libre.

Les RSU seront acquises à 100 % à la date la plus proche entre le 18 juin 2026 ou la prochaine assemblée annuelle des actionnaires, sous réserve de la poursuite du mandat de Mme Moran au conseil. Après cette attribution, sa possession bénéficiaire totale s'élève à 52 307 actions, toutes détenues directement.

Aucun titre dérivé, vente ou transaction supplémentaire n'a été signalé. Ce dépôt représente une rémunération habituelle des administrateurs et n'implique pas de produit en espèces, d'exercice d'options ou de ventes internes. Bien qu'il augmente légèrement la détention interne, il n'apporte pas de nouvelles informations sur la performance opérationnelle, la stratégie ou les perspectives financières de BioAtla.

Überblick zur Form 4 Einreichung – BioAtla, Inc. (BCAB)

Am 18. Juni 2025 reichte BioAtla ein Form 4 ein, das offenlegt, dass die Direktorin Susan Moran 23.500 Aktien des Stammkapitals des Unternehmens durch eine neue zeitbasierte Restricted Stock Unit (RSU)-Zuteilung erworben hat. Die Zuteilung wurde mit dem Transaktionscode „A“ (Erwerb) zu einem fiktiven Preis von 0 $ erfasst, was eine Aktienvergütung und keinen Kauf am offenen Markt darstellt.

Die RSU werden zu 100 % fällig am früheren der beiden Termine: 18. Juni 2026 oder der nächsten jährlichen Hauptversammlung, abhängig von Frau Morans fortgesetzter Vorstandszugehörigkeit. Nach der Zuteilung steigt ihr gesamtes wirtschaftliches Eigentum auf 52.307 Aktien, die alle direkt gehalten werden.

Es wurden keine derivativen Wertpapiere, Verkäufe oder weitere Transaktionen gemeldet. Die Einreichung stellt eine routinemäßige Vergütung für Direktoren dar und beinhaltet keine Bareinnahmen, Optionsausübungen oder Insiderverkäufe. Obwohl sie das Insider-Eigentum geringfügig erhöht, liefert sie keine neuen Informationen zur operativen Leistung, Strategie oder finanziellen Prognose von BioAtla.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Moran Susan

(Last) (First) (Middle)
C/O BIOATLA, INC. 11085 TORREYANA ROAD

(Street)
SAN DIEGO CA 92121

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
BioAtla, Inc. [ BCAB ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
06/18/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 06/18/2025 A 23,500(1) A $0 52,307 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Represents shares of Common Stock underlying a time-based restricted stock unit award ("RSU"). The RSU will vest as to 100% of the total number of shares on the earlier of (i) June 18, 2026, or (ii) the next Company annual meeting of stockholders, subject to the reporting person's continued service through the vesting date.
/s/ Christian Vasquez, as Attorney-in-Fact for Susan Moran 06/18/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

How many BioAtla (BCAB) shares did director Susan Moran acquire?

She received 23,500 restricted stock units representing the same number of common shares.

What is the vesting schedule for the RSUs granted to Susan Moran?

The RSUs vest 100 % on 18 June 2026 or the next annual shareholder meeting, whichever occurs first.

Did the Form 4 report any insider sales of BCAB stock?

No. The filing only reports an acquisition; there were no sales or dispositions mentioned.

What is Susan Moran’s total beneficial ownership after the transaction?

Following the grant, her beneficial ownership is 52,307 BCAB shares, all held directly.

Does the RSU grant impact BioAtla’s cash position?

No. RSUs are a non-cash equity compensation tool, so there is no immediate cash outflow for the company.
Bioatla, Inc.

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Biotechnology
Biological Products, (no Disgnostic Substances)
Link
United States
SAN DIEGO