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[Form 4] BioAtla, Inc. Insider Trading Activity

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(Neutral)
Filing Sentiment
(Neutral)
Form Type
4
Rhea-AI Filing Summary

BioAtla Director Sylvia McBrinn received a grant of 23,500 restricted stock units (RSUs) on June 18, 2025. Following this transaction, McBrinn's total direct beneficial ownership increased to 59,125 shares of common stock.

Key details of the RSU grant:

  • The RSUs were granted at $0 exercise price
  • Vesting occurs 100% on the earlier of June 18, 2026, or the next annual stockholder meeting
  • Vesting is contingent on continued service through the vesting date

This Form 4 filing indicates standard equity-based compensation for a board member, which aligns the director's interests with shareholders. The transaction was executed pursuant to the company's director compensation program and represents a significant addition to McBrinn's equity stake in BioAtla.

La direttrice di BioAtla, Sylvia McBrinn, ha ricevuto una concessione di 23.500 unità azionarie vincolate (RSU) il 18 giugno 2025. A seguito di questa operazione, la proprietà diretta complessiva di McBrinn è aumentata a 59.125 azioni ordinarie.

Dettagli principali della concessione delle RSU:

  • Le RSU sono state assegnate con un prezzo di esercizio di $0
  • Il vesting avviene al 100% alla data anticipata tra il 18 giugno 2026 o la successiva assemblea annuale degli azionisti
  • Il vesting è subordinato alla continuità del servizio fino alla data di maturazione

Questa comunicazione Form 4 indica una compensazione azionaria standard per un membro del consiglio, allineando gli interessi della direttrice con quelli degli azionisti. L’operazione è stata eseguita in conformità al programma di compensazione per i direttori della società e rappresenta un incremento significativo della partecipazione azionaria di McBrinn in BioAtla.

La directora de BioAtla, Sylvia McBrinn, recibió una concesión de 23,500 unidades restringidas de acciones (RSU) el 18 de junio de 2025. Tras esta transacción, la propiedad directa total de McBrinn aumentó a 59,125 acciones ordinarias.

Detalles clave de la concesión de RSU:

  • Las RSU se otorgaron con un precio de ejercicio de $0
  • La adquisición se realiza al 100% en la fecha que ocurra primero entre el 18 de junio de 2026 o la próxima junta anual de accionistas
  • La adquisición está condicionada a la continuidad del servicio hasta la fecha de adquisición

Este formulario 4 indica una compensación estándar basada en acciones para un miembro del consejo, alineando los intereses de la directora con los de los accionistas. La transacción se ejecutó conforme al programa de compensación para directores de la empresa y representa un aumento significativo en la participación accionaria de McBrinn en BioAtla.

BioAtla 이사 Sylvia McBrinn은(는) 2025년 6월 18일에 23,500 제한 주식 단위(RSUs)를 부여받았습니다. 이 거래 이후 McBrinn의 직접적 실질 소유 주식 수는 59,125주로 증가했습니다.

RSU 부여 주요 내용:

  • RSU는 행사가격 $0으로 부여됨
  • 베스팅은 2026년 6월 18일 또는 다음 연례 주주총회 중 빠른 시점에 100% 완료
  • 베스팅은 베스팅일까지 계속 근무하는 조건에 따름

이 Form 4 제출은 이사에 대한 표준 주식 기반 보상을 나타내며, 이사의 이익을 주주와 일치시키는 역할을 합니다. 이 거래는 회사의 이사 보상 프로그램에 따라 실행되었으며, McBrinn의 BioAtla 지분에 상당한 증가를 의미합니다.

Sylvia McBrinn, directrice de BioAtla, a reçu une attribution de 23 500 unités d’actions restreintes (RSU) le 18 juin 2025. À la suite de cette opération, la détention directe totale de McBrinn a augmenté pour atteindre 59 125 actions ordinaires.

Détails clés de l’attribution des RSU :

  • Les RSU ont été attribuées avec un prix d’exercice de 0 $
  • L’acquisition des droits s’effectue à 100 % à la date la plus proche entre le 18 juin 2026 ou la prochaine assemblée annuelle des actionnaires
  • L’acquisition des droits est conditionnée à la poursuite du service jusqu’à la date d’acquisition

Ce dépôt au formulaire 4 indique une rémunération standard en actions pour un membre du conseil, alignant ainsi les intérêts de la directrice avec ceux des actionnaires. La transaction a été réalisée conformément au programme de rémunération des administrateurs de la société et représente une augmentation significative de la participation de McBrinn dans BioAtla.

BioAtla-Direktorin Sylvia McBrinn erhielt am 18. Juni 2025 eine Zuteilung von 23.500 eingeschränkten Aktieneinheiten (RSUs). Nach dieser Transaktion erhöhte sich McBrinns gesamtes direktes wirtschaftliches Eigentum auf 59.125 Stammaktien.

Wesentliche Details der RSU-Zuteilung:

  • Die RSUs wurden zu einem Ausübungspreis von $0 gewährt
  • Die Vesting erfolgt zu 100 % am früheren der beiden Termine: 18. Juni 2026 oder der nächsten jährlichen Hauptversammlung
  • Das Vesting ist an die fortgesetzte Dienstzeit bis zum Vestingdatum gebunden

Diese Form 4 Einreichung weist auf eine übliche aktienbasierte Vergütung für ein Vorstandsmitglied hin, die die Interessen der Direktorin mit denen der Aktionäre in Einklang bringt. Die Transaktion wurde gemäß dem Vergütungsprogramm für Direktoren des Unternehmens durchgeführt und stellt eine bedeutende Erweiterung von McBrinns Aktienanteil an BioAtla dar.

Positive
  • None.
Negative
  • None.

La direttrice di BioAtla, Sylvia McBrinn, ha ricevuto una concessione di 23.500 unità azionarie vincolate (RSU) il 18 giugno 2025. A seguito di questa operazione, la proprietà diretta complessiva di McBrinn è aumentata a 59.125 azioni ordinarie.

Dettagli principali della concessione delle RSU:

  • Le RSU sono state assegnate con un prezzo di esercizio di $0
  • Il vesting avviene al 100% alla data anticipata tra il 18 giugno 2026 o la successiva assemblea annuale degli azionisti
  • Il vesting è subordinato alla continuità del servizio fino alla data di maturazione

Questa comunicazione Form 4 indica una compensazione azionaria standard per un membro del consiglio, allineando gli interessi della direttrice con quelli degli azionisti. L’operazione è stata eseguita in conformità al programma di compensazione per i direttori della società e rappresenta un incremento significativo della partecipazione azionaria di McBrinn in BioAtla.

La directora de BioAtla, Sylvia McBrinn, recibió una concesión de 23,500 unidades restringidas de acciones (RSU) el 18 de junio de 2025. Tras esta transacción, la propiedad directa total de McBrinn aumentó a 59,125 acciones ordinarias.

Detalles clave de la concesión de RSU:

  • Las RSU se otorgaron con un precio de ejercicio de $0
  • La adquisición se realiza al 100% en la fecha que ocurra primero entre el 18 de junio de 2026 o la próxima junta anual de accionistas
  • La adquisición está condicionada a la continuidad del servicio hasta la fecha de adquisición

Este formulario 4 indica una compensación estándar basada en acciones para un miembro del consejo, alineando los intereses de la directora con los de los accionistas. La transacción se ejecutó conforme al programa de compensación para directores de la empresa y representa un aumento significativo en la participación accionaria de McBrinn en BioAtla.

BioAtla 이사 Sylvia McBrinn은(는) 2025년 6월 18일에 23,500 제한 주식 단위(RSUs)를 부여받았습니다. 이 거래 이후 McBrinn의 직접적 실질 소유 주식 수는 59,125주로 증가했습니다.

RSU 부여 주요 내용:

  • RSU는 행사가격 $0으로 부여됨
  • 베스팅은 2026년 6월 18일 또는 다음 연례 주주총회 중 빠른 시점에 100% 완료
  • 베스팅은 베스팅일까지 계속 근무하는 조건에 따름

이 Form 4 제출은 이사에 대한 표준 주식 기반 보상을 나타내며, 이사의 이익을 주주와 일치시키는 역할을 합니다. 이 거래는 회사의 이사 보상 프로그램에 따라 실행되었으며, McBrinn의 BioAtla 지분에 상당한 증가를 의미합니다.

Sylvia McBrinn, directrice de BioAtla, a reçu une attribution de 23 500 unités d’actions restreintes (RSU) le 18 juin 2025. À la suite de cette opération, la détention directe totale de McBrinn a augmenté pour atteindre 59 125 actions ordinaires.

Détails clés de l’attribution des RSU :

  • Les RSU ont été attribuées avec un prix d’exercice de 0 $
  • L’acquisition des droits s’effectue à 100 % à la date la plus proche entre le 18 juin 2026 ou la prochaine assemblée annuelle des actionnaires
  • L’acquisition des droits est conditionnée à la poursuite du service jusqu’à la date d’acquisition

Ce dépôt au formulaire 4 indique une rémunération standard en actions pour un membre du conseil, alignant ainsi les intérêts de la directrice avec ceux des actionnaires. La transaction a été réalisée conformément au programme de rémunération des administrateurs de la société et représente une augmentation significative de la participation de McBrinn dans BioAtla.

BioAtla-Direktorin Sylvia McBrinn erhielt am 18. Juni 2025 eine Zuteilung von 23.500 eingeschränkten Aktieneinheiten (RSUs). Nach dieser Transaktion erhöhte sich McBrinns gesamtes direktes wirtschaftliches Eigentum auf 59.125 Stammaktien.

Wesentliche Details der RSU-Zuteilung:

  • Die RSUs wurden zu einem Ausübungspreis von $0 gewährt
  • Die Vesting erfolgt zu 100 % am früheren der beiden Termine: 18. Juni 2026 oder der nächsten jährlichen Hauptversammlung
  • Das Vesting ist an die fortgesetzte Dienstzeit bis zum Vestingdatum gebunden

Diese Form 4 Einreichung weist auf eine übliche aktienbasierte Vergütung für ein Vorstandsmitglied hin, die die Interessen der Direktorin mit denen der Aktionäre in Einklang bringt. Die Transaktion wurde gemäß dem Vergütungsprogramm für Direktoren des Unternehmens durchgeführt und stellt eine bedeutende Erweiterung von McBrinns Aktienanteil an BioAtla dar.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
MCBRINN SYLVIA

(Last) (First) (Middle)
C/O BIOATLA, INC. 11085 TORREYANA ROAD

(Street)
SAN DIEGO CA 92121

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
BioAtla, Inc. [ BCAB ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
06/18/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 06/18/2025 A 23,500(1) A $0 59,125 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Represents shares of Common Stock underlying a time-based restricted stock unit award ("RSU"). The RSU will vest as to 100% of the total number of shares on the earlier of (i) June 18, 2026, or (ii) the next Company annual meeting of stockholders, subject to the reporting person's continued service through the vesting date.
/s/ Christian Vasquez, as Attorney-in-Fact for Sylvia McBrinn 06/18/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

How many shares of BCAB stock did Sylvia McBrinn receive on June 18, 2025?

According to the Form 4 filing, Sylvia McBrinn received 23,500 shares of BCAB common stock in the form of restricted stock units (RSUs) on June 18, 2025.

What is the vesting schedule for BCAB Director Sylvia McBrinn's RSU grant?

The RSUs will vest 100% of the total shares (23,500) on the earlier of: (i) June 18, 2026, or (ii) the next BioAtla annual meeting of stockholders, subject to McBrinn's continued service through the vesting date.

How many BCAB shares does Sylvia McBrinn own after the June 18, 2025 transaction?

Following the reported RSU grant transaction, Sylvia McBrinn beneficially owns 59,125 shares of BCAB common stock directly (indicated by 'D' in the ownership form column).

What was the purchase price of BCAB RSUs granted to Sylvia McBrinn?

The RSUs were granted to Sylvia McBrinn at a price of $0, as shown in the 'Price' column of Table I in the Form 4 filing.

What position does Sylvia McBrinn hold at BCAB?

According to the Form 4 filing, Sylvia McBrinn serves as a Director of BioAtla, Inc. (BCAB), as indicated by the 'X' marked in the Director box under the Relationship of Reporting Person(s) to Issuer section.
Bioatla, Inc.

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Biotechnology
Biological Products, (no Disgnostic Substances)
Link
United States
SAN DIEGO