Rochelle Klein (BCAL) awarded 3,196 RSUs and updates California BanCorp holdings

Rhea-AI Filing Summary

California BanCorp director Rochelle G. Klein reported equity awards and updated holdings. She received 3,196 restricted stock units (RSUs) of Common Stock at $0.00 per share as consideration for service on the Board. These RSUs will vest in full on June 1, 2027, at which time shares will be issued.

The filing also shows 28.43 shares of Common Stock acquired on January 16, 2026 through reinvestment of cash dividends at $18.89 per share. After these transactions, Klein directly holds 35,539.43 shares and has additional indirect holdings, including 6,044 shares in each of three Klein Trusts and 204,837 shares in the Klein Family Living Trust.

Insider Trade Summary

6 transactions reported

Mixed 6 txns

Insider Klein Rochelle G.

Role null

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	3,196	$0.00	--
holding	Common Stock	--	--	--
holding	Common Stock	--	--	--
holding	Common Stock	--	--	--
holding	Common Stock	--	--	--
Other	Common Stock	28.43	$18.89	$537.04

Holdings After Transaction: Common Stock — 35,539.43 shares (Direct, null); Common Stock — 204,837 shares (Indirect, Klein Family Living Trust)

Footnotes (1)

1. Reinvestment of cash dividends on January 16, 2026. Represents restricted stock units ("RSUs") issued to the Reporting Person as consideration for service on the Issuer's Board of Directors. Shares will be issued in full upon vesting, which is scheduled to occur on June 1, 2027.

Key Figures

RSU grant: 3,196 RSUs RSU grant price: $0.00 per share Dividend reinvestment shares: 28.43 shares +4 more

7 metrics

RSU grant 3,196 RSUs Granted for Board service; vest on June 1, 2027

RSU grant price $0.00 per share Consideration for service on Board of Directors

Dividend reinvestment shares 28.43 shares Reinvestment of cash dividends on January 16, 2026

Dividend reinvestment price $18.89 per share Price for 28.43 shares on January 16, 2026

Direct holdings after transactions 35,539.43 shares Common Stock directly owned following reported Form 4 entries

Klein Trust holdings 6,044 shares each Indirect Common Stock in three Klein Trusts

Family Trust holdings 204,837 shares Indirect Common Stock in Klein Family Living Trust

Key Terms

restricted stock units ("RSUs"), reinvestment of cash dividends, Board of Directors, reporting person, +1 more

5 terms

restricted stock units ("RSUs") financial

"Represents restricted stock units ("RSUs") issued to the Reporting Person"

Restricted stock units (RSUs) are a company promise to give an employee shares of stock (or cash equivalent) in the future, but only after certain conditions—usually staying with the company for a set time or hitting performance goals—are met. Investors watch RSUs because when they vest they increase the number of shares outstanding and can lead insiders to sell shares, affecting share price, company dilution and the true cost of employee pay.

reinvestment of cash dividends financial

"Reinvestment of cash dividends on January 16, 2026."

Board of Directors financial

"consideration for service on the Issuer's Board of Directors."

The Board of Directors is a group of people chosen by a company's owners to help make big decisions and oversee how the company is run. They act like a team of advisors or managers, making sure the company stays on track and meets its goals. Their choices can influence the company's success and how it grows.

reporting person regulatory

"issued to the Reporting Person as consideration for service"

transaction code J regulatory

"transaction_code": "J","transaction_type": "non-derivative""

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Form 4 Insider Transactions: What Each Field Means →

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Klein Rochelle G.

(Last) (First) (Middle)

C/O CALIFORNIA BANCORP

355 S. GRAND AVE STE 1200

(Street)

LOS ANGELES CALIFORNIA 91007

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
California BanCorp \ CA [ BCAL ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
06/01/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	01/16/2026		J(1)		28.43	A	$18.89	32,343.43	D
Common Stock	06/01/2026		A(2)		3,196	A	$0.00	35,539.43	D
Common Stock								204,837	I	Klein Family Living Trust
Common Stock								6,044	I	Klein Trust FBO Katherine J Klein
Common Stock								6,044	I	Klein Trust FBO Kimberly G Klein
Common Stock								6,044	I	Klein Trust FBO Matthew G Klein

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Reinvestment of cash dividends on January 16, 2026.

2. Represents restricted stock units ("RSUs") issued to the Reporting Person as consideration for service on the Issuer's Board of Directors. Shares will be issued in full upon vesting, which is scheduled to occur on June 1, 2027.

Remarks:

	Manisha Merchant, by POA for Rochelle Klein	06/03/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What did California BanCorp (BCAL) director Rochelle Klein report on this Form 4?

Rochelle Klein reported a grant of 3,196 restricted stock units and a small dividend reinvestment transaction. The filing also updates her direct and indirect share holdings in California BanCorp common stock as of the reported dates.

How many RSUs did Rochelle Klein receive from California BanCorp (BCAL)?

Rochelle Klein received 3,196 restricted stock units of California BanCorp common stock. These RSUs were issued as consideration for her service on the company’s Board of Directors and will convert into shares when they vest in the future.

When do Rochelle Klein’s California BanCorp (BCAL) RSUs vest?

The 3,196 restricted stock units granted to Rochelle Klein are scheduled to vest in full on June 1, 2027. Upon vesting, California BanCorp will issue the underlying common shares to her, increasing her direct equity ownership.

What was the nature of the January 16, 2026 transaction in BCAL shares?

On January 16, 2026, 28.43 California BanCorp shares were acquired through reinvestment of cash dividends. This is recorded under transaction code J as an “other” transaction, reflecting automatic dividend reinvestment rather than an open-market trade.

How many California BanCorp (BCAL) shares does Rochelle Klein hold directly after these transactions?

Following the reported transactions, Rochelle Klein directly holds 35,539.43 shares of California BanCorp common stock. This figure reflects her position after the RSU grant and the dividend reinvestment recorded in the Form 4 filing.

What indirect California BanCorp (BCAL) holdings are associated with Rochelle Klein?

Indirect holdings include 6,044 California BanCorp shares in each of three Klein Trusts and 204,837 shares in the Klein Family Living Trust. These positions are reported as indirect ownership, reflecting trust-held stakes associated with Klein.