STOCK TITAN

BioCardia (BCDA) director Marvin Slosman awarded 8,000 stock options at $1.20

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

BioCardia director Marvin Slosman received a stock option grant for 8,000 shares of common stock on the reported date. The option has an exercise price of $1.20 per share and expires on July 6, 2036, bringing his directly held stock options to 20,000 shares. All 8,000 option shares vest and become exercisable on the one-year anniversary of the grant, provided he continues as a service provider through that date.

Positive

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Insider Slosman Marvin
Role null
Type Security Shares Price Value
Grant/Award Stock Option (right to buy) 8,000 $0.00 --
Holdings After Transaction: Stock Option (right to buy) — 20,000 shares (Direct, null)
Footnotes (1)
  1. [object Object]
Options granted 8,000 options Stock option grant reported on Form 4
Exercise price $1.20 per share Strike price for newly granted options
Total options after grant 20,000 options Derivative securities owned following transaction
Expiration date July 6, 2036 Option expiry for the 8,000-share grant
Vesting schedule 100% after one year Cliff vesting conditioned on continued service
Stock Option (right to buy) financial
"security_title: Stock Option (right to buy)"
exercise price financial
"conversion_or_exercise_price: 1.2000"
The exercise price is the fixed amount at which you can buy or sell an asset, like a stock, when using an options contract. It matters because it helps determine whether exercising the option will be profitable or not, depending on the current market price. Think of it as the set price you agree on today to buy or sell later.
vesting financial
"shares are subject to the option vesting and becoming exercisable"
Vesting is the process by which you earn full ownership of something, like company stock or a retirement benefit, over time. It’s like earning the right to keep a gift piece by piece the longer you stay with a company, making sure employees stay committed before they receive all the benefits.
service provider financial
"subject to the Reporting Person continuing as a service provider"
derivative securities financial
"derivativeTransactionCount: 1"
Financial contracts whose value is tied to the price or performance of another asset, such as a stock, bond, commodity, index, or currency; examples include options, futures and swaps. They matter to investors because they let you protect against price swings, bet on future moves or gain larger exposure with less upfront cash—like using a lever or insurance policy on an investment—so they can amplify gains and losses and help manage portfolio risk.
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FAQ

What insider transaction did BioCardia (BCDA) director Marvin Slosman report?

Director Marvin Slosman reported receiving a grant of 8,000 stock options. These options give him the right to buy BioCardia common shares at a fixed price, subject to vesting after one year of continued service.

What is the exercise price of Marvin Slosman’s new BioCardia (BCDA) stock options?

The new stock options have an exercise price of $1.20 per share. This means Slosman can buy BioCardia common stock at $1.20 once the options vest and before they expire in 2036, regardless of future market prices.

When do Marvin Slosman’s newly granted BioCardia (BCDA) options vest?

All 8,000 option shares vest on the one-year anniversary of the grant date. Vesting is conditional on Slosman continuing as a service provider to BioCardia through that date, after which the options become exercisable.

How many BioCardia (BCDA) stock options does Marvin Slosman hold after this Form 4?

Following this grant, Slosman directly holds stock options covering 20,000 shares of BioCardia common stock. The filing shows the total derivative securities owned after the transaction, including the newly granted 8,000 options.

What is the expiration date of Marvin Slosman’s new BioCardia (BCDA) stock options?

The granted stock options expire on July 6, 2036. Slosman must wait for vesting after one year to exercise them and must do so before the 2036 expiration date, or the right to purchase shares lapses.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Slosman Marvin

(Last)(First)(Middle)
C/O BIOCARDIA, INC.
320 SOQUEL WAY

(Street)
SUNNYVALE CALIFORNIA 94085

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
BioCardia, Inc. [ BCDA ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
07/06/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Stock Option (right to buy)$1.207/06/2026A8,000 (1)07/06/2036Common stock8,000$020,000D
Explanation of Responses:
1. One hundred percent of the shares are subject to the option vesting and becoming exercisable on the one-year anniversary of the date of grant, subject to the Reporting Person continuing as a service provider through such date.
/s/ David McClung, by power of attorney07/07/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)