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Binah Capital (NASDAQ: BCG) OKs equity plan, elects director at 2026 meeting

Filing Impact
(Moderate)
Filing Sentiment
(Neutral)
Form Type
8-K

Rhea-AI Filing Summary

Binah Capital Group, Inc. held its Annual Meeting of Stockholders, with 12,744,834 shares of common stock represented, about 76.76% of the 16,602,460 shares outstanding as of April 24, 2026, establishing a strong quorum.

Stockholders elected Daniel Hynes as a Class II director to serve until the 2029 annual meeting, approved executive compensation on an advisory basis, and chose an annual frequency for future say‑on‑pay votes. They also ratified FGMK, LLC as independent auditor for 2026 and approved an amendment to the 2024 Equity Incentive Plan, increasing the shares available for issuance to 2,650,000.

Positive

  • None.

Negative

  • None.
Item 5.07 Submission of Matters to a Vote of Security Holders Governance
Results of a shareholder vote on proposals at an annual or special meeting.
Item 9.01 Financial Statements and Exhibits Exhibits
Financial statements, pro forma financial information, and exhibit attachments filed with this report.
Shares outstanding 16,602,460 shares Common stock outstanding as of April 24, 2026 record date
Shares represented 12,744,834 shares Shares present or by proxy at annual meeting, about 76.76% of outstanding
Equity plan share pool 2,650,000 shares Common stock available for issuance under amended 2024 Equity Incentive Plan
Proposal 5 for votes 10,900,419 votes Votes in favor of amending 2024 Equity Incentive Plan
Auditor ratification for votes 12,652,706 votes Votes supporting FGMK, LLC as independent auditor for 2026
Say-on-pay for votes 11,530,512 votes Votes approving executive compensation on a non-binding basis
One-year frequency votes 11,576,606 votes Votes favoring annual say-on-pay frequency
non-binding advisory basis financial
"a proposal to approve, on a non-binding advisory basis, the compensation of the Company’s named executive officers"
A non-binding advisory basis is guidance or a recommendation offered for informational purposes that does not create legal obligations or guarantees; recipients can accept, modify, or ignore it without contractual consequences. Investors should treat it like a weather forecast for planning—useful for forming expectations and assessing risk, but not a firm promise—so they should verify assumptions, seek confirming information, and avoid relying on it as the sole basis for investment decisions.
broker non-votes financial
"There were 1,153,475 broker non-votes in connection with this proposal"
Broker non-votes occur when a brokerage firm is unable to vote on a shareholder’s behalf during a company election or decision because the shareholder has not given specific voting instructions, and the broker is not allowed or chooses not to vote on certain matters. They are important because they can affect the outcome of votes, especially when the results are close, by effectively reducing the total number of votes cast.
Equity Incentive Plan financial
"approve an amendment to the Company’s 2024 Equity Incentive Plan to increase the number of shares"
An equity incentive plan is a program that gives employees, executives or directors the right to receive company stock or options to buy stock as part of their pay. Think of it as offering slices of future company profit to motivate people to boost long‑term performance; for investors it matters because it can align employee goals with shareholder value but also increases the number of shares outstanding, which can dilute existing ownership.
independent registered public accounting firm financial
"ratify the appointment of FGMK, LLC as the Company’s independent registered public accounting firm"
An independent registered public accounting firm is an outside accounting company officially registered with the government regulator to examine and report on a public company's financial records and controls. Investors treat its reports like an impartial inspector’s certificate — they add credibility to financial statements, help spot errors or misleading claims, and reduce the risk that shareholders are relying on unchecked or biased numbers.
say-on-pay financial
"future advisory votes on the compensation of the Company’s named executive officers"
A say-on-pay is a shareholder vote that gives investors a chance to approve or disapprove a company’s executive compensation packages, typically held at annual meetings. It matters because the vote signals investor satisfaction with how leaders are paid—like customers rating how well managers are rewarded—and can push boards to change pay plans, reducing governance risk and affecting investor confidence and stock value even though the vote is usually advisory rather than legally binding.
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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 8-K

 

Current Report

 

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

 

Date of Report (date of earliest event reported): June 12, 2026

 

BINAH CAPITAL GROUP, INC.

(Exact Name of Registrant as Specified in Charter)

 

Delaware
(State of Incorporation)
 
001-41991   88-3276689
Commission File Number   (I.R.S. Employer Identification No.)
     
80 State Street    
Albany, New York   12207
(Address of Principal Executive Offices)   (Zip Code)
     
(212) 404-7002
(Registrant’s Telephone Number, Including Area Code)
 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425).

 

¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12).

 

¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)).

 

¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)).

 

Indicate by check mark whether the registrant is an emerging growth company as defined in as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

 

Emerging growth company ¨

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨

 

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class Trading
Symbol(s)
Name of each exchange on which
registered
Common Stock, par value $0.0001 per share BCG The Nasdaq Stock Market LLC
Warrants, each exercisable for one share of Common Stock at an exercise price of $11.50 per share BCGWW The Nasdaq Stock Market LLC

 

 

 

 

 

 

Item 5.07 Submission of Matters to a Vote of Security Holders.

 

Annual Meeting of Stockholders

 

On June 12, 2026, Binah Capital Group, Inc. (the “Company”) held its Annual Meeting of Stockholders (the “Annual Meeting”) virtually via live webcast. At the Annual Meeting, the Company’s stockholders voted on five proposals, each of which is described in more detail in the Company’s definitive proxy statement on Schedule 14A filed with the U.S. Securities and Exchange Commission. As of the record date of April 24, 2026, there were 16,602,460 shares of the Company’s common stock outstanding. At the Annual Meeting, 12,744,834 shares, or approximately 76.76% of all shares of the Company’s common stock outstanding as of the record date, were represented either in person or by proxy. The following is a brief description of each matter voted upon and the certified results, including the number of votes cast for and against each matter and, if applicable, the number of abstentions and broker non-votes with respect to each matter:

 

· Proposal 1: a proposal to elect one (1) Class II director, Daniel Hynes, to the Board of Directors (the “Board”) to serve until the 2029 Annual Meeting of Stockholders or until his successor is duly elected and qualified;
· Proposal 2: a proposal to approve, on a non-binding advisory basis, the compensation of the Company’s named executive officers;
· Proposal 3: a proposal to approve, on a non-binding advisory basis, the frequency of the Company’s future advisory votes on the compensation of the Company’s named executive officers;
· Proposal 4: a proposal to ratify the appointment of FGMK, LLC as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2026;
· Proposal 5: a proposal to approve an amendment to the Company’s 2024 Equity Incentive Plan to increase the number of shares of Common Stock available for issuance thereunder to 2,650,000 shares.

 

Voting Results

 

Proposal 1: The voting results for the election of the director nominee were as follows:

 

   For   Withheld   Broker Non-Vote 
Daniel Hynes   11,537,532    53,827    1,153,475 

 

The above nominee was elected as a director of the Company.

 

Proposal 2: This proposal was approved with 11,530,512 “FOR” votes, 55,126 “AGAINST” votes and 5,721 “ABSTAIN” votes. There were 1,153,475 broker non-votes in connection with this proposal.

 

Proposal 3: The stockholders approved, on a non-binding advisory basis, a frequency of “every one year” for future advisory votes on executive compensation. The voting results were as follows: 11,576,606 votes for “ONE YEAR,” 7,472 votes for “TWO YEARS,” 6,222 votes for “THREE YEARS” and 1,059 “ABSTAIN” votes. There were 1,153,475 broker non-votes in connection with this proposal. In light of the voting results, the Board of Directors determined that the Company will hold an advisory vote on named executive officer compensation every year.

 

Proposal 4: This proposal was approved with 12,652,706 “FOR” votes, 90,812 “AGAINST” votes and 1,316 “ABSTAIN” votes.

 

Proposal 5: This proposal was approved with 10,900,419 “FOR” votes, 690,509 “AGAINST” votes and 431 “ABSTAIN” votes. There were 1,153,475 broker non-votes in connection with this proposal.

 

 

Item 9.01

Financial Statements and Exhibits.

 

(d) Exhibits.

 

Exhibit
No.
  Description
104   Cover Page Interactive Data File (embedded within the Inline XBRL document).

  

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this Report to be signed on its behalf by the undersigned hereunto duly authorized.

 

Date: June 15, 2026 BINAH CAPITAL GROUP, INC.
   
  By: /s/ Craig Gould
    Craig Gould, Chief Executive Officer and Director

 

 

 

FAQ

What did Binah Capital Group (BCG) stockholders vote on at the 2026 annual meeting?

Stockholders voted on five key proposals, including electing director Daniel Hynes, approving executive compensation and its voting frequency, ratifying FGMK, LLC as auditor for 2026, and amending the 2024 Equity Incentive Plan to increase available shares to 2,650,000.

Was the 2026 Binah Capital Group (BCG) annual meeting quorum satisfied?

Yes, the quorum was comfortably satisfied. Of 16,602,460 common shares outstanding on April 24, 2026, a total of 12,744,834 shares were represented in person or by proxy, accounting for approximately 76.76% of the outstanding shares eligible to vote at the meeting.

How did Binah Capital Group (BCG) stockholders vote on executive compensation?

Stockholders approved named executive officer compensation on a non-binding advisory basis, with 11,530,512 votes in favor, 55,126 against, and 5,721 abstentions. There were also 1,153,475 broker non-votes recorded in connection with this advisory say-on-pay proposal at the annual meeting.

What frequency did Binah Capital Group (BCG) stockholders select for say-on-pay votes?

Stockholders favored an annual advisory vote on executive compensation. The vote totals were 11,576,606 for one year, 7,472 for two years, 6,222 for three years, and 1,059 abstentions, with 1,153,475 broker non-votes. The Board subsequently adopted the one‑year frequency.

What change was approved to Binah Capital Group’s (BCG) 2024 Equity Incentive Plan?

Stockholders approved an amendment increasing the number of common shares available under the 2024 Equity Incentive Plan to 2,650,000 shares. Proposal 5 passed with 10,900,419 votes for, 690,509 against, 431 abstentions, and 1,153,475 broker non-votes reported for this equity plan amendment.

Who was elected to Binah Capital Group’s (BCG) Board at the 2026 meeting?

Daniel Hynes was elected as a Class II director to serve until the 2029 Annual Meeting of Stockholders, or until a successor is duly elected and qualified. He received 11,537,532 votes for, 53,827 withheld, and 1,153,475 broker non-votes recorded for this director election.

Filing Exhibits & Attachments

4 documents