Welcome to our dedicated page for Binah Capital SEC filings (Ticker: BCGWW), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Binah Capital Group filings document the company’s public-company governance, capital structure, operating-result disclosures, and security-holder matters. The record includes definitive proxy materials for annual meeting voting, Form 8-K reports furnishing financial results, and disclosures tied to the company’s common stock and public warrants, including warrants exercisable for one share of common stock at a stated exercise price.
Other filings address modifications to security-holder rights, Series B Junior Convertible Preferred Stock, equity-incentive compensation arrangements, board and stockholder-vote matters, and emerging growth company status. For BCGWW, the filings connect warrant-holder context to Binah Capital Group’s broader corporate structure as a financial-services enterprise operating affiliated broker-dealers for independent advisors.
Binah Capital Group, Inc. Chief Executive Officer Craig Gould reported an open-market purchase of company stock. On 2026-05-19, he bought 3,000 shares of Common Stock at $1.68 per share. Following this transaction, his direct ownership increased to 1,019,906 shares of Binah Capital Group Common Stock.
Binah Capital Group, Inc. Chief Executive Officer Craig Gould reported an open-market purchase of company stock. On 2026-05-19, he bought 3,000 shares of Common Stock at $1.68 per share. Following this transaction, his direct ownership increased to 1,019,906 shares of Binah Capital Group Common Stock.
Binah Capital Group, Inc. director and Chief Financial Officer Shane David M. reported an open-market purchase of company stock. On 2026-05-19, he bought 3,000 shares of common stock at $1.6599 per share. Following this transaction, his direct holdings total 3,000 common shares.
Binah Capital Group, Inc. director and Chief Financial Officer Shane David M. reported an open-market purchase of company stock. On 2026-05-19, he bought 3,000 shares of common stock at $1.6599 per share. Following this transaction, his direct holdings total 3,000 common shares.
Binah Capital Group reported solid first-quarter 2026 results with stronger profitability on largely stable revenue. Assets under management rose 12.9% year-over-year to $29.0 billion, reflecting continued growth of its advisor-focused platform.
Total revenue was $48.7 million, similar to $48.9 million a year earlier, but net income increased to $1.9 million from $1.0 million, driving diluted EPS of $0.09. EBITDA grew to $3.3 million from $2.2 million, and Adjusted EBITDA reached $3.7 million. As of March 31, 2026, the company held $10.5 million in cash and cash equivalents against $17.7 million of long-term debt.
Binah Capital Group reported solid first-quarter 2026 results with stronger profitability on largely stable revenue. Assets under management rose 12.9% year-over-year to $29.0 billion, reflecting continued growth of its advisor-focused platform.
Total revenue was $48.7 million, similar to $48.9 million a year earlier, but net income increased to $1.9 million from $1.0 million, driving diluted EPS of $0.09. EBITDA grew to $3.3 million from $2.2 million, and Adjusted EBITDA reached $3.7 million. As of March 31, 2026, the company held $10.5 million in cash and cash equivalents against $17.7 million of long-term debt.
Binah Capital Group, Inc. reported relatively flat total revenue of $48.7 million for the quarter ended March 31, 2026, compared with $48.9 million a year earlier, but net income rose to $1.9 million from $1.0 million as expenses declined.
Commissions fell modestly while advisory fees and interest and other income increased, helped by a realized gain contingency of about $0.7 million. Gross profit grew to $10.2 million and EBITDA to $3.3 million, with Adjusted EBITDA at $3.7 million reflecting share-based compensation.
Total advisory and brokerage assets reached $29.0 billion, up from $25.7 billion, driven by $0.5 billion in net new assets. The company carried a term loan balance of about $17.2 million and used an interest rate swap designated as a cash flow hedge to manage borrowing costs.
Binah Capital Group, Inc. reported relatively flat total revenue of $48.7 million for the quarter ended March 31, 2026, compared with $48.9 million a year earlier, but net income rose to $1.9 million from $1.0 million as expenses declined.
Commissions fell modestly while advisory fees and interest and other income increased, helped by a realized gain contingency of about $0.7 million. Gross profit grew to $10.2 million and EBITDA to $3.3 million, with Adjusted EBITDA at $3.7 million reflecting share-based compensation.
Total advisory and brokerage assets reached $29.0 billion, up from $25.7 billion, driven by $0.5 billion in net new assets. The company carried a term loan balance of about $17.2 million and used an interest rate swap designated as a cash flow hedge to manage borrowing costs.
Binah Capital Group, Inc. is asking stockholders to vote at its virtual 2026 annual meeting on June 12, 2026. Holders of Common Stock as of April 24, 2026, when 16,602,460 shares were outstanding, may participate and vote online.
Items include electing one Class II director, advisory votes on named executive officer pay and the frequency of future pay votes, and ratifying FGMK, LLC as auditor for 2026. Stockholders are also asked to approve an amendment to the 2024 Equity Incentive Plan increasing the shares available for awards by 2,650,000, bringing the plan total to 4,729,671 shares of Common Stock.
Binah Capital Group, Inc. is asking stockholders to vote at its virtual 2026 annual meeting on June 12, 2026. Holders of Common Stock as of April 24, 2026, when 16,602,460 shares were outstanding, may participate and vote online.
Items include electing one Class II director, advisory votes on named executive officer pay and the frequency of future pay votes, and ratifying FGMK, LLC as auditor for 2026. Stockholders are also asked to approve an amendment to the 2024 Equity Incentive Plan increasing the shares available for awards by 2,650,000, bringing the plan total to 4,729,671 shares of Common Stock.
Binah Capital Group, Inc. filed its annual report describing a retail wealth management platform built around hybrid, independent and W2 advisor models. The company owns ten entities, including four broker-dealers, three registered investment advisors and three insurance entities, supporting over 1,600 registered individuals.
The report details how advisors operate largely as independent contractors, keeping a significant share of commissions and fees while Binah supplies compliance, product access, clearing and custodial relationships. It also outlines an acquisition- and recruitment-driven growth strategy as assets continue shifting from traditional wirehouses to hybrid and independent channels.
Extensive risk disclosures highlight exposure to regulatory oversight by the SEC, FINRA, DOL and state regulators, potential advisor misconduct in a decentralized model, cybersecurity and data-privacy obligations, economic and market volatility, capital-raising needs, and added costs and complexity from operating as a Nasdaq-listed public company.
Binah Capital Group, Inc. filed its annual report describing a retail wealth management platform built around hybrid, independent and W2 advisor models. The company owns ten entities, including four broker-dealers, three registered investment advisors and three insurance entities, supporting over 1,600 registered individuals.
The report details how advisors operate largely as independent contractors, keeping a significant share of commissions and fees while Binah supplies compliance, product access, clearing and custodial relationships. It also outlines an acquisition- and recruitment-driven growth strategy as assets continue shifting from traditional wirehouses to hybrid and independent channels.
Extensive risk disclosures highlight exposure to regulatory oversight by the SEC, FINRA, DOL and state regulators, potential advisor misconduct in a decentralized model, cybersecurity and data-privacy obligations, economic and market volatility, capital-raising needs, and added costs and complexity from operating as a Nasdaq-listed public company.
Binah Capital Group, Inc. reported stronger results for the fourth quarter and full year 2025, highlighted by a return to profitability and solid revenue growth. Full-year total revenues reached $187.1 million, up about 11% from 2024, driven mainly by higher commissions and advisory fees. Net income for 2025 was $2.3 million, compared with a net loss of $4.6 million in 2024, with diluted earnings per share improving to $0.04 from a loss of $0.39. EBITDA increased to $5.4 million from $1.9 million, while Adjusted EBITDA was $6.5 million versus $6.3 million. Assets under management grew 11% year-over-year to $29.9 billion, and cash and cash equivalents were $10.7 million against long-term debt of $17.7 million as of December 31, 2025.
Binah Capital Group, Inc. reported stronger results for the fourth quarter and full year 2025, highlighted by a return to profitability and solid revenue growth. Full-year total revenues reached $187.1 million, up about 11% from 2024, driven mainly by higher commissions and advisory fees. Net income for 2025 was $2.3 million, compared with a net loss of $4.6 million in 2024, with diluted earnings per share improving to $0.04 from a loss of $0.39. EBITDA increased to $5.4 million from $1.9 million, while Adjusted EBITDA was $6.5 million versus $6.3 million. Assets under management grew 11% year-over-year to $29.9 billion, and cash and cash equivalents were $10.7 million against long-term debt of $17.7 million as of December 31, 2025.
Binah Capital Group, Inc. reported that Chief Executive Officer Craig Gould acquired 94,828 shares of common stock as a grant of restricted stock on February 25, 2026. The shares were issued at a price of $0.0000 per share under the company’s 2024 Equity Incentive Plan.
The restricted stock was 100% fully vested on the grant date, in line with Gould’s Employment Agreement dated August 14, 2024. After this award, Gould directly owns 1,016,906 shares of Binah Capital Group common stock.
Binah Capital Group, Inc. reported that Chief Executive Officer Craig Gould acquired 94,828 shares of common stock as a grant of restricted stock on February 25, 2026. The shares were issued at a price of $0.0000 per share under the company’s 2024 Equity Incentive Plan.
The restricted stock was 100% fully vested on the grant date, in line with Gould’s Employment Agreement dated August 14, 2024. After this award, Gould directly owns 1,016,906 shares of Binah Capital Group common stock.
Binah Capital Group, Inc. amended the terms of its Series B Junior Convertible Preferred Stock and approved new executive compensation awards. The amended certificate of designation changes how dividends on the Series B shares may be paid, linking cash versus stock payments to the company’s senior debt status under its credit agreement with Byline Bank.
The amendment allows dividends to be paid in cash, but the company may elect to pay up to 50% of accrued and unpaid dividends in additional Series B shares if no senior default exists. If a senior default occurs, dividends may be paid only in Series B shares. The board’s compensation committee also granted Chief Executive Officer Craig Gould 94,828 fully vested restricted shares valued at $220,000 at a $2.32 share price and set annual incentive bonuses of $350,000 each for Mr. Gould and Chief Financial Officer David Shane, while extending Mr. Shane’s employment term from three to five years.
Binah Capital Group, Inc. amended the terms of its Series B Junior Convertible Preferred Stock and approved new executive compensation awards. The amended certificate of designation changes how dividends on the Series B shares may be paid, linking cash versus stock payments to the company’s senior debt status under its credit agreement with Byline Bank.
The amendment allows dividends to be paid in cash, but the company may elect to pay up to 50% of accrued and unpaid dividends in additional Series B shares if no senior default exists. If a senior default occurs, dividends may be paid only in Series B shares. The board’s compensation committee also granted Chief Executive Officer Craig Gould 94,828 fully vested restricted shares valued at $220,000 at a $2.32 share price and set annual incentive bonuses of $350,000 each for Mr. Gould and Chief Financial Officer David Shane, while extending Mr. Shane’s employment term from three to five years.
Binah Capital Group (BCG/BCGWW) reported consolidated assets of $67.8 million and ended June 30, 2025 with $8.17 million in cash and restricted cash. For the three months ended June 30, 2025, total revenues were $41.497 million driven by commissions of $33.998 million and advisory fees of $6.627 million, while total expenses were $42.058 million producing a quarterly net loss of $0.654 million.
The six-month results show improvement with consolidated total revenues of $90.431 million and net income of $0.378 million through June 30, 2025, compared with a six-month net loss of $2.319 million in 2024. Balance sheet highlights include $18.62 million net term loan outstanding, $5.31 million promissory notes to affiliates, $15.3 million mezzanine redeemable Series A preferred stock from a $14.4 million PIPE, and stock-based awards including 872,500 options and 500,000 RSUs outstanding. The company recorded a $0.15 million fair value liability for an interest rate swap and recognized $0.152 million other comprehensive loss related to that swap.