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[Form 4] BayCom Corp Insider Trading Activity

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4
Rhea-AI Filing Summary

BayCom Corp (BCML) – Form 4 insider filing

President & CEO George J. Guarini reported a Code G (gift) disposition of 17,058 common shares on 21 Jul 2025 at a price of $0. After the transaction he directly owns 29,701 shares; he also maintains an indirect holding of 27,877 shares via the company 401(k), bringing total beneficial ownership to 57,578 shares. No derivative securities were involved.

The gift represents a reduction of roughly 36% in Guarini’s direct stake (from 46,759 to 29,701 shares). Because the shares were transferred without consideration, the transaction does not affect BayCom’s cash flows or share count, but investors may note the change in insider ownership.

BayCom Corp (BCML) – Comunicazione interna Form 4

Il Presidente e CEO George J. Guarini ha riportato una cessione di tipo Codice G (donazione) di 17.058 azioni ordinarie il 21 luglio 2025 a un prezzo di $0. Dopo la transazione possiede direttamente 29.701 azioni; detiene inoltre indirettamente 27.877 azioni tramite il piano 401(k) aziendale, per un totale di proprietà effettiva di 57.578 azioni. Non sono stati coinvolti titoli derivati.

La donazione rappresenta una riduzione di circa il 36% della partecipazione diretta di Guarini (da 46.759 a 29.701 azioni). Poiché le azioni sono state trasferite senza corrispettivo, la transazione non influisce sui flussi di cassa o sul numero di azioni di BayCom, ma gli investitori potrebbero notare la variazione nella proprietà interna.

BayCom Corp (BCML) – Presentación interna Formulario 4

El presidente y CEO George J. Guarini informó una disposición tipo Código G (donación) de 17,058 acciones comunes el 21 de julio de 2025 a un precio de $0. Tras la transacción posee directamente 29,701 acciones; también mantiene una participación indirecta de 27,877 acciones a través del plan 401(k) de la compañía, sumando una propiedad total beneficiaria de 57,578 acciones. No se involucraron valores derivados.

La donación representa una reducción aproximada del 36% en la participación directa de Guarini (de 46,759 a 29,701 acciones). Dado que las acciones se transfirieron sin contraprestación, la transacción no afecta los flujos de efectivo ni el número de acciones de BayCom, pero los inversores podrían notar el cambio en la propiedad interna.

BayCom Corp (BCML) – 내부자 신고서 Form 4

사장 겸 CEO 조지 J. 가리니가 2025년 7월 21일에 코드 G(증여) 유형으로 17,058주 보통주 처분을 보고했습니다. 거래 후 그는 직접 29,701주를 보유하고 있으며, 회사 401(k) 플랜을 통해 27,877주를 간접 보유하여 총 실질 보유 주식 수는 57,578주입니다. 파생상품 증권은 포함되지 않았습니다.

이번 증여는 가리니의 직접 지분을 약 36% 줄인 것으로 (46,759주에서 29,701주로) 주식이 대가 없이 이전되었기 때문에 BayCom의 현금 흐름이나 주식 수에는 영향을 미치지 않지만, 투자자들은 내부자 보유 지분 변동을 주목할 수 있습니다.

BayCom Corp (BCML) – Déclaration d’initié Formulaire 4

Le président-directeur général George J. Guarini a déclaré une cession de type Code G (don) de 17 058 actions ordinaires le 21 juillet 2025 au prix de 0 $. Après la transaction, il détient directement 29 701 actions ; il possède également indirectement 27 877 actions via le plan 401(k) de l’entreprise, portant la détention bénéficiaire totale à 57 578 actions. Aucun instrument dérivé n’a été impliqué.

Le don représente une réduction d’environ 36 % de la participation directe de Guarini (de 46 759 à 29 701 actions). Comme les actions ont été transférées sans contrepartie, la transaction n’affecte ni les flux de trésorerie ni le nombre d’actions de BayCom, mais les investisseurs peuvent noter ce changement dans la détention des initiés.

BayCom Corp (BCML) – Insider-Meldung Form 4

Präsident und CEO George J. Guarini meldete am 21. Juli 2025 eine Code G (Schenkung) Veräußerung von 17.058 Stammaktien zum Preis von 0 $. Nach der Transaktion besitzt er direkt 29.701 Aktien; zudem hält er indirekt 27.877 Aktien über den betrieblichen 401(k)-Plan, womit sich der gesamte wirtschaftliche Besitz auf 57.578 Aktien beläuft. Es waren keine Derivate beteiligt.

Die Schenkung stellt eine Reduzierung von etwa 36 % seines direkten Anteils dar (von 46.759 auf 29.701 Aktien). Da die Aktien unentgeltlich übertragen wurden, beeinflusst die Transaktion weder die Cashflows noch die Anzahl der BayCom-Aktien, jedoch könnten Anleger die Veränderung der Insider-Beteiligung registrieren.

Positive
  • None.
Negative
  • None.

Insights

TL;DR: CEO gifted 17k shares; direct stake drops ~36%, but overall holdings remain meaningful.

The filing shows a non-cash Code G transfer, signalling estate or philanthropic planning rather than a sale for personal liquidity. Although the CEO’s direct position fell to 29,701 shares, he still controls 57,578 shares when including the 401(k) plan, implying continued alignment with shareholders. The absence of derivative activity or sale proceeds limits market impact; however, any sizeable reduction in insider ownership can marginally dampen sentiment until clarified.

BayCom Corp (BCML) – Comunicazione interna Form 4

Il Presidente e CEO George J. Guarini ha riportato una cessione di tipo Codice G (donazione) di 17.058 azioni ordinarie il 21 luglio 2025 a un prezzo di $0. Dopo la transazione possiede direttamente 29.701 azioni; detiene inoltre indirettamente 27.877 azioni tramite il piano 401(k) aziendale, per un totale di proprietà effettiva di 57.578 azioni. Non sono stati coinvolti titoli derivati.

La donazione rappresenta una riduzione di circa il 36% della partecipazione diretta di Guarini (da 46.759 a 29.701 azioni). Poiché le azioni sono state trasferite senza corrispettivo, la transazione non influisce sui flussi di cassa o sul numero di azioni di BayCom, ma gli investitori potrebbero notare la variazione nella proprietà interna.

BayCom Corp (BCML) – Presentación interna Formulario 4

El presidente y CEO George J. Guarini informó una disposición tipo Código G (donación) de 17,058 acciones comunes el 21 de julio de 2025 a un precio de $0. Tras la transacción posee directamente 29,701 acciones; también mantiene una participación indirecta de 27,877 acciones a través del plan 401(k) de la compañía, sumando una propiedad total beneficiaria de 57,578 acciones. No se involucraron valores derivados.

La donación representa una reducción aproximada del 36% en la participación directa de Guarini (de 46,759 a 29,701 acciones). Dado que las acciones se transfirieron sin contraprestación, la transacción no afecta los flujos de efectivo ni el número de acciones de BayCom, pero los inversores podrían notar el cambio en la propiedad interna.

BayCom Corp (BCML) – 내부자 신고서 Form 4

사장 겸 CEO 조지 J. 가리니가 2025년 7월 21일에 코드 G(증여) 유형으로 17,058주 보통주 처분을 보고했습니다. 거래 후 그는 직접 29,701주를 보유하고 있으며, 회사 401(k) 플랜을 통해 27,877주를 간접 보유하여 총 실질 보유 주식 수는 57,578주입니다. 파생상품 증권은 포함되지 않았습니다.

이번 증여는 가리니의 직접 지분을 약 36% 줄인 것으로 (46,759주에서 29,701주로) 주식이 대가 없이 이전되었기 때문에 BayCom의 현금 흐름이나 주식 수에는 영향을 미치지 않지만, 투자자들은 내부자 보유 지분 변동을 주목할 수 있습니다.

BayCom Corp (BCML) – Déclaration d’initié Formulaire 4

Le président-directeur général George J. Guarini a déclaré une cession de type Code G (don) de 17 058 actions ordinaires le 21 juillet 2025 au prix de 0 $. Après la transaction, il détient directement 29 701 actions ; il possède également indirectement 27 877 actions via le plan 401(k) de l’entreprise, portant la détention bénéficiaire totale à 57 578 actions. Aucun instrument dérivé n’a été impliqué.

Le don représente une réduction d’environ 36 % de la participation directe de Guarini (de 46 759 à 29 701 actions). Comme les actions ont été transférées sans contrepartie, la transaction n’affecte ni les flux de trésorerie ni le nombre d’actions de BayCom, mais les investisseurs peuvent noter ce changement dans la détention des initiés.

BayCom Corp (BCML) – Insider-Meldung Form 4

Präsident und CEO George J. Guarini meldete am 21. Juli 2025 eine Code G (Schenkung) Veräußerung von 17.058 Stammaktien zum Preis von 0 $. Nach der Transaktion besitzt er direkt 29.701 Aktien; zudem hält er indirekt 27.877 Aktien über den betrieblichen 401(k)-Plan, womit sich der gesamte wirtschaftliche Besitz auf 57.578 Aktien beläuft. Es waren keine Derivate beteiligt.

Die Schenkung stellt eine Reduzierung von etwa 36 % seines direkten Anteils dar (von 46.759 auf 29.701 Aktien). Da die Aktien unentgeltlich übertragen wurden, beeinflusst die Transaktion weder die Cashflows noch die Anzahl der BayCom-Aktien, jedoch könnten Anleger die Veränderung der Insider-Beteiligung registrieren.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
Guarini George J.

(Last) (First) (Middle)
C/O BAYCOM CORP
500 YGNACIO VALLEY ROAD, SUITE 200

(Street)
WALNUT CREEK CA 94596

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
BayCom Corp [ BCML ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
President and CEO
3. Date of Earliest Transaction (Month/Day/Year)
07/21/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 27,877 I By 401(k) Plan
Common Stock 07/21/2025 G 17,058 D $0 29,701 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
/s/ Keary L. Colwell, Attorney-in-Fact 07/21/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

How many BayCom Corp (BCML) shares did the CEO transfer?

George J. Guarini gifted 17,058 common shares on 21 Jul 2025 at $0.

What is the CEO’s current total share ownership after the gift?

He holds 29,701 shares directly and 27,877 shares indirectly, totalling 57,578 shares.

Was any cash exchanged in this insider transaction?

No. The Code G transaction was a gift with a reported price of $0.

Did the filing include any derivative securities activity?

No derivative securities were acquired or disposed of in this Form 4.

Does the gift affect BayCom Corp’s outstanding share count?

No. The shares were transferred between holders; the company’s total shares outstanding remain unchanged.
Baycom Corp

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