STOCK TITAN

BayCom Corp (BCML) CEO adds 8,250 shares, holds 52,500 performance units

(High)
(Positive)
Form Type
4

Rhea-AI Filing Summary

BayCom Corp President and CEO Christopher F. Baron reported an open-market purchase of 8,250 shares of common stock on August 10, 2026 at a weighted average price of $30.39 per share, with individual trades ranging from $30.27 to $30.485. Following this transaction, he directly holds 9,247 common shares. Baron is also shown as holding 52,500 performance stock units tied to common stock that may vest if the stock’s daily volume-weighted average price reaches $40.26 or higher for 20 consecutive trading days, subject to compensation committee certification and his continued employment through July 1, 2029; upon settlement, these units are to be paid 50% in shares and 50% in cash.

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Insights

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Insider Baron Christopher F
Role President and CEO
Bought 8,250 shs ($251K)
Type Security Shares Price Value
Purchase Common Stock F2 8,250 $30.39 $251K
holding Performance Units F1 -- -- --
Holdings After Transaction: Common Stock — 9,247 shares (Direct); Performance Units — 52,500 shares (Direct)
Footnotes (2)
  1. F1. Represents a grant of 52,500 performance stock units. The performance stock units will be earned and become "Banked PSUs" upon satisfaction of the market vesting condition, which occurs on the date on which the daily volume-weighted average price per share of the issuer's common stock equals or exceeds $40.26 for twenty (20) consecutive trading days, subject to certification by the issuer's compensation committee. The Banked PSUs remain subject to the executive's continued employment through July 1, 2029, and, upon settlement, will be paid 50% in shares of the issuer's common stock and 50% in cash.
  2. F2. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $30.27 to $30.485, inclusive. The reporting person undertakes to provide BayCom Corp, any security holder of BayCom Corp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (1) to this Form 4.
Shares purchased 8,250 shares Common stock bought on August 10, 2026 in open-market transactions
Weighted average purchase price $30.39 per share Average price for the 8,250 common shares purchased
Purchase price range $30.27–$30.485 per share Range of prices for multiple trades comprising the purchase
Common shares held after 9,247 shares Direct BayCom Corp common stock holdings after the reported purchase
Performance stock units 52,500 units Performance units tied to common stock that may vest based on market conditions
PSU vesting price hurdle $40.26 per share Daily VWAP target required for 20 consecutive trading days for PSUs to bank
PSU employment condition date July 1, 2029 Date through which continued employment is required for PSU settlement
PSU expiration date July 21, 2029 Reported expiration date for the performance units position
performance stock units financial
"Represents a grant of 52,500 performance stock units."
Performance stock units are a type of company award that grants employees shares of stock only if certain performance goals are met. They motivate employees to work toward specific company achievements, aligning their interests with those of shareholders. For investors, they can influence a company's future stock supply and reflect management’s confidence in reaching key targets.
volume-weighted average price financial
"the daily volume-weighted average price per share of the issuer's common stock"
Volume-weighted average price (VWAP) is the average price of a stock over a specific time period where each trade is weighted by the number of shares traded, so larger trades influence the average more than small ones. Investors and traders use VWAP as a reference point to judge whether trades are happening at relatively good or poor prices—like checking the average price paid for an item at a market where bulk purchases count more than single-item buys.
Banked PSUs financial
"The performance stock units will be earned and become "Banked PSUs" upon satisfaction"
open market or private transaction financial
"Purchase in open market or private transaction"

FAQ

What did BayCom Corp (BCML) CEO Christopher F. Baron report in this Form 4?

Christopher F. Baron reported a purchase of 8,250 BayCom Corp common shares on August 10, 2026 at a weighted average price of $30.39 per share, increasing his direct holdings to 9,247 shares.

At what prices did the BayCom Corp (BCML) CEO buy his 8,250 shares?

The weighted average purchase price was $30.39 per share. According to the filing, the individual trades ranged from $30.27 to $30.485 per share across multiple transactions on August 10, 2026.

How many BayCom Corp (BCML) shares does the CEO hold after this transaction?

After the reported open-market purchase, Christopher F. Baron directly holds 9,247 shares of BayCom Corp common stock. This reflects the addition of 8,250 shares bought on August 10, 2026.

What performance stock units does the BayCom Corp (BCML) CEO have outstanding?

Christopher F. Baron has 52,500 performance stock units tied to BayCom Corp common stock. These may vest based on a $40.26 volume-weighted average price hurdle and continued employment through July 1, 2029.

What is the vesting condition for the BayCom Corp (BCML) CEO’s 52,500 performance stock units?

The performance units vest if the daily volume-weighted average price of BayCom common stock is at least $40.26 for 20 consecutive trading days, subject to compensation committee certification and continued employment through July 1, 2029.

How will BayCom Corp (BCML) settle the CEO’s performance stock units once vested?

Upon settlement, the 52,500 performance stock units are to be paid 50% in BayCom Corp common shares and 50% in cash, according to the filing’s footnote description of the award.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Baron Christopher F

(Last)(First)(Middle)
C/O BAYCOM CORP
500 YGNACIO VALLEY ROAD, SUITE 200

(Street)
WALNUT CREEK CALIFORNIA 94596

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
BayCom Corp [ BCML ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
XOfficer (give title below)Other (specify below)
President and CEO
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
08/10/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock08/10/2026P8,250A$30.39(2)9,247D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Performance Units(1) (1)07/21/2029Common Stock52,50052,500D
Explanation of Responses:
1. Represents a grant of 52,500 performance stock units. The performance stock units will be earned and become "Banked PSUs" upon satisfaction of the market vesting condition, which occurs on the date on which the daily volume-weighted average price per share of the issuer's common stock equals or exceeds $40.26 for twenty (20) consecutive trading days, subject to certification by the issuer's compensation committee. The Banked PSUs remain subject to the executive's continued employment through July 1, 2029, and, upon settlement, will be paid 50% in shares of the issuer's common stock and 50% in cash.
2. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $30.27 to $30.485, inclusive. The reporting person undertakes to provide BayCom Corp, any security holder of BayCom Corp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (1) to this Form 4.
/s/ Steven Crowley, Attorney-in-Fact08/11/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)