BayCom Corp (NASDAQ: BCML) director receives 1,182-share stock grant
Filing Impact
Filing Sentiment
Form Type
4
Rhea-AI Filing Summary
BayCom Corp director Kendall Lloyd W. Jr. reported an acquisition of common stock as part of compensation. He received a grant or award of 1,182 shares of BayCom Corp common stock at a stated price of $0.00 per share, increasing his directly held position to 84,077 shares after the transaction. In addition, a separate entry reflects 10,000 shares of common stock held indirectly through a 401(k) plan, showing his retirement-related ownership in the company.
Positive
- None.
Negative
- None.
Insider Trade Summary
2 transactions reported
Mixed
2 txns
Insider
Kendall Lloyd W. Jr.
Role
null
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Grant/Award | Common Stock | 1,182 | $0.00 | -- |
| holding | Common Stock | -- | -- | -- |
Holdings After Transaction:
Common Stock — 84,077 shares (Direct, null);
Common Stock — 10,000 shares (Indirect, By 401(k) Plan)
Footnotes (1)
Key Figures
Stock grant size: 1,182 shares
Grant price: $0.00 per share
Direct holdings after transaction: 84,077 shares
+3 more
6 metrics
Stock grant size
1,182 shares
Common Stock grant/award coded as A
Grant price
$0.00 per share
Reported transaction price for awarded shares
Direct holdings after transaction
84,077 shares
Common Stock directly owned following grant
Indirect 401(k) holdings
10,000 shares
Common Stock held indirectly by 401(k) plan
Acquire transaction count
1 acquisition
Transaction summary acquireCount
Holding entries
1 holding entry
Transaction summary holdingEntries
Key Terms
Common Stock, Grant, award, or other acquisition, 401(k) Plan, indirect ownership, +1 more
5 terms
Common Stock financial
"security_title: "Common Stock""
Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.
Grant, award, or other acquisition financial
"transaction_code_description: "Grant, award, or other acquisition""
401(k) Plan financial
"nature_of_ownership: "By 401(k) Plan""
A 401(k) plan is a workplace retirement account that lets employees set aside part of their pay into a tax-advantaged savings pot, often with employers adding matching contributions — like a workplace piggy bank for future income. It matters to investors because the amount people save and how employers fund these plans influence consumer spending, corporate payroll costs and the flow of money into financial markets, which can affect stock prices and company valuations.
indirect ownership financial
"ownership_type: "indirect" for 401(k) holdings"
Form 4 regulatory
"INSIDER FILING DATA (Form 4)"
Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.
FAQ
What insider transaction did BayCom Corp (BCML) report for Kendall Lloyd W. Jr.?
BayCom Corp reported that director Kendall Lloyd W. Jr. received a grant or award of 1,182 shares of common stock. This compensation-related transaction increased his directly held position in BayCom Corp stock, as disclosed in the Form 4 filing.
Was the BayCom Corp (BCML) Form 4 transaction a market purchase or sale?
The Form 4 shows a grant or award acquisition of 1,182 BayCom Corp shares, coded as an “A” transaction. This represents compensation rather than an open-market purchase or sale and does not indicate a discretionary trade in the market.
What does the indirect ownership in BayCom Corp (BCML) through a 401(k) mean?
The filing discloses 10,000 BayCom Corp shares held indirectly through a 401(k) plan. This indicates that a portion of the director’s retirement savings is invested in BayCom Corp stock, separate from his directly held 84,077 shares.
How is the transaction in BayCom Corp (BCML) classified in the Form 4 summary?
The transaction summary classifies one acquisition event and no sales for BayCom Corp shares. It records a single grant or award of 1,182 shares, with no derivative exercises, gifts, tax withholdings, or restructuring transactions in this particular filing.