Welcome to our dedicated page for Baycom SEC filings (Ticker: BCML), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
This page provides access to U.S. Securities and Exchange Commission filings for BayCom Corp (NASDAQ: BCML), a California-incorporated bank holding company for United Business Bank. These filings document BayCom’s financial reporting, capital decisions, and corporate governance matters as a commercial banking organization.
BayCom’s recent Form 8-K filings illustrate the types of information investors can find here. For example, a Form 8-K dated October 23, 2025 reports the company’s earnings release for the quarter ended September 30, 2025 under Item 2.02, including net income and other financial metrics. Other Form 8-K filings dated February 20, 2025, May 21, 2025, August 21, 2025, and November 20, 2025 describe the declaration of quarterly cash dividends on BayCom’s common stock, specifying per-share amounts and related record and payment dates.
Filings also cover capital structure actions. A Form 8-K dated August 15, 2025 reports that BayCom notified holders of its intention to redeem all outstanding 5.25% Fixed-to-Floating Rate Subordinated Notes due 2030 on September 15, 2025, at 100% of the aggregate principal amount plus accrued and unpaid interest, funded with cash on hand. Another Form 8-K filed June 20, 2025 details the results of the 2025 Annual Meeting of Shareholders, including the election of directors, an advisory vote on executive compensation, and ratification of the independent registered public accounting firm.
Through its periodic and current reports, BayCom discloses information on its incorporation in California, its NASDAQ listing under the symbol BCML, and its status as a bank holding company. On this page, users can review BayCom’s SEC filings and use AI-powered summaries to understand the key points in earnings releases, dividend announcements, capital actions, and shareholder meeting results, as they relate to the company’s commercial banking operations.
Royce & Associates LP (RALP) has filed Amendment No. 1 to Schedule 13G for BayCom Corp (NASDAQ: BCML). The filing, triggered by events as of 30 June 2025 and signed 22 July 2025, discloses that the investment adviser beneficially owns 732,083 common shares, representing 6.65 % of BayCom’s outstanding stock.
- Sole power: RALP holds both sole voting and sole dispositive authority over the entire position; no shared power is reported.
- Ownership structure: The shares are held in client accounts of one or more investment companies or managed accounts for which RALP exercises discretionary authority. RALP is an indirect majority-owned subsidiary of Franklin Resources Inc.
- Certification: RALP states the securities were acquired and are held in the ordinary course of business and not to influence control of BayCom.
No financial performance data or intent to alter corporate control is included; the document strictly updates RALP’s passive institutional ownership above the 5 % reporting threshold.
BayCom Corp (BCML) – Form 4 insider filing
President & CEO George J. Guarini reported a Code G (gift) disposition of 17,058 common shares on 21 Jul 2025 at a price of $0. After the transaction he directly owns 29,701 shares; he also maintains an indirect holding of 27,877 shares via the company 401(k), bringing total beneficial ownership to 57,578 shares. No derivative securities were involved.
The gift represents a reduction of roughly 36% in Guarini’s direct stake (from 46,759 to 29,701 shares). Because the shares were transferred without consideration, the transaction does not affect BayCom’s cash flows or share count, but investors may note the change in insider ownership.
On July 1, 2025, BayCom Corp (BCML) Director Harpreet S. Chaudhary acquired 1,419 shares of BayCom common stock, according to a Form 4 filed with the SEC. The transaction was coded "A" (acquisition) at a stated price of $0, implying a stock grant or similar award rather than an open-market buy. After the award, Chaudhary’s direct holdings increased to 45,919 shares.
No derivative securities were involved, and there were no additional transactions disclosed. The filing was signed on July 2, 2025. Given the modest size of the award relative to BayCom’s total shares outstanding, the event is viewed as routine insider activity with limited market impact.