Barclays SEC Filings

Barclays PLC (BCS) filed a Form 13F holdings report listing institutional equity positions. The filing reports 11,877 information table entries with an aggregate value of $461,228,194,391. The report includes 6 other managers. It was signed by Suejean Mott, Director, in Whippany, NJ on 11-12-2025.

Other included managers named in the filing include Barclays Bank PLC, Barclays Capital Inc., Barclays Capital Securities Ltd, Barclays Bank (Suisse) SA, Barclays Capital Luxembourg SaRL, and Barclays Investment Solutions Ltd.

Barclays PLC announced the full redemption of its $1,500,000,000 6.125% Fixed Rate Resetting Perpetual Subordinated Contingent Convertible Securities, with redemption set for December 15, 2025.

The notes will be redeemed at 100% of principal plus accrued and unpaid interest from, and including, September 15, 2025 to, but excluding, the redemption date. On that date, the redemption price becomes due and interest will cease to accrue. Prior to redemption, Barclays will irrevocably deposit funds sufficient to pay the total redemption price with the trustee or a paying agent.

The listing of these securities on the London Stock Exchange’s International Securities Market will be canceled on, or shortly after, December 15, 2025. Holders may surrender securities and receive payment via The Bank of New York Mellon, 160 Queen Victoria Street, London EC4V 4LA.

Barclays PLC filed a Form 6-K detailing October updates to its ongoing share buy-back announced on 30 July 2025. The company reported multiple daily repurchases on the London Stock Exchange, each intended for cancellation. As of the purchase dated 30 October 2025, cumulative repurchases since programme commencement reached 205,529,348 ordinary shares at a volume‑weighted average price of 374.4285p per share.

Following each cancellation, Barclays disclosed the updated share count; after the 30 October purchases, issued share capital stood at 13,926,591,777 ordinary shares with voting rights. The filing also notes a block listing application for 68,000,000 shares for employee share schemes, with admission expected to be effective on 16 October 2025, and routine disclosures of director/PDMR share transactions. Barclays states there are no ordinary shares held in Treasury.

Barclays PLC (BCS): NYSE filed Form 25 to remove a debt security from listing and/or registration. The action covers Barclays’ 7.325% Fixed Rate Resetting Senior Callable Notes due 2026 on the New York Stock Exchange. The filing states the Exchange has complied with its rules under 17 CFR 240.12d2-2(b), and notes issuer compliance under 17 CFR 240.12d2-2(c) for voluntary withdrawal procedures.

Barclays PLC will commence a share buy-back of Ordinary Shares for up to £500m. It will start on the business day after completion of the £1,000m buy-back launched on 30 July 2025 and end no later than 20 April 2026, subject to regulatory approval remaining in place.

The purpose is to reduce share capital; purchased shares will be cancelled. Citigroup Global Markets Limited will conduct on‑market purchases as riskless principal under pre‑set parameters and applicable UK rules, limited to the London Stock Exchange. No repurchases will be made in the United States or in respect of ADRs.

The maximum number of shares is capped by the 2025 Authority of 1,436,786,392 Ordinary Shares, less those purchased (and to be purchased) under the £1,000m programme.

Barclays PLC reported Q3 2025 results with Group RoTE of 10.6%, total income of £7.2bn (up 9% year-on-year) and profit before tax of £2.1bn. The board announced a £500m share buyback and upgraded 2025 RoTE guidance to greater than 11%, reaffirming a 2026 target of greater than 12%.

Capital and balance sheet remained strong, with a CET1 ratio of 14.1% and TNAV per share of 392p; including the buyback, CET1 as of 30 September 2025 would be 13.9%. Year-to-date, RoTE was 12.3% and EPS reached 35.1p. Loan loss rate was 57bps in Q3, reflecting £0.6bn of credit impairment charges, including a c.£110m single-name charge in the Investment Bank and a £65m day-1 impact from the GM portfolio acquisition. Operating expenses rose to £4.5bn, including a £235m charge for motor finance redress. All divisions delivered double-digit RoTE in the quarter, and Group NII (ex‑IB and Head Office) was £3.3bn, up 16% year-on-year.

Barclays PLC has furnished a Form 6-K outlining its interim reporting package. The submission includes the group’s results as of, and for the nine months ended, 30 September 2025, giving investors an updated view of performance over the year to date.

The filing also provides a detailed table of the company’s issued share capital, total shareholders’ equity, indebtedness and contingent liabilities as at 30 September 2025, updated for any significant or material items since that date. These materials are incorporated by reference into existing Barclays PLC registration statements on Forms S-8 and F-3.

Barclays PLC increased its provision for potential motor finance customer redress to £325m after reviewing the FCA’s consultation CP25/27. The change adds an £235m charge that will be recognised in Q3 2025 and is estimated to reduce the Group’s CET1 ratio by about 5 bps.

The higher provision reflects the possibility that more cases could fall under the proposed scheme covering discretionary commission arrangements, the FCA’s proposed customer engagement approach, and a redress methodology that may lead to higher payouts. Barclays ceased motor finance lending in late 2019, and the FCA proposal would cover historical operations from April 2007.

Barclays states the final scheme terms remain uncertain pending consultation feedback and the FCA’s Policy Statement and final rules, currently expected in early 2026. The Group intends to make representations to the FCA, noting concerns that the proposed redress approach may not align with actual customer loss.

Barclays PLC reports a series of share repurchases under the buy-back programme announced 30 July 2025. The company disclosed multiple daily purchases executed on the London Stock Exchange by Citigroup Global Markets Limited and states it intends to cancel all repurchased ordinary shares.

The filings show cumulative purchases since the programme began: 70,600,284 ordinary shares acquired at a volume weighted average price of 369.0917p per share, leaving issued share capital of 14,057,742,865 ordinary shares with voting rights and no shares held in treasury. The company provides links to full breakdowns of individual trades and confirms the post-cancellation share count may be used as the denominator for FCA notification rules.