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Becton Dickinson (NYSE: BDX) discloses interim CFO Vitor Roque’s stock and SARs

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

Becton Dickinson & Co. reported the equity holdings of its interim CFO, Vitor Roque, as of 12/05/2025. He beneficially owns 4,477 shares of common stock, which includes shares held directly and restricted stock units granted under the company’s 2004 Employee and Director Equity-Based Compensation Plan.

Roque also holds multiple grants of stock appreciation rights covering various amounts of common stock, with grant dates from 11/26/2018 through 11/26/2025, exercise prices ranging from $222.60 to $251.06, and expiration dates between 11/26/2027 and 11/26/2034. These rights vest in four annual installments beginning one year from each grant date and are held directly. A power of attorney authorizing Donna Kalazdy to sign on Roque’s behalf is also referenced.

Positive

  • None.

Negative

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SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response: 0.5
1. Name and Address of Reporting Person*
Roque Vitor

(Last) (First) (Middle)
C/O BECTON, DICKINSON AND COMPANY
1 BECTON DRIVE

(Street)
FRANKLIN LAKES NJ 07417

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
12/05/2025
3. Issuer Name and Ticker or Trading Symbol
BECTON DICKINSON & CO [ BDX ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Interim CFO
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 4,477(1) D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Appreciation Rights 11/26/2018(2) 11/26/2027 Common Stock 1,393 $222.6 D
Stock Appreciation Rights 11/26/2019(2) 11/26/2028 Common Stock 2,601 $238.16 D
Stock Appreciation Rights 11/26/2020(2) 11/26/2029 Common Stock 2,353 $251.06 D
Stock Appreciation Rights 11/26/2021(2) 11/26/2030 Common Stock 3,432 $223.77 D
Stock Appreciation Rights 11/26/2022(2) 11/26/2031 Common Stock 2,119 $241.1 D
Stock Appreciation Rights 11/26/2023(2) 11/26/2032 Common Stock 2,195 $238.06 D
Stock Appreciation Rights 11/26/2024(2) 11/26/2033 Common Stock 1,843 $238.89 D
Stock Appreciation Rights 11/26/2025(2) 11/26/2034 Common Stock 1,849 $224.25 D
Explanation of Responses:
1. Includes shares held directly and restricted stock units awarded under the Becton, Dickinson and Company 2004 Employee and Director Equity-Based Compensation Plan.
2. The stock appreciation rights vest in four annual installments beginning one year from the date of grant.
Remarks:
A copy of the Power of Attorney is attached as Exhibit 24.
Donna Kalazdy, by Power of Attorney from Vitor Roque 12/11/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
Becton Dickinson & Co

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