BE Form 144: 45,000-Share Sale via Morgan Stanley on NYSE

Rhea-AI Filing Summary

Bloom Energy (Form 144) notice reports a proposed sale of 45,000 common shares with an aggregate market value of $1,948,950.00 to be sold on 08/13/2025 on the NYSE through Morgan Stanley Smith Barney LLC.

The shares were acquired on 08/13/2025 by stock option exercise from the issuer and payment was made in cash. The filing lists 233,997,970 shares outstanding. The filer also disclosed two prior common-share sales in May 2025 totaling 4,276 shares for gross proceeds of $84,585.57. The form includes the standard representation about awareness of material nonpublic information and reference to trading-plan disclosures.

Positive

• Full transaction details provided including broker (Morgan Stanley Smith Barney LLC), exchange (NYSE), and exact aggregate market value
• Acquisition method disclosed as a stock option exercise with payment in cash, providing clear provenance of the shares

Negative

• Proposed sale disclosed by the named person of 45,000 common shares with aggregate value $1,948,950.00
• Recent prior sales of 2,780 and 1,496 shares on 05/14/2025 and 05/16/2025 are reported, showing additional dispositions earlier in the year

Insights

Securities Analyst

TL;DR: Routine Form 144 discloses a proposed sale of 45,000 shares valued at $1.95M, acquired via option exercise and to be sold through Morgan Stanley on NYSE.

The filing documents a proposed sale by the named person of 45,000 common shares with an aggregate market value of $1,948,950.00 and confirms acquisition by stock option exercise on 08/13/2025 with cash payment. It specifies the executing broker and exchange and lists total shares outstanding of 233,997,970. Two small prior sales in May 2025 are included. From a securities-disclosure perspective, this is a standard notice that provides the required transaction and broker details.

Corporate Governance Expert

TL;DR: Disclosure presents required sale details and the filer’s representation about material nonpublic information and trading-plan disclosure; no other governance actions shown.

The form contains the mandatory representation that the filer is not aware of undisclosed material adverse information and references Rule 10b5-1 plan disclosure instructions but does not show a plan adoption date in the provided content. It also documents prior share sales by the same person on 05/14/2025 and 05/16/2025. This filing meets typical governance transparency requirements by naming the broker, exchange, acquisition method, sale schedule, and past transactions.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	45000	1948950.00	233997970	08/13/2025	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	08/13/2025	Stock Option Exercise	Issuer			45000	08/13/2025	Cash

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
SHAWN M. SODERBERG 4353 North First Street San Jose CA 95134	Common	05/16/2025	1496	29750.35
SHAWN M. SODERBERG 4353 North First Street San Jose CA 95134	Common	05/14/2025	2780	54835.22

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the Form 144 for Bloom Energy (BE) report?

The form reports a proposed sale of 45,000 common shares with an aggregate market value of $1,948,950.00, to be sold on 08/13/2025 on the NYSE through Morgan Stanley Smith Barney LLC.

How were the 45,000 shares acquired according to the filing?

The shares were acquired on 08/13/2025 via stock option exercise from the issuer and payment was made in cash.

Who is listed as the seller in the filing?

The filing lists Shawn M. Soderberg as a seller in prior transactions; the proposed sale is for the person whose account the notice covers as named in the form.

Were there any prior sales by the same person in the recent period?

Yes. The filing lists sales on 05/14/2025 for 2,780 shares (gross proceeds $54,835.22) and on 05/16/2025 for 1,496 shares (gross proceeds $29,750.35), totaling 4,276 shares and $84,585.57 in proceeds.

Does the Form 144 indicate whether a Rule 10b5-1 trading plan was adopted?

The form includes the standard language regarding trading plans under Rule 10b5-1, but the provided content does not show a plan adoption date or explicit statement that a plan was adopted.