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Beam Therapeutics (BEAM) CEO exercises options and sells 50K shares under plan

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Beam Therapeutics Inc. CEO John M. Evans reported a series of option exercises and related share sales in Beam Therapeutics common stock. He exercised options covering 50,000 shares at strike prices of $1.03 and $0.67 per share, then sold 50,000 shares in open-market transactions at weighted average prices in the mid-$30s.

The filing shows these trades were executed pursuant to a Rule 10b5-1 trading plan. Following the transactions, Evans continues to hold over 1.0 million shares of Beam Therapeutics common stock directly, and 103,000 shares indirectly through the John M. Evans, III 2018 Irrevocable Trust.

Positive

  • None.

Negative

  • None.
Insider Evans John M.
Role CEO
Sold 50,000 shs ($1.75M)
Type Security Shares Price Value
Exercise Stock Option (Right to Buy) 25,000 $0.00 --
Exercise Common Stock 25,000 $1.03 $26K
Sale Common Stock 23,100 $34.2633 $791K
Sale Common Stock 1,900 $34.8437 $66K
Exercise Stock Option (Right to Buy) 18,663 $0.00 --
Exercise Stock Option (Right to Buy) 6,337 $0.00 --
Exercise Common Stock 18,663 $0.67 $13K
Exercise Common Stock 6,337 $1.03 $7K
Sale Common Stock 13,421 $35.1336 $472K
Sale Common Stock 11,579 $35.9119 $416K
holding Common Stock -- -- --
Holdings After Transaction: Stock Option (Right to Buy) — 205,804 shares (Direct, null); Common Stock — 1,072,205 shares (Direct, null); Common Stock — 103,000 shares (Indirect, By John M. Evans, III 2018 Irrevocable Trust)
Footnotes (1)
  1. The stock options were exercised and the shares of common stock were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 16, 2025. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $34.55 to $35.50, inclusive. The Reporting Person undertakes to provide to Beam Therapeutics Inc. ("BEAM"), any security holder of BEAM or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $35.60 to $36.18, inclusive. The Reporting Person undertakes to provide to BEAM, any security holder of BEAM or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $33.80 to $34.71, inclusive. The Reporting Person undertakes to provide to BEAM, any security holder of BEAM or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $34.83 to $34.85, inclusive. The Reporting Person undertakes to provide to BEAM, any security holder of BEAM or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. On May 8, 2018, the Reporting Person was granted an option to purchase shares of common stock, which vested as to 99,396 shares upon the achievement of a certain development milestone related to base editing applications. On April 3, 2024, the board of directors of BEAM determined that this performance condition was achieved, resulting in the vesting of 99,336 shares. On July 13, 2018, the Reporting Person was granted an option to purchase 539,645 shares of common stock, which vested as to 25% of the underlying shares on January 8, 2019 and in 36 equal monthly installments thereafter.
Shares sold 50,000 shares Total open-market sales in this Form 4
Sale prices $34–$36 per share (weighted averages) Ranges from multiple sale transactions
Options exercised 50,000 shares Total shares from option exercises (code M)
Strike price 1 $0.67 per share Stock option exercise price for 18,663 shares
Strike price 2 $1.03 per share Stock option exercise price including 25,000-share grant
Direct holdings after trades 1,047,205 shares Total common stock directly held after reported transactions
Indirect trust holdings 103,000 shares Common stock held by John M. Evans, III 2018 Irrevocable Trust
Option grant vesting 99,336 shares Portion of 2018 option vesting after performance milestone
Rule 10b5-1 trading plan regulatory
"The stock options were exercised and the shares of common stock were sold pursuant to a Rule 10b5-1 trading plan adopted..."
A Rule 10b5-1 trading plan is a pre-arranged schedule that allows company insiders to buy or sell stock at specific times, even if they have inside information. It helps prevent accusations of unfair trading by making these transactions look planned and transparent, rather than sneaky or illegal.
weighted average price financial
"The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions..."
Weighted average price is the average price of a security where each trade or component is counted according to its size, so bigger trades pull the average more than smaller ones. Think of it like calculating the average cost of a grocery haul where items you bought more of have greater influence on the final per-item cost. Investors use it to understand the true average price paid or received, judge execution quality, and compare trading performance against market movement.
Stock Option (Right to Buy) financial
"security_title": "Stock Option (Right to Buy)""
development milestone technical
"vested as to 99,396 shares upon the achievement of a certain development milestone related to base editing applications."
performance condition financial
"the board of directors of BEAM determined that this performance condition was achieved, resulting in the vesting..."
Irrevocable Trust financial
"nature_of_ownership": "By John M. Evans, III 2018 Irrevocable Trust""
An irrevocable trust is a legal arrangement where an owner transfers assets into a separate entity managed by a trustee and gives up the power to modify or reclaim those assets. For investors it matters because putting stock or other holdings into such a trust can change who controls and benefits from the assets, affect taxes and creditor protection, and influence how easy it is to sell or value those holdings—like placing valuables in a locked safe overseen by someone else.
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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
X
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Evans John M.

(Last)(First)(Middle)
C/O BEAM THERAPEUTICS INC.,
238 MAIN STREET

(Street)
CAMBRIDGE MASSACHUSETTS 02142

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Beam Therapeutics Inc. [ BEAM ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
XOfficer (give title below)Other (specify below)
CEO
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/29/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock06/29/2026M(1)18,663A$0.671,065,868D
Common Stock06/29/2026M(1)6,337A$1.031,072,205D
Common Stock06/29/2026S(1)13,421D$35.1336(2)1,058,784D
Common Stock06/29/2026S(1)11,579D$35.9119(3)1,047,205D
Common Stock06/30/2026M(1)25,000A$1.031,072,205D
Common Stock06/30/2026S(1)23,100D$34.2633(4)1,049,105D
Common Stock06/30/2026S(1)1,900D$34.8437(5)1,047,205D
Common Stock103,000IBy John M. Evans, III 2018 Irrevocable Trust
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Stock Option (Right to Buy)$0.6706/29/2026M(1)18,663 (6)05/08/2028Common Stock18,663$09D
Stock Option (Right to Buy)$1.0306/29/2026M(1)6,337 (7)07/13/2028Common Stock6,337$0230,804D
Stock Option (Right to Buy)$1.0306/30/2026M(1)25,000 (7)07/13/2028Common Stock25,000$0205,804D
Explanation of Responses:
1. The stock options were exercised and the shares of common stock were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 16, 2025.
2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $34.55 to $35.50, inclusive. The Reporting Person undertakes to provide to Beam Therapeutics Inc. ("BEAM"), any security holder of BEAM or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $35.60 to $36.18, inclusive. The Reporting Person undertakes to provide to BEAM, any security holder of BEAM or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $33.80 to $34.71, inclusive. The Reporting Person undertakes to provide to BEAM, any security holder of BEAM or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
5. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $34.83 to $34.85, inclusive. The Reporting Person undertakes to provide to BEAM, any security holder of BEAM or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
6. On May 8, 2018, the Reporting Person was granted an option to purchase shares of common stock, which vested as to 99,396 shares upon the achievement of a certain development milestone related to base editing applications. On April 3, 2024, the board of directors of BEAM determined that this performance condition was achieved, resulting in the vesting of 99,336 shares.
7. On July 13, 2018, the Reporting Person was granted an option to purchase 539,645 shares of common stock, which vested as to 25% of the underlying shares on January 8, 2019 and in 36 equal monthly installments thereafter.
By: /s/ Christine Bellon, Attorney-in-fact07/01/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transactions did BEAM CEO John M. Evans report on this Form 4?

John M. Evans reported exercising options for 50,000 Beam Therapeutics shares and selling 50,000 shares in open-market trades. The sales occurred at weighted average prices in the mid-$30s, paired with low-cost option exercises at $1.03 and $0.67 per share.

How many Beam Therapeutics (BEAM) shares did the CEO sell and at what prices?

The CEO sold a total of 50,000 Beam Therapeutics common shares in several open-market transactions. Reported weighted average sale prices ranged from about $34 to $36 per share, with exact price ranges detailed for each trade in the Form 4 footnotes.

What stock options did the BEAM CEO exercise in this Form 4 filing?

Evans exercised stock options covering 50,000 Beam Therapeutics shares at low strike prices. The filing shows option exercises for 18,663 shares at $0.67 and 31,337 shares at $1.03 per share, converting previously granted options into common stock before the related sales.

Were the BEAM CEO’s share sales under a Rule 10b5-1 trading plan?

Yes. The Form 4 footnotes state the options were exercised and the resulting Beam Therapeutics shares were sold pursuant to a Rule 10b5-1 trading plan. This plan was adopted on May 16, 2025, indicating the transactions were pre-scheduled rather than discretionary.

How many Beam Therapeutics shares does the CEO hold after these transactions?

After the reported exercises and sales, Evans holds more than 1.0 million Beam Therapeutics common shares directly. The filing also shows an additional 103,000 shares held indirectly through the John M. Evans, III 2018 Irrevocable Trust as of June 29, 2026.

What do the weighted average prices mean in the BEAM Form 4 footnotes?

Weighted average prices represent the average sale price across multiple trades executed within a price range. The Form 4 explains that Beam Therapeutics shares were sold in numerous transactions at different prices, and Evans offers to provide exact share counts at each price upon request.