STOCK TITAN

HeartBeam (BEAT) president receives 55,172 stock options as equity grant

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

HeartBeam, Inc. reported that President Robert Paul Eno received an option grant covering 55,172 shares of common stock at an exercise price of $1.45 per share. The award, granted on February 9, 2026, vests half on March 31, 2026 and the remainder on June 30, 2026, and expires on January 1, 2036. These options were issued under the company’s 2022 Equity Incentive Plan and represent equity-based compensation rather than an open-market stock purchase.

Positive

  • None.

Negative

  • None.
Insider ENO Robert Paul
Role President
Type Security Shares Price Value
Grant/Award Common Stock (right to buy) 55,172 $0.00 --
Holdings After Transaction: Common Stock (right to buy) — 55,172 shares (Direct)
Footnotes (1)
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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
ENO Robert Paul

(Last)(First)(Middle)
2118 WALSH AVE, SUITE 210

(Street)
SANTA CLARA CALIFORNIA 95050

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
HeartBeam, Inc. [ BEAT ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
President
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
02/09/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Common Stock (right to buy)$1.4502/09/2026A55,172 (1)01/01/2036Common Stock55,172$055,172D
Explanation of Responses:
1. Granted options on February 9, 2026 (the "Special Option"), one half of the total number of shares of common stock (the "Shares") subject to the Special Option shall vest on March 31, 2026, the three-month anniversary of the vesting commencement date beginning January 1, 2026, and the remaining Shares of common stock shall vest on June 30, 2026, the six-month anniversary of the vesting commencement date. These options have been issued from the Company's 2022 Equity Incentive Plan.
/s/ Robert Paul Eno03/23/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did HeartBeam (BEAT) report for President Robert Paul Eno?

HeartBeam reported that President Robert Paul Eno received an option grant for 55,172 shares of common stock. The options were granted as equity compensation, not through an open-market purchase, and give him the right to buy shares at a fixed exercise price.

What are the key terms of Robert Paul Eno’s new stock options at HeartBeam (BEAT)?

Eno’s grant covers 55,172 options with a $1.45 exercise price per share and an expiration on January 1, 2036. These options provide long-term equity incentives tied to HeartBeam’s share price performance over the coming years.

How do the HeartBeam (BEAT) options granted to Robert Paul Eno vest?

The options granted to Eno vest in two equal tranches. Half of the 55,172 shares vest on March 31, 2026, and the remaining half vest on June 30, 2026, following a vesting commencement date of January 1, 2026.

Are Robert Paul Eno’s HeartBeam (BEAT) options an open-market stock purchase?

No, these options are a compensation grant, not an open-market stock purchase. They were issued at no cost on grant, giving Eno the right to buy 55,172 shares later at a fixed $1.45 exercise price per share.

Under which plan were Robert Paul Eno’s HeartBeam (BEAT) options issued?

The options were issued under HeartBeam’s 2022 Equity Incentive Plan. This plan is used to grant equity-based awards to executives and employees, aligning their interests with shareholders through potential future share ownership.

How many HeartBeam (BEAT) derivative securities does Robert Paul Eno hold after this grant?

Following this transaction, Eno holds 55,172 derivative securities in the form of stock options. These options represent his right to acquire the same number of HeartBeam common shares if he chooses to exercise them in the future.