HeartBeam director buys 62,500 shares in offering

HeartBeam, Inc. director Richard Ferrari reported an open-market purchase of 62,500 shares of common stock at $0.80 per share.

Rhea-AI Filing Summary

HeartBeam, Inc. director Richard Ferrari reported an open-market purchase of 62,500 shares of common stock at $0.80 per share. Following this buy, he directly holds 291,636 shares. The purchase was made in connection with HeartBeam’s underwritten public offering of 12,500,000 common shares, which priced on April 14, 2026 and closed on April 16, 2026.

Insider Trade Summary

Net Buyer: 62,500 shares

Net Buy 1 txn

Insider Ferrari Richard

Role Director

Bought 62,500 shs ($50K)

Type	Security	Shares	Price	Value
Purchase	Common Stock	62,500	$0.80	$50K

Holdings After Transaction: Common Stock — 291,636 shares (Direct)

Footnotes (1)

1. F1. These shares were purchased in connection with the Registrant's underwritten public offering of 12,500,000 shares of common stock. Titan Partners, a division of American Capital Partners, acted as the sole bookrunner for the offering, which priced on April 14, 2026, and closed on April 16, 2026.

Key Figures

Insider shares purchased: 62,500 shares Purchase price: $0.80 per share Post-transaction holdings: 291,636 shares +1 more

4 metrics

Insider shares purchased 62,500 shares Open-market purchase on April 16, 2026

Purchase price $0.80 per share Price paid by director Richard Ferrari

Post-transaction holdings 291,636 shares Ferrari’s direct HeartBeam common stock after transaction

Public offering size 12,500,000 shares HeartBeam underwritten common stock offering tied to purchase

Key Terms

open-market purchase, underwritten public offering, sole bookrunner

3 terms

open-market purchase financial

"reported an open-market purchase of 62,500 shares of common stock"

An open-market purchase is when an investor or a company buys shares on a public stock exchange at the going market price, rather than through a private deal. It matters to investors because these purchases change how many shares are available, can push the stock price up or signal confidence from large buyers, and often affect per-share metrics like earnings—think of it like someone buying lots of apples off a grocery shelf, reducing supply and potentially raising the price.

underwritten public offering financial

"purchased in connection with the Registrant's underwritten public offering of 12,500,000 shares"

An underwritten public offering is when a company sells new shares of its stock to the public with the help of a financial firm, called an underwriter. The underwriter agrees to buy all the shares upfront, reducing the company's risk, and then sells them to investors. This process helps companies raise money quickly and confidently from a wide range of buyers.

sole bookrunner financial

"Titan Partners ... acted as the sole bookrunner for the offering"

A sole bookrunner is the main organization responsible for managing and coordinating a financial offering, such as selling bonds or shares to investors. They handle tasks like setting the price, finding buyers, and ensuring the process runs smoothly, much like a conductor leading an orchestra. This role matters to investors because it signals who is overseeing the deal and can influence how smoothly the offering proceeds.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did HeartBeam (BEAT) disclose for Richard Ferrari?

HeartBeam disclosed that director Richard Ferrari completed an open-market purchase of 62,500 shares of common stock at $0.80 per share. After this transaction, he directly holds 291,636 shares, indicating increased personal exposure to the company’s equity.

At what price did Richard Ferrari buy HeartBeam (BEAT) shares?

Richard Ferrari bought 62,500 HeartBeam common shares at $0.80 per share. This price reflects the terms associated with the company’s concurrent underwritten public offering, linking his purchase directly to that larger equity raise transaction.

How many HeartBeam (BEAT) shares does Richard Ferrari own after this purchase?

After the reported transaction, Richard Ferrari directly owns 291,636 shares of HeartBeam common stock. This figure includes the newly purchased 62,500 shares and represents his total direct holdings as reported in the Form 4 filing.

How is Ferrari’s HeartBeam (BEAT) share purchase related to the company’s offering?

Ferrari’s 62,500-share purchase was made in connection with HeartBeam’s underwritten public offering of 12,500,000 common shares. The footnote states the offering priced on April 14, 2026, and closed on April 16, 2026, aligning his buy with that capital raise.

What size was HeartBeam’s underwritten public offering tied to this Form 4?

HeartBeam completed an underwritten public offering of 12,500,000 shares of common stock. According to the disclosure, Titan Partners, a division of American Capital Partners, served as the sole bookrunner for the offering associated with Ferrari’s share purchase.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 04/16/2026 - 08:47 PM EDT Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Ferrari Richard

(Last) (First) (Middle)

2118 WALSH AVENUE, SUITE 210

(Street)

SANTA CLARA CALIFORNIA 95050

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
HeartBeam, Inc. [ BEAT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
04/16/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	04/16/2026		P		62,500(1)	A	$0.8	291,636	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. These shares were purchased in connection with the Registrant's underwritten public offering of 12,500,000 shares of common stock. Titan Partners, a division of American Capital Partners, acted as the sole bookrunner for the offering, which priced on April 14, 2026, and closed on April 16, 2026.

	/s/ Richard Ferrari	04/16/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)