STOCK TITAN

HeartBeam (NASDAQ: BEAT) CTO receives 105,740 shares in bonus grant

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

HeartBeam, Inc. reported that Chief Technology Officer Kenneth Harry Persen acquired 105,740 shares of common stock on July 24, 2026 through a grant treated as Restricted Stock Units under the 2022 Equity Incentive Plan.

The RSUs vested in full on the grant date as part of the 2025 Bonus Program, with executives receiving shares in lieu of cash. Following this award, Persen directly holds 448,290 shares of HeartBeam common stock.

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Insider Persen Kenneth Harry
Role Chief Technology Officer
Type Security Shares Price Value
Grant/Award Common Stock F1 105,740 $0.00 $0.00
Holdings After Transaction: Common Stock — 448,290 shares (Direct)
Footnotes (1)
  1. F1. Represents Restricted Stock Units ("RSUs") granted on July 24, 2026 under the HeartBeam, Inc. 2022 Equity Incentive Plan. The RSUs vested in full on the grant date and relate to the settlement of the 2025 Bonus Program, whereby Executives received shares-in-lieu-of-cash.
Shares granted 105,740 shares Common stock acquired via RSU-based grant on July 24, 2026
Price per share 0.0000 Reported transaction price per share for the 105,740-share award
Post-transaction holdings 448,290 shares Total HeartBeam common shares directly held by Kenneth Persen after the grant
Grant date July 24, 2026 Date RSUs were granted and vested in full under the 2022 Equity Incentive Plan
Restricted Stock Units financial
"Represents Restricted Stock Units ("RSUs") granted on July 24, 2026 under the"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
2022 Equity Incentive Plan financial
"granted on July 24, 2026 under the HeartBeam, Inc. 2022 Equity Incentive Plan."
2025 Bonus Program financial
"relate to the settlement of the 2025 Bonus Program, whereby Executives received"
shares-in-lieu-of-cash financial
"settlement of the 2025 Bonus Program, whereby Executives received shares-in-lieu-of-cash."

AI-generated analysis. How Rhea-AI works. Not financial advice.

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FAQ

What insider transaction did HeartBeam (BEAT) report for CTO Kenneth Persen?

HeartBeam reported that CTO Kenneth Harry Persen acquired 105,740 shares of common stock on July 24, 2026. The shares arose from a fully vested RSU grant under the 2022 Equity Incentive Plan as part of the company’s 2025 Bonus Program.

How many HeartBeam (BEAT) shares does Kenneth Persen hold after this Form 4?

After the reported transaction, CTO Kenneth Harry Persen holds 448,290 shares of HeartBeam common stock directly. This figure reflects his position immediately following the July 24, 2026 RSU-based bonus grant that delivered 105,740 shares in lieu of cash.

What is the nature of the 105,740-share award reported by HeartBeam (BEAT)?

The 105,740-share award represents Restricted Stock Units granted under HeartBeam’s 2022 Equity Incentive Plan. These RSUs vested in full on July 24, 2026 and were issued to settle the 2025 Bonus Program, providing shares instead of a cash bonus to executives.

Was the HeartBeam (BEAT) CTO’s 105,740-share award part of a bonus program?

Yes. The 105,740-share RSU-based grant to CTO Kenneth Persen relates to the settlement of HeartBeam’s 2025 Bonus Program. Executives under this program received their bonuses as company shares in lieu of cash, fully vesting on the grant date.

What plan governed the RSU grant disclosed in HeartBeam (BEAT)’s Form 4?

The RSU grant to CTO Kenneth Persen was made under the HeartBeam, Inc. 2022 Equity Incentive Plan. The 105,740 RSUs vested in full on July 24, 2026 and were settled in shares as part of the company’s equity-based 2025 Bonus Program.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Persen Kenneth Harry

(Last)(First)(Middle)
2118 WALSH AVENUE, SUITE 210

(Street)
SANTA CLARA CALIFORNIA 95050

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
HeartBeam, Inc. [ BEAT ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Chief Technology Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
07/24/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock07/24/2026A105,740(1)A$0448,290D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Represents Restricted Stock Units ("RSUs") granted on July 24, 2026 under the HeartBeam, Inc. 2022 Equity Incentive Plan. The RSUs vested in full on the grant date and relate to the settlement of the 2025 Bonus Program, whereby Executives received shares-in-lieu-of-cash.
/s/ Ken Persen07/24/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)