Welcome to our dedicated page for Franklin Resources SEC filings (Ticker: BEN), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Franklin Resources' SEC filings reveal the operational complexity of managing a global investment platform serving diverse client types across multiple asset classes. The firm's annual 10-K reports detail revenue breakdowns by investment vehicle type, geographic region, and distribution channel—disclosures that illuminate which business segments drive financial performance. For investors analyzing Franklin Resources, these filings explain how asset-based fee structures translate market movements and client flows into company revenues, with segment reporting showing performance differences between equity, fixed income, and alternative investment divisions.
Quarterly 10-Q filings track changes in assets under management across the firm's multi-brand structure, providing transparency into which Franklin Templeton brands attract client assets and which experience outflows. Given the asset management industry's fee compression pressures and competitive dynamics, these regular reports offer insight into how Franklin Resources maintains pricing power and client retention across retail, institutional, and high-net-worth segments. Our AI-powered analysis identifies key metrics embedded throughout these financial documents, saving hours of manual review when you need specific information about the firm's business trends.
Form 4 insider transaction filings reveal when Franklin Resources executives and directors buy or sell company shares, offering perspective on management's confidence in the firm's strategic direction. Proxy statements (DEF 14A) disclose executive compensation structures, board composition, and governance proposals requiring shareholder votes. For an investment management company where trust and stewardship are foundational, these governance disclosures matter to stakeholders evaluating how management incentives align with long-term shareholder interests. Access the complete filing archive here with AI summaries that explain complex regulatory documents in plain language.
Franklin Resources, Inc. director Karen Matsushima King reported an acquisition of deferred director compensation tied to the company’s stock. On 01/11/2026, she acquired 97.4279 derivative securities labeled “Deferred Director’s Fees (FRI)” at a reference price of $25.66 per underlying share, bringing her total beneficially owned derivative securities of this type to 61,387.3169, held directly.
These deferred fees represent a hypothetical investment account under the 2006 Directors Deferred Compensation Plan, based on the performance of Franklin Resources’ stock, including reinvested dividends. The account is payable in cash in substantially equal quarterly installments over ten years after she separates from service, with an expiration date of 01/20/2058 as described in the plan terms.
Franklin Resources, Inc. Chief Executive Officer and director Jennifer M. Johnson reported equity ownership changes dated January 5, 2026. One line item shows a transaction coded "G" for 6,272 shares of common stock at a price of
A separate entry, also coded "G", reflects 3,920 shares at
Franklin Resources Inc. director reports deferred fee award tied to stock performance. On 01/02/2026, the director acquired 1,407.563 units of Deferred Director's Fees under the company's 2006 Director Deferred Compensation Plan. Each unit is linked to the performance of Franklin Resources common stock, including reinvested dividends, and is payable in a lump sum after the director's separation from service.
The units are shown as exercisable and expiring on 04/20/2036, based on an assumption that separation occurs in the February following the director's 75th birthday. Following this transaction, the director beneficially holds 67,052.2113 deferred fee units on a direct basis, representing a hypothetical investment account that can be reallocated to other permitted investment accounts.
Franklin Resources Inc. director reported a new deferred compensation transaction. On 01/02/2026, the director acquired 1,439.0756 deferred director’s fee units under the company’s 2006 Directors Deferred Compensation Plan at a reference price of $23.8 per unit, each linked to an equal number of shares of common stock.
After this transaction, the director beneficially owned 60,529.9517 such derivative securities on a direct basis. These amounts are held in a hypothetical investment account tied to Franklin Resources’ stock performance (including reinvested dividends) and are payable in cash in substantially equal quarterly installments over ten years, beginning after the director’s separation from service based on specified January 20, April 20, July 20 or October 20 payment dates. The expiration date disclosed for this award is 01/20/2058.
Franklin Resources Inc. Chief Executive Officer and Director reported changes in her beneficial ownership of the company’s common stock. On 12/26/2025, transactions coded “G” were reported involving common stock with par value $0.10 per share. Following these transactions, she directly owned 3,330,456.0046 shares of Franklin Resources common stock. She also indirectly owned 602,009 shares through her children or as trustee for her children, 2,642.5854 shares through the Franklin Templeton 401(k) Retirement Plan, 2,637,700 shares through a business limited partnership under her control, and 216,900 shares through a venture limited partnership for her benefit and partially for irrevocable trusts for her children.
Franklin Resources, Inc. disclosed that a director and executive chairman, filing individually, reported several gifts of common stock on December 26, 2025. The reporting person transferred 1,272 shares of common stock directly, 2,544 shares held for children, and 1,272 shares held by a spouse, all coded as gifts. After these transactions, the filing shows 2,687,554 shares of common stock held directly, 254,959 shares held for children, and 27,716 shares held by a spouse, along with additional indirect holdings through a 401(k) plan and two limited partnerships. The reporting person disclaims beneficial ownership of shares held by children, certain trusts for children, and the spouse’s holdings.
Franklin Resources, Inc. insider reporting as a director and 10% owner disclosed a transaction in the company’s common stock on 12/26/2025, coded "G" in the SEC form. The filing shows that 25,440 shares of common stock with par value $0.10 were disposed of in this transaction. Following the activity, the reporting person directly beneficially owned 90,108,421 shares of Franklin Resources common stock.
The form also lists indirect holdings, including 25,108.0143 shares held through the Franklin Templeton 401(k) Retirement Plan, based on a plan statement as of October 10, 2025, and 4,059,651 shares held through an IRA. The filing is made by one reporting person and indicates that the transaction was not reported as part of a group filing.
Franklin Resources, Inc. is asking stockholders to vote at its virtual 2026 Annual Meeting on February 3, 2026. The Board is seeking approval to elect 11 directors, ratify PricewaterhouseCoopers LLP as auditor for the year ending September 30, 2026, approve amendments to two equity plans, and hold an advisory vote on executive pay.
The company reports assets under management of $1.66 trillion as of September 30, 2025, with long-term inflows of $343.9 billion and long-term net outflows of $97.4 billion. Excluding Western Asset, long-term net inflows were $44.5 billion, marking eight consecutive quarters of positive net flows. Alternative assets reached $270 billion after the Apera Asset Management acquisition, and the firm highlights strong growth in ETFs, retail separately managed accounts, and its Canvas custom indexing platform.
During fiscal 2025, Franklin returned $930 million to stockholders through dividends and buybacks and repaid $400 million of senior notes. The proxy emphasizes a majority-independent Board with an independent lead director, strong governance rights (including proxy access and one-share-one-vote), robust stock ownership guidelines, and broad clawback policies. Executive pay is heavily performance-based, focused on adjusted financial metrics, investment performance, and strategic execution.
Franklin Resources Inc3,816 shares of common stock on 12/17/2025, identified with transaction code G. Following this transaction, the insider directly beneficially owned 90,133,861 shares of common stock. The filing also notes indirect holdings of 25,108.0143 shares through the Franklin Templeton 401(k) Retirement Plan, based on a plan statement as of October 10, 2025, and 4,059,651 shares held indirectly through an IRA.
Franklin Resources, Inc. expanded its senior unsecured revolving credit facility by $400,000,000 under a joinder agreement with a syndicate of banks, increasing total aggregate commitments from $1,100,000,000 to $1,500,000,000.
The board also authorized the company to repurchase up to an additional 20.8 million shares of common stock, bringing the total shares available for repurchase to 40.0 million. Repurchases may occur in open market or private transactions, the program has no expiration date, and any shares bought are retired. A related press release also notes an increase to the company’s dividend.
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