Director at Franklin Resources (NYSE: BEN) purchases 7,593 shares at $27

Rhea-AI Filing Summary

Franklin Resources reported an insider share purchase by one of its directors. On 02/03/2026, the director acquired 7,593 shares of Franklin Resources common stock at a price of $27 per share. After this transaction, the director directly owned 47,152 shares.

This Form 4/A is described as an administrative amendment made solely to correct the transaction date, with no other changes to the previously reported information.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Noto Anthony

(Last) (First) (Middle)

C/O FRANKLIN RESOURCES, INC.

ONE FRANKLIN PARKWAY

(Street)

SAN MATEO CA 94403-1906

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
FRANKLIN RESOURCES INC [ BEN ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
02/03/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)
02/04/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock, par value $.10	02/03/2026(1)		A		7,593	A	$27	47,152	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Due to administrative error, this amendment is solely to correct the transaction date, no other change.

	/s/ Virginia Rosas, Attorney-in-Fact	02/04/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did Franklin Resources (BEN) disclose in this Form 4/A?

Franklin Resources disclosed that one of its directors acquired additional common shares. On 02/03/2026, the director bought 7,593 shares of Franklin Resources common stock at a price of $27 per share, increasing their directly held stake in the company.

How many Franklin Resources (BEN) shares does the director own after this transaction?

After the reported transaction, the director beneficially owns 47,152 shares of Franklin Resources common stock. This total reflects the new 7,593-share acquisition at $27 per share on 02/03/2026 and is listed as directly held ownership in the filing.

Was the Franklin Resources (BEN) insider transaction a purchase or a sale?

The transaction reported was a purchase. The Form 4/A shows the director acquired 7,593 shares of Franklin Resources common stock, coded as an "A" (acquired) transaction, at a price of $27 per share on 02/03/2026, increasing the director’s direct holdings.

Is the Franklin Resources (BEN) director’s ownership direct or indirect after this filing?

The director’s ownership is reported as direct. Following the 7,593-share acquisition at $27 per share on 02/03/2026, the filing lists 47,152 shares under "Ownership Form: Direct (D)", indicating the shares are held directly rather than through an intermediary entity.

What change does this amended Form 4/A for Franklin Resources (BEN) make?

The amendment is described as administrative. The explanation states that this Form 4/A is filed solely to correct the transaction date related to the previously reported share acquisition, and confirms that no other aspects of the original report are changed.

What role does the reporting person hold at Franklin Resources (BEN)?

The reporting person is identified as a director of Franklin Resources. The relationship section of the filing has the "Director" box checked, while the other relationship categories, such as officer or 10% owner, are not selected in this particular disclosure.