Welcome to our dedicated page for FRANKLIN TEMPLETON SEC filings (Ticker: BEN), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Franklin Resources, Inc. filings document the regulatory record for Franklin Templeton as a NYSE-listed investment management company. The company’s 8-K reports disclose quarterly and annual operating results, Regulation FD earnings commentary, material agreements, credit-facility obligations, share repurchase authorizations and other capital-structure matters.
Proxy and meeting filings cover board elections, shareholder voting results, executive compensation, employee stock investment plans and universal stock incentive plan authorizations. The filing record also includes leadership and compensation disclosures, governance matters, common stock registration information, and regulatory or risk-related updates involving Western Asset Management, a wholly owned subsidiary.
FRANKLIN TEMPLETON INC (symbol: BEN) is the issuer of record for a Form SCHEDULE 13D/A filing submitted to the SEC.
FRANKLIN TEMPLETON INC (symbol: BEN) is the issuer of record for a Form SCHEDULE 13D/A filing submitted to the SEC.
FRANKLIN RESOURCES INC (BEN) reported that Chief Executive Officer and director Jennifer M. Johnson had 116,053 shares of common stock withheld on August 31, 2026 to pay tax liability related to the vesting of an equity award issued in accordance with Rule 16b-3, at a value of $34.15 per share. After this tax-withholding disposition, she directly held 3,437,981.0046 shares, including 522,126 unvested restricted stock units. She also reported indirect holdings of 2,739.1276 shares through the Franklin Templeton 401(k) Retirement Plan, 2,637,700 shares through a business limited partnership under her control, 605,929 shares held by or for her children for which she disclaims beneficial ownership, and 216,900 shares through a venture limited partnership in which she has a beneficial interest but disclaims beneficial ownership of portions held in children’s trusts.
FRANKLIN RESOURCES INC (BEN) Executive Chairman Gregory E. Johnson reported a disposition of 10,568 shares of common stock on August 31, 2026, at $34.15 per share to satisfy tax liability by withholding securities incident to the vesting of an equity award issued under Rule 16b-3. Following this transaction, he holds 2,676,986 shares directly, including 25,664 unvested restricted stock units. He also reports indirect holdings through a 401(k) plan, business and venture limited partnerships he controls, and shares held by his spouse and children, with beneficial ownership of certain family-related holdings disclaimed. No Rule 10b5-1 trading plan is reported.
Franklin Resources Inc (BEN) reported that Chief Accounting Officer Lindsey Harumi Oshita had 2,598 shares of common stock withheld on August 31, 2026 to pay tax liabilities related to vesting equity awards, at a reference value of $34.15 per share.
After this tax-withholding disposition, Oshita directly beneficially owned 26,129.4565 shares of common stock, including 7,812 shares represented by unvested restricted stock units. No transactions were reported under a Rule 10b5-1 trading plan.
FRANKLIN RESOURCES INC (BEN) reported that officer Matthew Nicholls had 61,533 shares of common stock withheld on August 31, 2026 to pay tax liabilities related to vesting equity under Rule 16b-3, at a reported value of $34.15 per share. After this tax-withholding disposition, he beneficially owns 717,264 shares, including 339,611 unvested restricted stock units. No Rule 10b5-1 trading plan is reported.
FRANKLIN RESOURCES INC (BEN) reported that executive vice president and general counsel Thomas C. Merchant had 9,807 shares of common stock withheld on August 31, 2026 to satisfy tax liability upon the vesting of an equity award issued under Rule 16b-3. After this tax-withholding disposition, he beneficially owns 82,805 shares, including 21,887 unvested restricted stock units, all held directly. No Rule 10b5-1 trading plan is reported for this transaction.
FRANKLIN RESOURCES INC (BEN) reported that officer Terrence Murphy, Co‑President, Public Markets, had 25,125 shares of common stock withheld on August 31, 2026 to pay tax liabilities arising from the vesting of equity awards. The shares were valued at $34.15 per share for this tax-withholding transaction, leaving him with 390,884 shares beneficially owned, including 297,698 unvested restricted stock units. No Rule 10b5‑1 trading plan is reported for this transaction.
FRANKLIN RESOURCES INC (BEN) reported that Co-President and Chief Commercial officer Daniel Gamba had 64,136 shares of common stock withheld on August 31, 2026 to pay tax liabilities arising from the vesting of an equity award issued under Rule 16b-3. The shares were valued at $34.15 per share for this tax-withholding transaction. After this event, Gamba beneficially owned 608,584 shares in total, including 525,096 shares represented by unvested restricted stock units. No Rule 10b5-1 trading plan is reported for this transaction.
Power Corporation of Canada, Great-West Lifeco Inc., and PAFI, LLC report beneficial ownership of Franklin Resources, Inc. common stock on an amended Schedule 13G. Through PAFI, LLC, the group reports beneficial ownership of 25,340,031 shares of common stock, with shared voting and dispositive power over all such shares and no sole voting or dispositive power.
This position represents 4.99% of Franklin Resources’ common stock, calculated using 508,076,910 shares outstanding as of July 22, 2026, plus the 25,340,031 shares held by PAFI, LLC. The reporting entities indicate they may be deemed a "group" under Section 13(d)(3) due to their relationships and control structure, including oversight by the Desmarais Family Residuary Trust.