Welcome to our dedicated page for FRANKLIN RESOURCES SEC filings (Ticker: BEN), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Franklin Resources, Inc. filings document the regulatory record for Franklin Templeton as a NYSE-listed investment management company. The company’s 8-K reports disclose quarterly and annual operating results, Regulation FD earnings commentary, material agreements, credit-facility obligations, share repurchase authorizations and other capital-structure matters.
Proxy and meeting filings cover board elections, shareholder voting results, executive compensation, employee stock investment plans and universal stock incentive plan authorizations. The filing record also includes leadership and compensation disclosures, governance matters, common stock registration information, and regulatory or risk-related updates involving Western Asset Management, a wholly owned subsidiary.
Gregory E. Johnson, Executive Chairman and Director of Franklin Resources (NYSE: BEN), reported significant beneficial ownership changes on June 23, 2025. Johnson received 458,790 shares as a maturity payment from an irrevocable grantor retained annuity trust, increasing his direct ownership to 2,664,868 shares.
Johnson's total beneficial ownership includes multiple indirect holdings:
- 7,576 shares through 401(k) plan
- 2,573,100 shares via business limited partnership under his control
- 252,415 shares held by/for children as trustee
- 26,444 shares held by spouse
- 396,000 shares through venture limited partnership
The transaction was coded as 'J' (Other) and represents an estate planning-related distribution. Johnson disclaims beneficial ownership of shares held in children's trusts, spouse's holdings, and certain partnership interests.