[Form 4] FRANKLIN RESOURCES INC Insider Trading Activity
Filing Impact
Filing Sentiment
Form Type
4
Rhea-AI Filing Summary
Franklin Resources (BEN) reported insider activity by its Chief Executive Officer and Director. On November 4, 2025, the reporting person acquired 306,552 shares of common stock at $22.59 per share. An additional 108,262 shares relate to prior performance‑based restricted stock units, with the Compensation Committee certifying achievement for the fiscal year ended September 30, 2025; these are scheduled to vest on December 1, 2025.
Following these transactions, direct beneficial ownership was 3,371,787.0046 shares. The filer also reported indirect holdings, including 2,642.5854 shares via a 401(k) plan and stakes held through family and partnership entities.
Positive
- None.
Negative
- None.
Insider Trade Summary
6 transactions reported
Mixed
6 txns
Insider
JOHNSON JENNIFER M
Role
Chief Executive Officer
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Grant/Award | Common Stock, par value $.10 | 306,552 | $22.59 | $6.93M |
| Grant/Award | Common Stock, par value $.10 | 108,262 | $0.00 | -- |
| holding | Common Stock, par value $.10 | -- | -- | -- |
| holding | Common Stock, par value $.10 | -- | -- | -- |
| holding | Common Stock, par value $.10 | -- | -- | -- |
| holding | Common Stock, par value $.10 | -- | -- | -- |
Holdings After Transaction:
Common Stock, par value $.10 — 3,263,525.005 shares (Direct);
Common Stock, par value $.10 — 2,642.585 shares (Indirect, By 401(k))
Footnotes (1)
- During prior three years, the Reporting Person was granted certain restricted stock units subject to vesting over a three-year period based upon satisfaction of certain performance criteria. On November 4, 2025, the Issuer's Compensation Committee certified that certain performance criteria with respect to the Issuer's fiscal year ended September 30, 2025 were achieved, and therefore the amount of shares reported in Column 4 are scheduled to vest on December 1, 2025. Not applicable. Of the amount of securities beneficially owned, 587,199 shares represent unvested restricted stock unit awards (which excludes the unvested restricted stock units scheduled to vest on December 1, 2025 as reported in Footnote 1). Reporting Person holds shares in the Franklin Templeton 401(k) Retirement Plan. Information is based on a plan statement as of October 10, 2025. Business limited partnership under control of Reporting Person. Shares held by Reporting Person's children or by Reporting Person as trustee for her children. Reporting Person disclaims beneficial ownership of such shares. Limited partnership for the benefit of Reporting Person, and owned in part by irrevocable trusts for the benefit of Reporting Person's children. Reporting Person disclaims beneficial ownership of the children's trusts.
