BEN Form 3 shows Co‑President, Chief Commercial with no holdings

Rhea-AI Filing Summary

Franklin Resources, Inc. (BEN) filed a Form 3 initial statement of beneficial ownership for an officer serving as Co‑President, Chief Commercial. The event date is 10/15/2025.

The filing states no securities are beneficially owned. It was filed by one reporting person and signed by an attorney‑in‑fact. This is an administrative disclosure under Section 16.

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Accepted by SEC EDGAR 10/15/2025 - 11:09 AM Learn about SEC filing dates

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person^*

Gamba Daniel

(Last) (First) (Middle)

C/O FRANKLIN RESOURCES, INC.

ONE FRANKLIN PARKWAY

(Street)

SAN MATEO CA 94403-1906

(City) (State) (Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
10/15/2025

3. Issuer Name and Ticker or Trading Symbol
FRANKLIN RESOURCES INC [ BEN ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Co-President, Chief Commercial

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

Remarks:

Copy of Limited Power of Attorney included as Exhibit 24.

No securities are beneficially owned.

	/s/ Virginia Rosas, Attorney-in-Fact	10/15/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did BEN file?

Form 3, an initial statement of beneficial ownership by a reporting person subject to Section 16.

Who is the reporting person related to BEN?

An officer holding the title Co‑President, Chief Commercial.

What ownership did the Form 3 report for BEN?

The filing states no securities are beneficially owned.

What is the date of the reportable event?

The event date is 10/15/2025.

Is this a joint filing?

No. It is filed by one reporting person.

Who signed the filing?

It was signed by Virginia Rosas as Attorney‑in‑Fact.

Does the filing include any exhibits?

Yes. A Limited Power of Attorney is included as Exhibit 24.