STOCK TITAN

Director Anthony Noto adds 7,593 Franklin (NYSE: BEN) shares

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Franklin Resources director Anthony Noto reported acquiring 7,593 shares of the company’s common stock at $27 per share on February 4, 2026. Following this transaction, he beneficially owns 47,152 shares of Franklin Resources stock in direct ownership.

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SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Noto Anthony

(Last) (First) (Middle)
C/O FRANKLIN RESOURCES, INC.
ONE FRANKLIN PARKWAY

(Street)
SAN MATEO CA 94403-1906

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
FRANKLIN RESOURCES INC [ BEN ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
02/03/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock, par value $.10 02/04/2026 A 7,593 A $27 47,152 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
/s/ Virginia Rosas, Attorney-in-Fact 02/04/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did Franklin Resources (BEN) director Anthony Noto report?

Director Anthony Noto reported acquiring 7,593 shares of Franklin Resources common stock. The shares were acquired at a price of $27 per share, according to the Form 4 insider trading report filed under Section 16 rules.

When did Anthony Noto acquire additional Franklin Resources (BEN) shares?

Anthony Noto acquired the additional Franklin Resources shares on February 4, 2026. This transaction date is disclosed in the Form 4 filing, which records insider trades by directors and other key reporting persons of the company.

How many Franklin Resources (BEN) shares does Anthony Noto own after this transaction?

After the reported acquisition, Anthony Noto beneficially owns 47,152 shares of Franklin Resources common stock. The Form 4 specifies that this ownership is held directly, reflecting his total holdings immediately following the transaction.

Was the Franklin Resources (BEN) insider transaction a purchase or sale of shares?

The filing reports an acquisition of shares, coded as transaction type “A” on the Form 4. This indicates that Anthony Noto increased his holdings of Franklin Resources common stock rather than disposing of or selling shares in this report.

At what price were the new Franklin Resources (BEN) shares acquired by Anthony Noto?

The newly acquired Franklin Resources shares were reported at a price of $27 per share. This per-share price is disclosed in the Form 4 alongside the 7,593-share amount, providing detail on the size and value of the insider acquisition.
Franklin Resources Inc

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