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Franklin Templeton director acquires deferred-fee units

The deferred-fee account tracks Franklin Resources Inc. stock performance, including reinvested dividends, and is payable after separation from service.

(Neutral)

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Form Type
4

Rhea-AI Filing Summary

John Y. Kim, a director of Franklin Templeton Inc. (BEN), reported an acquisition of deferred director-fee units tied to 1,030.7692 underlying common-stock shares on October 1, 2026. The hypothetical investment account is calculated under the 2006 Director Deferred Compensation Plan based on Franklin Resources Inc. stock performance, including reinvested dividends. The transaction lists $32.50 per underlying share and a post-transaction balance of 80,690.9655 underlying-share equivalents. The account is payable in one payment following separation from service.

Insider Kim John Y
Role Director
Type Security Shares Price Value
Grant/Award Deferred Director's Fees (FRI) F1, F2, F3 1,030.7692 $32.50 $33K
Holdings After Transaction: Deferred Director's Fees (FRI) — 80,690.9655 contracts (Direct)
Footnotes (3)
  1. F1. Not applicable.
  2. F2. Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below.
  3. F3. Represents a hypothetical investment account calculation of deferred Franklin Resources Inc.'s director's fees, under the 2006 Director Deferred Compensation Plan, based upon the performance of Franklin Resources Inc.'s stock (including reinvested dividends) payable in one payment following the director's separation from service from Franklin Resources, Inc. and its subsidiaries. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account(s) not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter.
Deferred director-fee account credit 1,030.7692 underlying-share equivalents Reported acquisition on October 1, 2026
Per-share value $32.50 per underlying share Deferred director-fee transaction on October 1, 2026
Post-transaction account balance 80,690.9655 underlying-share equivalents Reported after the October 1, 2026 transaction
hypothetical investment account financial
"Represents a hypothetical investment account calculation"
2006 Director Deferred Compensation Plan financial
"under the 2006 Director Deferred Compensation Plan"
separation from service financial
"following the director's separation from service"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many shares did BEN director John Y. Kim acquire?

John Y. Kim reported an acquisition of deferred director-fee units equal to 1,030.7692 underlying common-stock shares on October 1, 2026. The hypothetical account is based on Franklin Resources Inc. stock performance, including reinvested dividends.

How are John Y. Kim's BEN deferred director fees paid?

The deferred director-fee account is payable in one payment following separation from service from Franklin Resources Inc. and its subsidiaries. John Y. Kim may transfer the hypothetical account amount to alternative investment accounts not based on Franklin Resources Inc. stock performance, effective as of the first day of any calendar quarter.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Kim John Y

(Last)(First)(Middle)
C/O FRANKLIN TEMPLETON, INC.
ONE FRANKLIN PARKWAY

(Street)
SAN MATEO CALIFORNIA 94403

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
FRANKLIN TEMPLETON INC [ BEN ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
10/01/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Deferred Director's Fees (FRI)(1)10/01/2026A1,030.769204/20/2036(2)04/20/2036(2)Common Stock, par value $.101,030.7692$32.580,690.9655D(3)
Explanation of Responses:
1. Not applicable.
2. Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below.
3. Represents a hypothetical investment account calculation of deferred Franklin Resources Inc.'s director's fees, under the 2006 Director Deferred Compensation Plan, based upon the performance of Franklin Resources Inc.'s stock (including reinvested dividends) payable in one payment following the director's separation from service from Franklin Resources, Inc. and its subsidiaries. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account(s) not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter.
/s/ Virginia Rosas, Attorney-in-Fact10/05/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

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