Beneficient (BENF) issues press release on Q4 and full-year 2025 results

Rhea-AI Filing Summary

Beneficient filed a current report to note that it has released its financial results for the fourth quarter and year ended March 31, 2025. On September 29, 2025, the company issued a press release detailing these results, which is furnished as Exhibit 99.1.

The filing emphasizes that the press release is being furnished rather than filed, meaning it is not automatically subject to certain liability provisions of the Exchange Act and is not incorporated into other securities filings unless specifically referenced.

8-K Event Classification

2 items: 2.02, 9.01

2 items

Item 2.02 Results of Operations and Financial Condition Financial

Disclosure of earnings results, typically an earnings press release or preliminary financials.

Item 9.01 Financial Statements and Exhibits Exhibits

Financial statements, pro forma financial information, and exhibit attachments filed with this report.

Understanding 8-K Material Events →

0001775734FALSE00017757342025-09-292025-09-290001775734us-gaap:CommonClassAMember2025-09-292025-09-290001775734us-gaap:WarrantMember2025-09-292025-09-29

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, DC 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

Date of report (Date of earliest event reported): September 29, 2025

Commission File Number: 001-41715

Exact name of registrant as specified in its charter:

Beneficient

State or other jurisdiction of incorporation or organization:						IRS Employer Identification No.:
Nevada						72-1573705

Address of principal executive offices:

325 North St. Paul Street, Suite 4850 Dallas, Texas 75201

Registrant’s telephone number, including area code:

(214) 445-4700

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

☐ Written communication pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

Title of each class

Trading Symbol(s)

Name of each exchange on which registered

Shares of Class A common stock, par value $0.001 per share

BENF

The Nasdaq Stock Market LLC

Warrants, each whole warrant exercisable for one share of Class A common stock, par value $0.001 per share, and one share of Series A convertible preferred stock, par value $0.001 per share

BENFW

The Nasdaq Stock Market LLC

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2 of this chapter).

Emerging growth company    ☒

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.     ☐

Item 2.02 Results of Operations and Financial Conditions

On September 29, 2025, Beneficient, a Nevada corporation, issued a press release announcing its financial results for the fourth quarter and year ended March 31, 2025. A copy of the press release is furnished as Exhibit 99.1 and is incorporated by reference herein.

The information furnished pursuant to Item 2.02 (including Exhibit 99.1 hereto) shall not be deemed to be “filed” for the purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), and shall not be deemed to be incorporated by reference into any filing under the Securities Act of 1933, as amended, or the Exchange Act, except as shall be expressly set forth by specific reference in such filing.

Item 9.01 Exhibits and Financial Statements

(d)     Exhibits.

99.1    Press Release of Beneficient issued September 29, 2025.

104    Cover Page Interactive Data File (embedded within the Inline XBRL document).

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

BENEFICIENT

Date:

September 29, 2025

By:

/s/ Gregory W. Ezell

Gregory W. Ezell

Chief Financial Officer

FAQ

What did Beneficient (BENF) disclose in this 8-K filing?

Beneficient disclosed that it issued a press release on September 29, 2025 announcing its financial results for the fourth quarter and year ended March 31, 2025, and furnished that release as Exhibit 99.1.

Which period do the newly announced Beneficient (BENF) results cover?

The announced financial results cover Beneficient’s fourth quarter and full fiscal year ended March 31, 2025.

How did Beneficient provide its Q4 and full-year 2025 results to investors?

Beneficient provided its Q4 and full-year 2025 results through a press release dated September 29, 2025, which is furnished as Exhibit 99.1 to this report.

Is the Beneficient (BENF) earnings press release considered filed with the SEC?

No. The company states that the information furnished under Item 2.02, including Exhibit 99.1, is furnished and not deemed filed for purposes of Section 18 of the Exchange Act.

Who signed Beneficient’s September 29, 2025 8-K report?

The report was signed on behalf of Beneficient by Gregory W. Ezell, Chief Financial Officer.

What exhibits are included with this Beneficient (BENF) 8-K?

The 8-K includes Exhibit 99.1, the press release issued September 29, 2025, and Exhibit 104, the cover page interactive data file embedded within the Inline XBRL document.