Every Form 4 that Beneficient (BENF) has filed with the SEC in the last 12 months is listed below, newest first, and each one links through to the document itself with the summary and the scores our analysis gives it.
A Form 4 covers the transactions officers, directors and large holders report, so if you follow BENF and want that one kind of document rather than the whole filing history, this is the page to keep. The company's other filings, of every form, are on the full BENF filings page.
Beneficient director Karen Wendel acquired two restricted stock unit awards on September 18, 2026, covering 32,960 and 44,016 shares of Class A common stock issuable upon settlement. Both awards fully vested on the grant date. The 44,016-share award was granted for prior service compensation for November 22, 2025, through March 31, 2026. No Rule 10b5-1 plan is reported.
Beneficient (symbol: BENF) is the issuer of record for a Form 4 filing submitted to the SEC. Schnitzer Bruce William reported acquisition or exercise transactions in this Form 4 filing.
Beneficient director Bruce W. Schnitzer received three awards of Class A common stock issuable upon settlement of RSUs on September 18, 2026: 176,887 shares, 29,894 shares and 188,679 shares. All three awards fully vested on the grant date. The 188,679-RSU award was granted in satisfaction of prior service compensation for January 1, 2025, through March 31, 2026. No Rule 10b5-1 plan is reported.
Beneficient (symbol: BENF) is the issuer of record for a Form 4 filing submitted to the SEC. Hicks Mack H. reported acquisition or exercise transactions in this Form 4 filing.
Beneficient (BENF) director and 10 percent owner Mack Hicks received an award of 26,828 restricted stock units under the Beneficient 2023 Equity Incentive Plan on September 18, 2026. The award fully vested on the grant date and relates to 26,828 Class A common shares issuable upon settlement; the transaction row reports 26,828 shares following the transaction. Hicks Holdings Operating, LLC is also identified as a 10 percent owner. Indirect holding entries name Hicks Holdings Operating, LLC and HH-BDH, LLC; Mack Hicks has power to vote and direct disposition of those entity-held shares, while disclaiming beneficial ownership except to the extent of his pecuniary interest.
Beneficient (symbol: BENF) is the issuer of record for a Form 4 filing submitted to the SEC. CANGANY PETER T JR reported acquisition or exercise transactions in this Form 4 filing.
Peter T. Cangany, Jr., a Beneficient director, reported awards of 32,960 and 247,642 Class A common shares issuable upon settlement of restricted stock units on September 18, 2026; both awards fully vested on the grant date. The 247,642-RSU award was granted in satisfaction of prior service compensation for January 1, 2025, through March 31, 2026. As of September 18, 2026, Cangany Capital Management, LLC directly held 40,625 shares and The Cangany Group, LLC directly held 12,500 shares. Cangany disclaims beneficial ownership of those entity-held shares except to the extent of his pecuniary interest.
Beneficient (BENF) director and Chief Fiduciary Officer Derek L. Fletcher purchased 4,717 shares of Class A common stock on September 15, 2026 at $1.06 per share in an open-market or private transaction. Following this purchase and including shares underlying equity awards, he directly holds 5,336 shares of Class A common stock. No Rule 10b5-1 trading plan is reported.
Beneficient (BENF) director Peter T. Cangany, Jr. purchased 18,868 shares of Class A Common Stock on September 15, 2026 at $1.06 per share in a direct open-market or private transaction. Following this purchase, he directly holds 98,529 shares, including shares issuable upon settlement of RSU and REU awards under the company’s 2018 and 2023 equity incentive plans, and also has additional indirect holdings through entities he controls, for which beneficial ownership is partially disclaimed.
Beneficient (BENF) reported that Chief Executive Officer James G. Silk purchased 9,434 shares of Class A common stock in an open-market transaction on September 15, 2026 at $1.06 per share, held directly. Following this purchase, he directly owns 1,110,930 shares of Class A common stock, including shares issuable upon settlement of previously granted restricted equity units and restricted stock units. No Rule 10b5-1 trading plan is reported.