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MicroSectors™ Solactive FANG & Innovation -3X Inverse Leveraged ETNs SEC Filings

BERZ NYSE

Welcome to our dedicated page for MicroSectors™ Solactive FANG & Innovation -3X Inverse Leveraged ETNs SEC filings (Ticker: BERZ), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on MicroSectors™ Solactive FANG & Innovation -3X Inverse Leveraged ETNs's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into MicroSectors™ Solactive FANG & Innovation -3X Inverse Leveraged ETNs's regulatory disclosures and financial reporting.

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Bank of Montreal priced US$808,000 of Senior Medium-Term Notes, Series K Capped Buffer Notes due April 17, 2029, linked to the S&P 500® Index. The notes pay up to a Maximum Redemption Amount of $1,430.00 per $1,000 (a 43.00% cap). The structure provides 1:1 upside participation subject to that cap, a 20.00% downside buffer (Buffer Level 5,573.90, Initial Level 6,967.38), and losses beyond the buffer equal to the index decline, meaning investors may lose up to 80.00% of principal. The notes were sold at 100% of principal, with an agent commission of 0.25% and proceeds to the Bank of Montreal of $805,980.00. Initial estimated value per $1,000 was $988.99. All payments are unsecured obligations of the Bank and subject to its credit risk; BMOCM is the selling agent and calculation agent.

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Bank of Montreal priced US$500,000 Senior Medium-Term Notes, Series K — Step Down Autocallable Barrier Notes linked to the least performing of the EURO STOXX 50®, Russell 2000® and S&P 500® Equal Weight indices. The notes were priced on April 14, 2026, settle on April 17, 2026, and mature on April 17, 2030.

The notes pay specified Call Amounts on a series of Observation Dates beginning April 14, 2027; if on any Observation Date each Reference Asset is ≥ its Call Level (100% of Initial Level), the notes auto‑redeem for principal plus the Call Amount. If not called, maturity payoff equals $1,000 plus the Percentage Change of the Least Performing Reference Asset, subject to a Trigger Level of 70% of Initial Level; the issuer estimated an initial value of $953.99 per $1,000 on the Pricing Date.

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Bank of Montreal priced US$1,000,000 Senior Medium‑Term Notes, Series K — Autocallable Barrier Notes with Memory Coupons linked to the least performing of the S&P 500, NASDAQ‑100 and Russell 2000. Pricing Date: April 14, 2026; Settlement Date: April 17, 2026; Maturity Date: April 17, 2031.

The notes pay a contingent monthly coupon of 0.8833% per month (approximately 10.60% per annum) when each reference asset closes at or above its 80% Coupon Barrier on an Observation Date. Beginning October 14, 2026, the notes are callable if each reference asset is at or above its Call Level (100% of Initial Level). At maturity, if not called, principal is returned in full unless a Trigger Event occurs (any Final Level below 70% of initial), in which case investors receive $1,000 × (1 + Percentage Change of the Least Performing Reference Asset). The estimated initial value was $988.02 per $1,000. Public offering price was 100% with an agent commission of 0.75% and proceeds to the issuer of 99.25%.

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Bank of Montreal priced US$1,985,000 Senior Medium-Term Notes, Series K — Autocallable Barrier Notes with Memory Coupons linked to Broadcom Inc. (AVGO). The notes price at 100% of principal; estimated initial value is $971.06 per $1,000. Coupons pay 3.75% per quarter (~15.00% per annum) when the Reference Asset closes at or above the Coupon Barrier of $213.24 (56.00% of initial). Beginning October 14, 2026 the notes may autocall if the Reference Asset closes above the Call Level (100% of initial) on an Observation Date. At maturity (April 20, 2028), if a Trigger Event occurs (Final Level below $213.24), investors may receive physical delivery of AVGO shares or cash tied to the Final Level; otherwise principal is repaid. Public offering price and selling concession details, tax treatment, and risk disclosures are included in the supplement.

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Bank of Montreal offers US$3,590,000 Senior Medium-Term Notes, Series K — Autocallable Barrier Notes linked to Analog Devices, Inc. common stock. The notes have an Initial Level of $348.60, a monthly Contingent Interest Rate of 1.1058% (approximately 13.27% per annum), and a Coupon Barrier/Trigger Level of $237.05 (68.00% of the Initial Level). If not autocalled, maturity payoff depends on the Final Level on the Valuation Date; a Trigger Event occurs if the Final Level is below the Trigger Level and can reduce principal at maturity. The notes settle on April 17, 2026 and mature on May 17, 2027.

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Bank of Montreal is offering structured, non‑interest bearing principal‑at‑risk notes linked to the S&P 500® Index. Each note has a $1,000 principal amount and an upside participation rate of 140% with a capped payout (maximum settlement amount expected between $1,236.18 and $1,277.76 per note). A 15.00% buffer protects the principal for declines up to that amount; losses accrue beyond the buffer at approximately 1.1765% of principal for each 1% decline below the buffer.

The determination date and stated maturity will be set on the trade date and are expected to fall within a 24–27 month measurement period; exact initial and final index levels, the cap level and the stated maturity will be set on the trade date. Notes are unsecured obligations of Bank of Montreal, not FDIC/CDIC insured, not exchange‑listed and intended to be held to maturity.

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Bank of Montreal is offering principal-protected-style structured notes linked to the MSCI EAFE Index with $1,000 principal per note and total original issue amount of $6,034,000. The notes pay no interest and mature on February 11, 2028 (subject to postponement). If the final index level on the determination date is ≥87.50% of the initial level (initial level 3,085.08, threshold 2,699.445), each $1,000 note will pay the threshold settlement amount of $1,169.20. If the final level is below the threshold, investors lose approximately 1.1429% of principal for each 1% decline below the threshold and could lose some or all principal. The issuer’s estimated initial value was $994.43 per $1,000 note, which is less than the original issue price; all payments are subject to Bank of Montreal credit risk. The notes are unsecured, not FDIC/Canadian-insured, and are not listed; holders should expect limited secondary market liquidity.

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Bank of Montreal reported the results of its April 15, 2026 annual shareholder meeting. All 14 director nominees were elected with strong support, with individual "for" votes ranging from 95.98% to 99.78%. Shareholders also approved appointing KPMG LLP as auditors for the 2026 fiscal year, with 91.63% of votes cast in favour.

Shareholders backed an advisory resolution on the bank’s approach to executive compensation, with 96.34% of votes for and 3.66% against. Eight shareholder proposals on topics including meeting participation, youth inclusion in governance, compensation policy, board skills, systemic role, AI oversight, enhanced disclosure, and environmental policies were all rejected, with support ranging from 0.83% to 22.17% of votes cast.

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Bank of Montreal reported the results of its April 15, 2026 annual shareholder meeting. All 14 director nominees were elected with strong support, with individual "for" votes ranging from 95.98% to 99.78%. Shareholders also approved appointing KPMG LLP as auditors for the 2026 fiscal year, with 91.63% of votes cast in favour.

Shareholders backed an advisory resolution on the bank’s approach to executive compensation, with 96.34% of votes for and 3.66% against. Eight shareholder proposals on topics including meeting participation, youth inclusion in governance, compensation policy, board skills, systemic role, AI oversight, enhanced disclosure, and environmental policies were all rejected, with support ranging from 0.83% to 22.17% of votes cast.

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Bank of Montreal is issuing US$5,000,000 of Senior Medium-Term Market-Linked Notes, Series K, linked to the Dow Jones Industrial Average®. The notes pay at maturity based on an averaged Initial Level (Apr 10–Jun 17, 2026) and averaged Final Level (Dec 10, 2030–Mar 12, 2031). The payment is capped at a Maximum Redemption Amount of $1,716.60 per $1,000 (a 71.66% maximum return). The notes do not bear interest, are unsecured senior obligations of Bank of Montreal, are subject to issuer credit risk, will not be listed, and have an estimated initial value of $983.13 per $1,000 on the Pricing Date.

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Bank of Montreal is offering US$787,000 aggregate principal of Senior Medium‑Term Notes, Series K — Callable Barrier Notes with Contingent Coupons due April 18, 2030. The notes pay a Contingent Coupon of 2.8375% per quarter (approximately 11.35% per annum) when each reference asset closes at or above its Coupon Barrier on observation dates. Reference Assets are the iShares Russell 2000 ETF (IWM), the EURO STOXX 50 Index (SX5E) and the NASDAQ‑100 Index (NDX). Each reference asset has a Coupon Barrier and Trigger Level equal to 65.00% of its Initial Level. If, on the Valuation Date, the Final Level of any Reference Asset is below its Trigger Level, a Trigger Event occurs and the maturity payoff is reduced based on the Percentage Change of the Least Performing Reference Asset. The estimated initial value on the Pricing Date was $988.35 per $1,000 principal. The notes are unsecured senior obligations of the Bank and are not FDIC‑insured; tax treatment and other risks are disclosed in the accompanying product supplement and prospectus.

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FAQ

How many MicroSectors™ Solactive FANG & Innovation -3X Inverse Leveraged ETNs (BERZ) SEC filings are available on StockTitan?

StockTitan tracks 1653 SEC filings for MicroSectors™ Solactive FANG & Innovation -3X Inverse Leveraged ETNs (BERZ), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for MicroSectors™ Solactive FANG & Innovation -3X Inverse Leveraged ETNs (BERZ)?

The most recent SEC filing for MicroSectors™ Solactive FANG & Innovation -3X Inverse Leveraged ETNs (BERZ) was filed on April 16, 2026.