BETA Technologies (BETA) CLO reports 47,321-share Class A acquisition

Rhea-AI Filing Summary

BETA Technologies, Inc. officer Brian Dunkiel reported acquiring 47,321 shares of Class A common stock on 01/30/2026 at a price of $0 per share. Following this transaction, he directly held 123,943 Class A shares. Additional indirect holdings reported were 15,692 shares through the Leslie J. Halperin Trust Exempt Fund and 1,500 shares through the Leslie J. Halperin Trust. The reported securities include 33,125 shares of Class A common stock held by Brian Dunkiel and Leslie Halperin as tenants-by-the-entirety, and he disclaims beneficial ownership of such securities except to the extent of his pecuniary interest.

Insider Trade Summary

3 transactions reported

Mixed 3 txns

Insider Dunkiel Brian

Role SEE REMARKS

Type	Security	Shares	Price	Value
Grant/Award	Class A common stock	47,321	$0.00	--
holding	Class A common stock	--	--	--
holding	Class A common stock	--	--	--

Holdings After Transaction: Class A common stock — 123,943 shares (Direct); Class A common stock — 15,692 shares (Indirect, By Leslie J. Halperin Trust Exempt Fund)

Footnotes (1)

1. The reported securities include 33,125 shares of Class A common stock held by Brian Dunkiel and Leslie Halperin, tenants-by-the-entirety. The reporting person disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.

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Form 4 Insider Transactions: What Each Field Means →

Accepted by SEC EDGAR 02/03/2026 - 08:45 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Dunkiel Brian

(Last) (First) (Middle)

C/O BETA TECHNOLOGIES, INC.

1150 AIRPORT DRIVE

(Street)

SOUTH BURLINGTON VT 05403

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
BETA Technologies, Inc. [ BETA ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	SEE REMARKS

3. Date of Earliest Transaction (Month/Day/Year)
01/30/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Class A common stock	01/30/2026		A		47,321	A	$0	123,943(1)	D
Class A common stock								15,692	I	By Leslie J. Halperin Trust Exempt Fund(2)
Class A common stock								1,500	I	By Leslie J. Halperin Trust(2)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The reported securities include 33,125 shares of Class A common stock held by Brian Dunkiel and Leslie Halperin, tenants-by-the-entirety.

2. The reporting person disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.

Remarks:

Chief Legal Officer, Vice President and Secretary

	/s/ Brian Dunkiel	02/03/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did BETA (BETA) officer Brian Dunkiel report?

Brian Dunkiel reported acquiring 47,321 shares of BETA Technologies Class A common stock on January 30, 2026 at a price of $0 per share. This Form 4 filing reflects an increase in his reported holdings of the company’s Class A shares.

How many BETA Technologies (BETA) shares does Brian Dunkiel hold directly after the transaction?

After the reported transaction, Brian Dunkiel directly holds 123,943 shares of BETA Technologies Class A common stock. This figure reflects his direct ownership position following the January 30, 2026 acquisition of 47,321 Class A shares at a reported price of $0 per share.

What indirect BETA (BETA) share holdings are reported for entities related to Brian Dunkiel?

The filing reports 15,692 BETA Technologies Class A shares held indirectly through the Leslie J. Halperin Trust Exempt Fund and 1,500 Class A shares held indirectly through the Leslie J. Halperin Trust. These holdings are identified as indirect beneficial ownership interests associated with the reporting person.

How are jointly held BETA Technologies (BETA) shares disclosed in this Form 4?

The reported securities include 33,125 BETA Technologies Class A shares held by Brian Dunkiel and Leslie Halperin as tenants-by-the-entirety. The filing notes that the reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest in them.

What is Brian Dunkiel’s role at BETA Technologies (BETA) as disclosed in the filing?

The Form 4 states that Brian Dunkiel serves as Chief Legal Officer, Vice President and Secretary of BETA Technologies. His status as an officer explains why his transactions in the company’s Class A common stock are subject to Section 16 reporting requirements.

Does the BETA (BETA) Form 4 include any disclaimer of beneficial ownership?

Yes. The filing states that the reporting person disclaims beneficial ownership of certain securities except to the extent of his pecuniary interest. This disclaimer applies to the reported securities, including those held as tenants-by-the-entirety with Leslie Halperin.