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Brown-Forman (NYSE: BF) awards 7,727 RSUs to EVP Yiannis Pafilis

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Form Type
4

Rhea-AI Filing Summary

Pafilis Yiannis reported acquisition or exercise transactions in this Form 4 filing.

Brown-Forman reported that executive Yiannis Pafilis, EVP and President for Europe, Africa and Asia, received a grant of 7,727 Restricted Stock Units on July 23, 2026. Each unit is a contingent right to one share of Class B common stock and will vest in three equal installments on April 30, 2027, 2028 and 2029, leaving him with 7,727 RSUs outstanding.

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Insider Pafilis Yiannis
Role EVP, Pres., EU, Africa, Asia
Type Security Shares Price Value
Grant/Award Restricted Stock Units F1, F2 7,727 $0.00 $0.00
Holdings After Transaction: Restricted Stock Units — 7,727 shares (Direct)
Footnotes (2)
  1. F1. Each restricted stock unit represents a contingent right to receive one share of Brown-Forman Class B common stock.
  2. F2. The restricted stock units were granted on July 23, 2026, and will vest in equal installments on April 30, 2027, April 30, 2028, and April 30, 2029.
RSUs granted 7,727 Restricted Stock Units Grant to Yiannis Pafilis on July 23, 2026
Grant price per RSU $0.0000 per unit Reported transaction price per RSU for the award
RSUs outstanding after grant 7,727 Restricted Stock Units Holdings following the reported RSU grant
Vesting dates April 30, 2027; April 30, 2028; April 30, 2029 Scheduled vesting of the 7,727 RSUs in three equal installments
Restricted Stock Units financial
"Each restricted stock unit represents a contingent right to receive one share"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
Class B common stock financial
"to receive one share of Brown-Forman Class B common stock"
A class B common stock is one of multiple types of a company’s ordinary shares that carries specific rights—often different voting power or dividend priority—compared with other classes. For investors it matters because those differences affect how much influence you have over company decisions, the income you might receive, and how freely the shares trade; think of it like owning a car with different keys: some keys let you start the engine and open the trunk, others only unlock the door.
contingent right financial
"represents a contingent right to receive one share"
vest financial
"will vest in equal installments on April 30, 2027, April 30, 2028"
A vest is the process by which an employee earns the right to receive certain benefits or ownership interests, such as stock or retirement funds, over time. It’s similar to earning a reward gradually, ensuring that the benefit becomes fully yours only after a set period or meeting specific conditions. This makes it important for investors because it determines when they can actually claim or use those benefits.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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FAQ

What did Brown-Forman (BF) report for executive Yiannis Pafilis in this Form 4?

Brown-Forman reported that Yiannis Pafilis, EVP and President for Europe, Africa and Asia, received a grant of 7,727 Restricted Stock Units. These RSUs are a form of equity compensation tied to Brown-Forman Class B common stock, vesting over three future dates.

How many Restricted Stock Units did Brown-Forman (BF) grant to Yiannis Pafilis?

Brown-Forman granted 7,727 Restricted Stock Units to executive Yiannis Pafilis. Each unit represents a right to receive one share of Brown-Forman Class B common stock, subject to vesting conditions spread across three annual dates through 2029.

When will the 7,727 Brown-Forman (BF) RSUs granted to Yiannis Pafilis vest?

The 7,727 RSUs granted to Yiannis Pafilis will vest in three equal installments on April 30, 2027, April 30, 2028 and April 30, 2029. Vesting must occur before he actually receives the corresponding Class B common shares.

What does each Restricted Stock Unit granted by Brown-Forman (BF) to Yiannis Pafilis represent?

Each Restricted Stock Unit represents a contingent right to receive one share of Brown-Forman Class B common stock. Pafilis only receives the actual shares as the RSUs vest on their scheduled dates, making this a deferred form of equity compensation.

How many Restricted Stock Units does Yiannis Pafilis hold after this Brown-Forman (BF) transaction?

Following this grant, Yiannis Pafilis holds 7,727 Restricted Stock Units as reported. These RSUs are tied to an equal number of potential Brown-Forman Class B common shares, subject to vesting in three equal tranches from 2027 through 2029.

Was the Brown-Forman (BF) RSU grant to Yiannis Pafilis made under a Rule 10b5-1 trading plan?

The Form 4 indicates the Rule 10b5-1 checkbox was not marked as an affirming plan. This suggests the reported RSU grant was not executed pursuant to a pre-arranged Rule 10b5-1 trading plan, but rather as a standard equity compensation award.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Pafilis Yiannis

(Last)(First)(Middle)
850 DIXIE HIGHWAY

(Street)
LOUISVILLE KENTUCKY 40210

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
BROWN FORMAN CORP [ BFA, BFB ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
EVP, Pres., EU, Africa, Asia
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
07/23/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units(1)07/23/2026A7,727 (2) (2)Class B Common7,727$07,727D
Explanation of Responses:
1. Each restricted stock unit represents a contingent right to receive one share of Brown-Forman Class B common stock.
2. The restricted stock units were granted on July 23, 2026, and will vest in equal installments on April 30, 2027, April 30, 2028, and April 30, 2029.
Remarks:
Karleen M. Finnegan, Attorney in Fact for Yiannis Pafilis07/24/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)