STOCK TITAN

Brown-Forman (NYSE: BF) director receives 6,476 deferred stock units as annual grant

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Farrer Marshall reported acquisition or exercise transactions in this Form 4 filing.

Brown-Forman Corp director Farrer Marshall received a grant of 6,476.1905 Deferred Stock Units (DSUs) on July 23, 2026, tied to Class A common stock. Each DSU represents the right to receive one Class A share and was based on the $26.25 closing price that day. These annual DSU grants vest over the Board year and are settled in Class A stock on the first February 1 at least six months after the director’s termination from Board service. Following this grant and dividend-equivalent credits, Marshall now holds 11,665.5765 DSUs directly.

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Insider Farrer Marshall
Role Director
Type Security Shares Price Value
Grant/Award Deferred Stock Units F1, F2 6,476.1905 $0.00 $0.00
Holdings After Transaction: Deferred Stock Units — 11,665.5765 shares (Direct)
Footnotes (2)
  1. F1. Under the Brown-Forman Corporation Amended and Restated Non-Employee Director Deferred Stock Unit Program, each DSU represents the right to receive one share of the Company's Class A stock. Grants made on July 23, 2026, were based on the closing price of the Company's Class A common stock on that date ($26.25). On each dividend payment date, participants are credited with DSU equivalents, and the DSU total on this form has been updated to reflect such credits.
  2. F2. Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in Class A common stock on the first February 1 that is at least six months following the director's termination from Board service.
Deferred Stock Units granted 6,476.1905 units Grant of Deferred Stock Units on July 23, 2026
Total DSUs after grant 11,665.5765 units Director’s Deferred Stock Unit balance following the reported transaction
Reference Class A share price $26.25 Closing price of Class A common stock on July 23, 2026 used to base DSU grant
Transaction price per DSU $0.0000 Reported transaction price per Deferred Stock Unit for the grant
Deferred Stock Units financial
"each DSU represents the right to receive one share of the Company's Class A stock"
Deferred stock units are promises from a company to give an employee shares of stock at a future date, often after certain conditions are met or after leaving the company. They function like a form of delayed compensation, allowing employees to earn shares over time. For investors, they represent potential future ownership in the company, but do not provide immediate voting rights or dividends until the shares are actually received.
Non-Employee Director Deferred Stock Unit Program financial
"Under the Brown-Forman Corporation Amended and Restated Non-Employee Director Deferred Stock Unit Program"
dividend payment date financial
"On each dividend payment date, participants are credited with DSU equivalents"
vest over the course of the Board year financial
"Annual grants of DSUs vest over the course of the Board year"
termination from Board service financial
"at least six months following the director's termination from Board service"

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FAQ

What insider transaction did Farrer Marshall report for Brown-Forman (BF)?

Farrer Marshall reported a grant of 6,476.1905 Deferred Stock Units on July 23, 2026. The DSUs are tied to Brown-Forman Class A common stock and were awarded as director compensation, increasing his total DSU holdings reported on this Form 4.

How many Deferred Stock Units does Farrer Marshall hold in Brown-Forman (BF) after this filing?

After the reported transaction, Farrer Marshall holds 11,665.5765 Deferred Stock Units. This total includes the new grant of 6,476.1905 DSUs and prior DSU balances, updated for dividend-equivalent credits under the company’s non-employee director DSU program.

What does each Deferred Stock Unit represent at Brown-Forman (BF)?

Each Brown-Forman Deferred Stock Unit represents the right to receive one share of the company’s Class A common stock. DSU balances are also increased by DSU equivalents credited on each dividend payment date under the director deferred stock unit program.

How and when do Brown-Forman (BF) director Deferred Stock Units vest and pay out?

Annual director DSU grants at Brown-Forman vest over the course of the Board year. They are paid out in Class A common stock on the first February 1 that is at least six months after the director terminates service on the Board, according to the program terms.

At what price was the Brown-Forman (BF) DSU grant for Farrer Marshall determined?

The DSU grant was based on the $26.25 closing price of Brown-Forman Class A common stock on July 23, 2026. Although the transaction price per DSU is reported as $0.0000, the grant size references this market closing price.

Was Farrer Marshall’s Brown-Forman (BF) DSU grant made under a Rule 10b5-1 trading plan?

The filing’s Rule 10b5-1 checkbox is not marked as affirming a trading plan. The transaction is reported as a grant of Deferred Stock Units under the non-employee director program, rather than a trade executed under a Rule 10b5-1 plan.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Farrer Marshall

(Last)(First)(Middle)
850 DIXIE HIGHWAY

(Street)
LOUISVILLE KENTUCKY 40210

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
BROWN FORMAN CORP [ BFA, BFB ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
07/23/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Deferred Stock Units(1)07/23/2026A6,476.1905 (2) (2)Class A Common6,476.1905$011,665.5765D
Explanation of Responses:
1. Under the Brown-Forman Corporation Amended and Restated Non-Employee Director Deferred Stock Unit Program, each DSU represents the right to receive one share of the Company's Class A stock. Grants made on July 23, 2026, were based on the closing price of the Company's Class A common stock on that date ($26.25). On each dividend payment date, participants are credited with DSU equivalents, and the DSU total on this form has been updated to reflect such credits.
2. Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in Class A common stock on the first February 1 that is at least six months following the director's termination from Board service.
Remarks:
Karleen M. Finnegan, Attorney in fact for Marshall B. Farrer07/24/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)