Welcome to our dedicated page for BGC Group SEC filings (Ticker: BGC), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
BGC Group, Inc. (Nasdaq: BGC) files a range of documents with the U.S. Securities and Exchange Commission that provide detailed insight into its operations as a global marketplace, data, and financial technology services company. These SEC filings cover its activities in investment banking and securities dealing, brokerage, and multi-asset markets such as fixed income, foreign exchange, energy, commodities, shipping, equities, and products traded on the FMX Futures Exchange.
Among the most informative filings for BGC are its annual reports on Form 10-K and quarterly reports on Form 10-Q, which describe the company’s business, risk factors, segment information, and financial statements. Investors use these reports to understand how BGC presents its brokerage and financial technology activities, its use of non-GAAP measures such as Adjusted Earnings and Adjusted EBITDA, and its explanations of items like equity-based compensation and acquisition-related costs.
Current reports on Form 8-K provide more frequent updates on specific events. For BGC, recent 8-K filings have addressed quarterly earnings releases, updated financial outlooks, exchange offers for senior notes due 2030, the scheduling of the annual meeting of stockholders, and changes in control related to the divestiture of holdings by a former executive. These filings help readers track material developments in governance, capital structure, and financing activities.
The company’s definitive proxy statement on Schedule 14A offers additional detail on topics such as the composition and responsibilities of the Board of Directors, voting rights associated with Class A and Class B common stock, executive compensation, and stockholder proposal procedures. Filings related to debt offerings and exchange offers describe the terms of BGC’s senior notes and the mechanics of registered exchange transactions.
On this page, users can access BGC’s SEC filings and benefit from AI-powered summaries that explain the key points of lengthy documents. Real-time updates from the EDGAR system make it possible to review new 10-K and 10-Q reports, 8-K current reports, and proxy statements as they are filed. Users can also examine disclosures related to capital markets transactions and governance changes, and use AI-generated highlights to focus on sections most relevant to their analysis.
BGC Group, Inc. reported insider equity compensation activity for Co-Chief Executive Officer John J. Abularrage. He was granted 164,890 restricted stock units (RSUs) effective April 1, 2025, each representing one share of Class A common stock under the company’s long-term incentive plan.
On March 15, 2026, 75,071 RSUs vested. To cover tax obligations, the company withheld 41,516 shares at $9.57 per share, and 33,555 shares were issued to him. After this vesting and withholding, he holds 147,702 shares of Class A common stock and 333,643 RSUs scheduled to vest between 2027 and 2030, subject to continued service and a quarterly gross revenue condition of at least $5 million.
BGC Group, Inc. Co-Chief Executive Officer Jean-Pierre Aubin reported routine equity compensation activity and related tax withholding. On April 1, 2025, he received a grant of 78,456 restricted stock units (RSUs) under the company’s long-term incentive plan.
Of these RSUs, 15,692 vested on March 15, 2026, while the remainder is scheduled to vest annually on March 15 of 2027, 2028, 2029 and 2030, subject to continued service and the company generating at least $5 million in gross revenues in the applicable quarter. Separately, on March 15, 2026, 29,368 RSUs vested, with 14,392 shares withheld to cover taxes and 14,976 shares issued to Aubin.
After these transactions, he also holds 604,515 additional RSUs scheduled to vest over multiple future dates, including tranches in 2027–2030 and a larger block vesting on July 1, 2033, plus a portion that vests over four years following any employment termination.
BGC Group, Inc. Co-Chief Executive Officer Jean-Pierre Aubin reported an open-market sale of 10,000 shares of Class A common stock on March 5, 2026. The weighted average sale price was $9.55 per share, based on trades between $9.52 and $9.58.
The filing notes the sale was made primarily to fund a personal real estate transaction. After this sale, Aubin directly and indirectly holds a total of 1,121,641 shares and RSUs, including 566,214 shares and 555,427 restricted stock units that vest over multiple dates through 2033 and after his employment ends.
BGC Group’s 2025 annual report describes a global brokerage and financial technology firm spanning rates, credit, FX, equities and a rapidly expanded energy, commodities and shipping (ECS) franchise. The company now operates more than 2,500 front-office staff across major financial centers worldwide.
The report highlights Fenics, BGC’s higher-margin electronic, data, network and post-trade platform, and the build‑out of FMX, which offers cash U.S. Treasuries, FX and U.S. interest rate futures with minority stakes held by leading banks and trading firms. Acquisitions of Sage, OTC Global and AMCOM position BGC as the world’s largest energy, commodities and shipping broker by revenue as of December 31, 2025.
Governance changed significantly after longtime leader Howard Lutnick became U.S. Secretary of Commerce, with new co‑CEOs appointed and his economic interests transferred to family trusts and Cantor-related entities. The filing also summarizes extensive risk factors, including market volatility, regulation, cybersecurity, indebtedness and heavy reliance on electronic trading and key personnel.
Rubric Capital Management LP and David Rosen report passive beneficial ownership of 21,000,000 shares of BGC Group, Inc. Class A common stock, representing 5.84 % of the class. This percentage is based on 359,294,852 Class A shares outstanding as of November 7, 2025, as disclosed in BGC Group’s Form 10-Q.
The shares are held through Rubric-managed investment funds, including Rubric Capital Master Fund LP, which has the right to receive dividends and sale proceeds for more than 5 % of the class. The filers certify the holdings are in the ordinary course of business and not for changing or influencing control of BGC Group.
BGC Group, Inc. reported fourth-quarter 2025 revenues of $756.4 million, up 32.2% from a year earlier. Full-year 2025 revenues were $2,941.5 million, a 30.0% increase. Q4 GAAP net income for fully diluted shares was $13.9 million, with earnings per share of $0.03 versus $0.05.
Q4 pre-tax Adjusted Earnings rose 24.5% to $161.3 million, and post-tax Adjusted Earnings per share climbed 24.0% to $0.31. Growth was broad-based, with Energy, Commodities and Shipping revenues up 92.0% and Fenics revenues up 15.4%. The quarter included $54.8 million of cost-reduction charges.
For 2025, GAAP net income for fully diluted shares increased to $148.7 million and GAAP EPS to $0.31, while post-tax Adjusted Earnings reached $587.5 million and $1.18 per share. The Board declared a quarterly cash dividend of $0.02 per share and issued first-quarter 2026 guidance for revenues of $860–$920 million and pre-tax Adjusted Earnings of $202–$222 million.
BGC Group, Inc. disclosed that its COO and Co-CEO, Sean A. Windeatt, sold 246,360 shares of Class A common stock to the company on January 22, 2026. The repurchase was made at $9.17 per share, equal to the closing price on the Nasdaq Global Select Market that day, and was carried out under BGC Group’s existing stock repurchase authorization after approval by the Audit and Compensation Committees, relying on an exemption under Rule 16b-3.
Following this transaction, Windeatt beneficially owns 462,264 shares, all in the form of restricted stock units. These include 210,037 RSUs scheduled to vest on July 1, 2033, 48,076 RSUs vesting in four annual installments starting April 1, 2026, 131,053 RSU-LLPs vesting on April 1, 2027, and 73,098 RSUs vesting on April 1, 2028. All future vesting is contingent on his continued service and BGC Group generating at least $5 million in revenue or gross revenues in the quarter of vesting, as specified for each grant.
BGC Group (BGC) reported a director equity grant. On 11/12/2025, the reporting person acquired 5,447 shares of Class A Common Stock via restricted stock units (RSUs) at $0. Following the transaction, beneficial ownership was 32,652 shares, held directly.
The 5,447 RSUs vest in two tranches: 2,723 on November 12, 2026 and 2,724 on November 12, 2027, contingent on continued Board service. As context, holdings include 20,745 shares held directly and 6,460 previously granted RSUs scheduled to vest 3,937 on November 14, 2025 and 2,523 on September 16, 2026.
BGC Group (BGC) director reports equity grant. On 11/12/2025, the reporting person acquired 5,447 shares of Class A Common Stock at $0, represented by 5,447 RSUs granted under the company’s Long Term Incentive Plan. Following the grant, beneficial ownership is 41,044 shares, held directly.
The 5,447 RSUs vest in two tranches: 2,723 on November 12, 2026 and 2,724 on November 12, 2027, contingent on continued Board service. Holdings include 29,137 shares held directly and 6,460 previously granted RSUs, of which 3,937 vest on November 14, 2025 and 2,523 vest on September 16, 2026.
BGC Group (BGC) director Arthur U. Mbanefo reported acquiring 5,447 RSUs on 11/12/2025 at $0 under the company’s Long Term Incentive Plan. Each RSU represents the right to receive one share of Class A common stock.
These RSUs vest in two tranches: 2,723 on November 12, 2026 and 2,724 on November 12, 2027, contingent on continued Board service. Following the award, the filing lists 24,756 Class A shares beneficially owned directly.
The ownership detail includes 12,849 shares held directly and 6,460 previously granted RSUs, of which 3,937 vest on November 14, 2025 and 2,523 vest on September 16, 2026, each subject to continued Board service.